{"collection_queue":{"director_interest":4,"holder_notice":1,"investment_release":10,"meeting_notice":13,"meeting_result":6,"security_event":22,"shareholder_list":5},"coverage":{"basis":"declared","collection_issues":[],"coverage_start":"2023-01-01","explained_count":0,"material_issue_count":1,"minor_discrepancy_count":0,"newer_pending_count":0,"note":"Citigroup\u2019s April\u2013May 2023 Form 603/605 disclosures were reviewed, including securities-lending context. Paradice\u2019s September 2025 transaction annexure remains unresolved due rotated and flattened row layout.","notice_count":4,"pending_notice_count":1,"required_context_count":0,"reviewed_at":"2026-10-09T20:04:00Z","reviewed_notice_count":2,"reviewed_through":"2026-10-09","status":"partial","unclassified_note_count":0},"entities":{"alasdair_cooke":{"entity_id":"alasdair_cooke","investor_id":null,"kind":"person","management_id":null,"name":"Alasdair Cooke","notes":[],"relationships":[{"entity_id":"yaralla_holdings_pty_ltd","relationship":"director reported indirect interest through Yaralla Holdings Pty Ltd","source_ids":["2924-02754536-6A1186663","2924-02781468-6A1196888"]},{"entity_id":"melissa_cooke","relationship":"spouse; reported as an associated indirect-interest holder","source_ids":["2924-02912742-6A1251295","2924-03019893-6A1295842"]}],"roles":[{"end_date":null,"role":"director","source_ids":["2924-02628024-6A1134995","2924-02754536-6A1186663","2924-02781468-6A1196888","2924-02912742-6A1251295","2924-02908547-6A1249574","2924-02991421-6A1283019","2924-03019893-6A1295842"],"start_date":null}]},"citibank_sydney_branch":{"entity_id":"citibank_sydney_branch","investor_id":null,"kind":"company","management_id":null,"name":"Citibank N.A. Sydney Branch","notes":[],"relationships":[{"entity_id":"citigroup_group","relationship":"related body corporate in Citigroup group","source_ids":["2924-02660087-6A1147630","2924-02663126-6A1148965"]}],"roles":[]},"citigroup_global_markets_aus":{"entity_id":"citigroup_global_markets_aus","investor_id":null,"kind":"company","management_id":null,"name":"Citigroup Global Markets Australia Pty Limited","notes":[],"relationships":[{"entity_id":"citigroup_group","relationship":"substantial holder and related body corporate in Citigroup group","source_ids":["2924-02660087-6A1147630","2924-02663126-6A1148965"]}],"roles":[]},"citigroup_global_markets_ltd":{"entity_id":"citigroup_global_markets_ltd","investor_id":null,"kind":"company","management_id":null,"name":"Citigroup Global Markets Limited","notes":[],"relationships":[{"entity_id":"citigroup_group","relationship":"related body corporate in Citigroup group","source_ids":["2924-02660087-6A1147630","2924-02663126-6A1148965"]}],"roles":[]},"citigroup_group":{"entity_id":"citigroup_group","investor_id":null,"kind":"reporting_group","management_id":null,"name":"Citigroup group","notes":[],"relationships":[],"roles":[]},"don_hyma":{"entity_id":"don_hyma","investor_id":null,"kind":"person","management_id":null,"name":"Don (Donald) Hyma","notes":[],"relationships":[{"entity_id":"hyma_family_trust","relationship":"director notice reports interests through the Hyma Family Trust","source_ids":["2924-03019893-6A1295842"]}],"roles":[{"end_date":null,"role":"director","source_ids":["2924-02628024-6A1134995","2924-03019893-6A1295842"],"start_date":null}]},"greatcity_corporation_pty_ltd":{"entity_id":"greatcity_corporation_pty_ltd","investor_id":null,"kind":"company","management_id":null,"name":"Greatcity Corporation Pty Ltd","notes":[],"relationships":[],"roles":[]},"hartree_pty_ltd":{"entity_id":"hartree_pty_ltd","investor_id":null,"kind":"company","management_id":null,"name":"Hartree Pty Ltd","notes":[],"relationships":[],"roles":[]},"hyma_family_trust":{"entity_id":"hyma_family_trust","investor_id":null,"kind":"trust","management_id":null,"name":"Hyma Family Trust","notes":[],"relationships":[],"roles":[]},"melissa_cooke":{"entity_id":"melissa_cooke","investor_id":null,"kind":"person","management_id":null,"name":"Melissa Cooke","notes":[],"relationships":[],"roles":[]},"paradice_investment_management":{"entity_id":"paradice_investment_management","investor_id":null,"kind":"company","management_id":null,"name":"Paradice