{ "schema_version": "1.0.0", "ticker": "AZ9", "company_name": "Asian Battery Metals PLC", "cutoff_date": "2026-10-09", "reviewed_at": "2026-10-09", "coverage_note": "The latest located ranked register is the top twenty shareholders as at 12 March 2026. The latest fully quantified substantial-holder group totals found in the local ASX evidence are dated 28 October 2025; individual and group rows overlap.", "register": { "as_of_date": "2026-03-12", "issued_shares": 820666895, "source_ids": [ "az9-annual-2025" ], "holders": [ { "holder_id": "az9-register-01", "name": "Mr Gan-Ochir Zunduisuren", "classification": "direct_holder", "shares": 63384421, "percentage": 7.72, "percentage_basis": "issued_shares", "as_of_date": "2026-03-12", "investor_id": null, "identity_note": null, "source_ids": [ "az9-annual-2025" ], "notes": [] }, { "holder_id": "az9-register-02", "name": "BNP Paribas Nominees Pty Ltd ", "classification": "nominee_custodian", "shares": 59907433, "percentage": 7.3, "percentage_basis": "issued_shares", "as_of_date": "2026-03-12", "investor_id": null, "identity_note": null, "source_ids": [ "az9-annual-2025" ], "notes": [] }, { "holder_id": "az9-register-03", "name": "Amgalan Sandag", "classification": "direct_holder", "shares": 55314641, "percentage": 6.74, "percentage_basis": "issued_shares", "as_of_date": "2026-03-12", "investor_id": null, "identity_note": null, "source_ids": [ "az9-annual-2025" ], "notes": [] }, { "holder_id": "az9-register-04", "name": "Citicorp Nominees Pty Limited", "classification": "nominee_custodian", "shares": 40584134, "percentage": 4.95, "percentage_basis": "issued_shares", "as_of_date": "2026-03-12", "investor_id": null, "identity_note": null, "source_ids": [ "az9-annual-2025" ], "notes": [] }, { "holder_id": "az9-register-05", "name": "BNP Paribas Noms Pty Ltd", "classification": "direct_holder", "shares": 27282823, "percentage": 3.32, "percentage_basis": "issued_shares", "as_of_date": "2026-03-12", "investor_id": null, "identity_note": null, "source_ids": [ "az9-annual-2025" ], "notes": [] }, { "holder_id": "az9-register-06", "name": "Asia Ventures Pty Ltd ", "classification": "direct_holder", "shares": 23245144, "percentage": 2.83, "percentage_basis": "issued_shares", "as_of_date": "2026-03-12", "investor_id": null, "identity_note": null, "source_ids": [ "az9-annual-2025" ], "notes": [] }, { "holder_id": "az9-register-07", "name": "Equity Trustees Limited ", "classification": "direct_holder", "shares": 23245133, "percentage": null, "percentage_basis": "issued_shares", "as_of_date": "2026-03-12", "investor_id": null, "identity_note": null, "source_ids": [ "az9-annual-2025" ], "notes": [ "The source quantity and printed percentage do not reconcile to the reported total CDI issue." ], "caveat": "The annual report prints 2.59%; 23,245,133 divided by 820,666,895 is 2.83%. Percentage omitted pending source clarification." }, { "holder_id": "az9-register-08", "name": "Spectral Investments Pty Ltd ", "classification": "direct_holder", "shares": 20811252, "percentage": 2.54, "percentage_basis": "issued_shares", "as_of_date": "2026-03-12", "investor_id": null, "identity_note": null, "source_ids": [ "az9-annual-2025" ], "notes": [] }, { "holder_id": "az9-register-09", "name": "Dragon Tree Capital Holdings Pty Ltd ", "classification": "direct_holder", "shares": 18145692, "percentage": 2.21, "percentage_basis": "issued_shares", "as_of_date": "2026-03-12", "investor_id": null, "identity_note": null, "source_ids": [ "az9-annual-2025" ], "notes": [] }, { "holder_id": "az9-register-10", "name": "Emerald Street Pty Ltd", "classification": "direct_holder", "shares": 16000000, "percentage": 1.95, "percentage_basis": "issued_shares", "as_of_date": "2026-03-12", "investor_id": null, "identity_note": null, "source_ids": [ "az9-annual-2025" ], "notes": [] }, { "holder_id": "az9-register-11", "name": "Endeavour One Pty Ltd", "classification": "direct_holder", "shares": 15568008, "percentage": 1.9, "percentage_basis": "issued_shares", "as_of_date": "2026-03-12", "investor_id": null, "identity_note": null, "source_ids": [ "az9-annual-2025" ], "notes": [] }, { "holder_id": "az9-register-12", "name": "Kingsland Corporate Pty Ltd ", "classification": "direct_holder", "shares": 15457436, "percentage": 1.9, "percentage_basis": "issued_shares", "as_of_date": "2026-03-12", "investor_id": null, "identity_note": null, "source_ids": [ "az9-annual-2025" ], "notes": [] }, { "holder_id": "az9-register-13", "name": "Onon Enkhbat", "classification": "direct_holder", "shares": 13973654, "percentage": 1.7, "percentage_basis": "issued_shares", "as_of_date": "2026-03-12", "investor_id": null, "identity_note": null, "source_ids": [ "az9-annual-2025" ], "notes": [] }, { "holder_id": "az9-register-14", "name": "Mr Neil Alexander Inglis Young", "classification": "direct_holder", "shares": 13950964, "percentage": 1.7, "percentage_basis": "issued_shares", "as_of_date": "2026-03-12", "investor_id": null, "identity_note": null, "source_ids": [ "az9-annual-2025" ], "notes": [] }, { "holder_id": "az9-register-15", "name": "Holdrey Pty Ltd ", "classification": "direct_holder", "shares": 