Investment Management Pty Ltd","notes":[],"relationships":[],"roles":[]},"richard_monti":{"entity_id":"richard_monti","investor_id":null,"kind":"person","management_id":null,"name":"Richard Monti","notes":[],"relationships":[{"entity_id":"greatcity_corporation_pty_ltd","relationship":"director and potential beneficiary as stated in Appendix 3Y","source_ids":["2924-02991421-6A1283019","2924-03019893-6A1295842"]}],"roles":[{"end_date":null,"role":"director","source_ids":["2924-02991421-6A1283019","2924-03019893-6A1295842"],"start_date":null}]},"wayne_trumble":{"entity_id":"wayne_trumble","investor_id":null,"kind":"person","management_id":null,"name":"Wayne Trumble","notes":[],"relationships":[],"roles":[{"end_date":null,"role":"director","source_ids":["2924-02991421-6A1283019","2924-03019893-6A1295842"],"start_date":null}]},"yaralla_holdings_pty_ltd":{"entity_id":"yaralla_holdings_pty_ltd","investor_id":null,"kind":"company","management_id":null,"name":"Yaralla Holdings Pty Ltd","notes":[],"relationships":[],"roles":[]}},"errors":[],"events":[{"account_entity_id":"citigroup_global_markets_ltd","cash_amount":null,"consideration_basis":"not_disclosed","consideration_details":"Disclosure describes increased relevant interest under ordinary-course stock-market contracts, without cash consideration.","contract_details":"","currency":"AUD","date":"2023-05-03","date_end":null,"economic_event_id":"CVV-CITI-20230503-CITIGROUP_GLOBAL_MARKETS_LTD-in","entity_id":"citigroup_global_markets_ltd","event_id":"CVV-CITI-20230503-CITIGROUP_GLOBAL_MARKETS_LTD-in","event_type":"contract","exercise_price":null,"expiry_date":null,"holding_after":null,"holding_before":null,"interest_type":"control","notes":"","original_wording":"Disclosure describes increased relevant interest under ordinary-course stock-market contracts, without cash consideration.","percentage":null,"percentage_basis":null,"price":null,"price_basis":"not_disclosed","quantity":10000000,"quantity_acquired":10000000,"quantity_disposed":0,"reconciliation_note":"","security_class":"Ordinary fully paid shares","source_refs":[{"locator":"Form 605 section 2; 3 May increase under ordinary-course stock-market contracts","page":1,"source_id":"2924-02663126-6A1148965"}],"supersedes":[],"venue":"not_disclosed","view":"major_holders"},{"account_entity_id":"citigroup_global_markets_aus","cash_amount":null,"consideration_basis":"not_disclosed","consideration_details":"Disclosure describes decreased relevant interest under ordinary-course stock-market contracts, without identifying an allocated cash amount.","contract_details":"","currency":"AUD","date":"2023-05-03","date_end":null,"economic_event_id":"CVV-CITI-20230503-CITIGROUP_GLOBAL_MARKETS_AUS-out","entity_id":"citigroup_global_markets_aus","event_id":"CVV-CITI-20230503-CITIGROUP_GLOBAL_MARKETS_AUS-out","event_type":"contract","exercise_price":null,"expiry_date":null,"holding_after":null,"holding_before":null,"interest_type":"control","notes":"","original_wording":"Disclosure describes decreased relevant interest under ordinary-course stock-market contracts, without identifying an allocated cash amount.","percentage":null,"percentage_basis":null,"price":null,"price_basis":"not_disclosed","quantity":15000000,"quantity_acquired":0,"quantity_disposed":15000000,"reconciliation_note":"","security_class":"Ordinary fully paid shares","source_refs":[{"locator":"Form 605 section 2; 3 May decrease under ordinary-course stock-market contracts","page":1,"source_id":"2924-02663126-6A1148965"}],"supersedes":[],"venue":"not_disclosed","view":"major_holders"},{"account_entity_id":"citibank_sydney_branch","cash_amount":null,"consideration_basis":"not_disclosed","consideration_details":"Citibank acted as agent lender and holder subject to an obligation to return under securities lending; not represented as an on-market sale.","contract_details":"","currency":"AUD","date":"2023-05-03","date_end":null,"economic_event_id":"CVV-CITI-20230503-CITIBANK_SYDNEY_BRANCH-out","entity_id":"citibank_sydney_branch","event_id":"CVV-CITI-20230503-CITIBANK_SYDNEY_BRANCH-out","event_type":"contract","exercise_price":null,"expiry_date":null,"holding_after":null,"holding_before":null,"interest_type":"control","notes":"","original_wording":"Citibank acted as agent lender and holder subject to an obligation to return under securities lending; not represented as an on-market sale.","percentage":null,"percentage_basis":null,"price":null,"price_basis":"not_disclosed","quantity":5000000,"quantity_acquired":0,"quantity_disposed":5000000,"reconciliation_note":"","security_class":"Ordinary fully paid shares","source_refs":[{"locator":"Form 605 section 2; 3 May decrease in securities subject to securities-lending agreement","page":1,"source_id":"2924-02663126-6A1148965"}],"supersedes":[],"venue":"not_disclosed","view":"major_holders"}],"facets":{"entities":["citibank_sydney_branch","citigroup_global_markets_aus","citigroup_global_markets_ltd","citigroup_group"],"event_types":["contract"],"securities":["Ordinary fully paid shares"]},"filters":{"end":"","entity":"","security":"","start":"","type":"","view":"major_holders"},"holdings":[{"account_entity_id":null,"date":"2023-05-03","date_end":null,"entity_id":"citigroup_group","holding_after":null,"holding_before":null,"interest_type":"control","notes":"Ceased to be a substantial holder; notice does not state a zero position.","observation_id":"CVV-CITI-20230503-THRESHOLD","observation_type":"threshold","percentage":null,"percentage_basis":"voting_power","quantity":null,"reconciliation_note":"","security_class":"Ordinary fully paid shares","source_refs":[{"locator":"Form 605 section 1; ceasing substantial-holder date","page":1,"source_id":"2924-02663126-6A1148965"}],"supersedes":[],"view":"major_holders"},{"account_entity_id":null,"date":"2023-04-26","date_end":null,"entity_id":"citigroup_group","holding_after":32763948,"holding_before":null,"interest_type":"control","notes":"Aggregate of related Citigroup entities; affiliate line items are not added again. Includes securities-lending relevant interests disclosed in sections 3\u20135 and Annexure A.","observation_id":"CVV-CITI-20230426-INITIAL","observation_type":"initial","percentage":6.8374,"percentage_basis":"voting_power","quantity":32763948,"reconciliation_note":"","security_class":"Ordinary fully paid shares","source_refs":[{"locator":"Form 603 section 2; aggregate voting power on becoming substantial holder","page":1,"source_id":"2924-02660087-6A1147630"}],"supersedes":[],"view":"major_holders"}],"pending_count":61,"pending_ownership_count":5,"pending_support_count":56,"review":{"coverage_note":"Partial review. Available director notices and selected substantial-holder notices were reviewed. Three relevant director source PDFs failed collection, and two reviewed source sets retain material unresolved rows; major-holder and director coverage are partial.","coverage_start":"2023-01-01","cutoff_date":"2026-10-09","download_profile":"valuation","issuer_identifier":"ACN 120 069 089; ABN 41 120 069 089","issuer_name":"Caravel Minerals Limited","limitations":["Collection indexed 26 sources but six PDFs failed hash verification or download in this offline run, including two director-interest notices dated 6 August 2024 and 18 October 2023. Failed documents are omitted from candidate sources because no verified page count is available; they remain in the collection queue.","ASX issuer metadata lookup failed; issuer identity was independently confirmed from the reviewed notices as Caravel Minerals Limited, ACN 120 069 089 / ABN 41 120 069 089.","The 8,189,034-share Cooke off-market family-trust restructure is recorded as a non-cash transfer-in because no cash allocation is disclosed; the receiving trust is unnamed and the notice\u2019s A$1,269,300 value/consideration remains ambiguous.","Paradice Investment Management\u2019s September 2025 Annexure 1 schedule has flattened/rotated rows that cannot be paired reliably across dates, accounts, quantities and consideration; no speculative trades are recorded.","Coverage reflects ASX director and substantial-holder notices only; no comprehensive employee trading dataset was consulted."],"reviewed_at":"2026-10-09T20:04:00Z","schema_version":"1.1.0","ticker":"CVV","view_coverage":{"directors":{"coverage_start":"2023-01-01","note":"Six