13472694, "percentage": 1.64, "percentage_basis": "issued_shares", "as_of_date": "2026-03-12", "investor_id": null, "identity_note": null, "source_ids": [ "az9-annual-2025" ], "notes": [] }, { "holder_id": "az9-register-16", "name": "Green Dragon LLC", "classification": "direct_holder", "shares": 12097128, "percentage": 1.47, "percentage_basis": "issued_shares", "as_of_date": "2026-03-12", "investor_id": null, "identity_note": null, "source_ids": [ "az9-annual-2025" ], "notes": [] }, { "holder_id": "az9-register-17", "name": "Michelle Sandag", "classification": "direct_holder", "shares": 12097128, "percentage": 1.47, "percentage_basis": "issued_shares", "as_of_date": "2026-03-12", "investor_id": null, "identity_note": null, "source_ids": [ "az9-annual-2025" ], "notes": [] }, { "holder_id": "az9-register-18", "name": "Mr David Scuderi", "classification": "direct_holder", "shares": 11324546, "percentage": 1.38, "percentage_basis": "issued_shares", "as_of_date": "2026-03-12", "investor_id": null, "identity_note": null, "source_ids": [ "az9-annual-2025" ], "notes": [] }, { "holder_id": "az9-register-19", "name": "Mr Simon Clarkson", "classification": "direct_holder", "shares": 10044285, "percentage": 1.22, "percentage_basis": "issued_shares", "as_of_date": "2026-03-12", "investor_id": null, "identity_note": null, "source_ids": [ "az9-annual-2025" ], "notes": [] }, { "holder_id": "az9-register-20", "name": "Bond Street Custodians Pty Ltd ", "classification": "nominee_custodian", "shares": 8541427, "percentage": 1.04, "percentage_basis": "issued_shares", "as_of_date": "2026-03-12", "investor_id": null, "identity_note": null, "source_ids": [ "az9-annual-2025" ], "notes": [] } ] }, "substantial_holders": [ { "holder_id": "az9-group-1", "name": "Gan-Ochir Zunduisuren and associates", "classification": "reporting_group", "shares": 69806226, "percentage": 8.51, "percentage_basis": "voting_power", "as_of_date": "2025-10-28", "investor_id": null, "identity_note": null, "source_ids": [ "az9-substantial-2025" ], "notes": [ "The reporting group comprises Gan-Ochir Zunduisuren and Achbal LLC. Its holdings overlap the register." ] }, { "holder_id": "az9-group-2", "name": "Amgalan Sandag and associates", "classification": "reporting_group", "shares": 67411769, "percentage": 8.21, "percentage_basis": "voting_power", "as_of_date": "2025-10-28", "investor_id": null, "identity_note": null, "source_ids": [ "az9-substantial-2025" ], "notes": [ "The reporting group comprises Amgalan Sandag and Green Dragon LLC. Its holdings overlap the register." ] }, { "holder_id": "az9-group-3", "name": "Stephen Roux and associates", "classification": "reporting_group", "shares": 73899199, "percentage": 9.0, "percentage_basis": "voting_power", "as_of_date": "2025-10-28", "investor_id": null, "identity_note": null, "source_ids": [ "az9-substantial-2025" ], "notes": [ "Group interests include associated Asia Ventures, Dragon Tree, Listeners, and DTC entities. They are not additive to each other or the group total." ] } ], "sources": [ { "source_id": "az9-annual-2025", "title": "Annual Report and Financial Statements 2025", "publisher": "Asian Battery Metals PLC / ASX", "url": "https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03072674-6A1318123", "publication_date": "2026-03-27", "accessed_date": "2026-10-09", "locator": "downloads/AZ9/2026/2026-03-27_Annual Report and Financial Statements 2025_f54908cebb4780f5.pdf; PDF pages 56-57 (printed pages 55-56) and page 63 (printed page 62), CDI capital and top twenty shareholders as at 12 March 2026", "detail": "Reports 820,666,895 CDIs, where one CDI represents one fully paid share, and the top twenty holders as at 12 March 2026." }, { "source_id": "az9-substantial-2025", "title": "Change in Substantial Shareholders Interests", "publisher": "Asian Battery Metals PLC / ASX", "url": "https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03014835-6A1293496", "publication_date": "2025-10-28", "accessed_date": "2026-10-09", "locator": "downloads/AZ9/2025/2025-10-28_Change in Substantial Shareholders Interests_170f7144e91575c1.pdf; table “Substantial Shareholders”, post-placement 28 October 2025", "detail": "Provides the last complete quantified substantial-holder group totals in the cache for Gan-Ochir Zunduisuren, Amgalan Sandag and Stephen Roux groups." } ], "limitations": [ "Asian Battery Metals is incorporated in England and Wales and does not fall under the Australian Corporations Act substantial-holder forms. The issuer replicates disclosure to the best of its knowledge. The annual report’s substantial-holder section contains a table whose values are not extractable from the downloaded PDF text, so group totals are retained from the latest complete 28 October 2025 company announcement.", "The issuer states that many or most substantial group holdings are escrowed to 26 June 2026. The cited report does not confirm post-escrow changes. Nominee accounts do not identify beneficial owners.", "The top-20 table reports Equity Trustees Limited at 23,245,133 units and 2.59%; the share count divided by total CDIs on issue is 2.83%, so the percentage is withheld." ] }