available director notice PDFs were reviewed. The 28 January 2025 family-trust restructure remains unresolved on receiving-account and consideration classification. Two additional director notices (6 August 2024 and 18 October 2023) failed collection and remain queued.","reviewed_at":"2026-10-09T20:04:00Z","reviewed_through":"2026-10-09","status":"partial"},"major_holders":{"coverage_start":"2023-01-01","note":"Citigroup\u2019s April\u2013May 2023 Form 603/605 disclosures were reviewed, including securities-lending context. Paradice\u2019s September 2025 transaction annexure remains unresolved due rotated and flattened row layout.","reviewed_at":"2026-10-09T20:04:00Z","reviewed_through":"2026-10-09","status":"partial"}}},"review_digest":"107c38b6aabe9f49ec4c6a943004520753c420bbc7c414486fafb1bfdaa6da24","review_issues":[],"scan":{"failures":[],"last_collected_at":"2026-11-06T12:03:25.685394Z","profile":"valuation","scanned_through":"2026-11-06","ticker":"CVV"},"sources":{"2924-02628024-6A1134995":{"category":"director_interest","collected_at":"2026-10-09T19:59:49.171007Z","page_count":5,"published_at_utc":"2023-02-03T08:22:07Z","relative_path":"2023/2023-02-03_Change of Director's Interest Notice (Hyma and Cooke)_c5d98e4790229ac8.pdf","review_note":"Reviewed all pages; recorded Hyma\u2019s approved option award and Cooke\u2019s placement subscription.","sha256":"5efb93ef3d46c033cd78a0e58823f3011600b3405dcd8937edc9b14c78d67c17","source_id":"2924-02628024-6A1134995","state":"reviewed","subject_name":"Caravel Minerals Limited (ABN 41 120 069 089; ACN 120 069 089)","subject_ticker":"CVV","title":"Change of Director's Interest Notice (Hyma and Cooke)","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-02628024-6A1134995"},"2924-02660087-6A1147630":{"category":"holder_notice","collected_at":"2026-10-09T19:59:49.169346Z","page_count":5,"published_at_utc":"2023-04-28T05:34:27Z","relative_path":"2023/2023-04-28_Becoming a substantial holder_13f8f948711e341c.pdf","review_note":"Reviewed all five pages, including two lending-agreement annexures. Recorded the aggregate initial position without summing overlapping affiliate interests.","sha256":"5ba3ec6805df1451317fb6a514464d910ec587fa2df02f88f3a9d4d7192fcaef","source_id":"2924-02660087-6A1147630","state":"reviewed","subject_name":"Caravel Minerals Limited (ABN 41 120 069 089; ACN 120 069 089)","subject_ticker":"CVV","title":"Becoming a substantial holder","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-02660087-6A1147630"},"2924-02663126-6A1148965":{"category":"holder_notice","collected_at":"2026-10-09T19:59:49.168484Z","page_count":2,"published_at_utc":"2023-05-05T06:20:03Z","relative_path":"2023/2023-05-05_Ceasing to be a substantial holder_bb7d27a38a4add31.pdf","review_note":"Reviewed the two-page cessation notice. It reports changes in relevant interest from market contracts and securities lending; recorded the disclosed changes as contract-interest events, not cash trades.","sha256":"223685b1bc6db2750f9dc79c28db934cd608286bdc30907fe504c4602cacb400","source_id":"2924-02663126-6A1148965","state":"reviewed","subject_name":"Caravel Minerals Limited (ABN 41 120 069 089; ACN 120 069 089)","subject_ticker":"CVV","title":"Ceasing to be a substantial holder","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-02663126-6A1148965"},"2924-02754536-6A1186663":{"category":"director_interest","collected_at":"2026-10-09T19:59:49.119183Z","page_count":3,"published_at_utc":"2023-12-14T23:20:02Z","relative_path":"2023/2023-12-15_Change of Director's Interest Notice - Cooke_103ccbb3e9cb8ac7.pdf","review_note":"Reviewed all pages; recorded Cooke\u2019s 11 November 2023 on-market ordinary-share purchase and disclosed consideration.","sha256":"8cd7518f05847a23bbae8a97123fc887847fa085765637e9101f9ac2d744e636","source_id":"2924-02754536-6A1186663","state":"reviewed","subject_name":"Caravel Minerals Limited (ABN 41 120 069 089; ACN 120 069 089)","subject_ticker":"CVV","title":"Change of Director's Interest Notice - Cooke","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-02754536-6A1186663"},"2924-02781468-6A1196888":{"category":"director_interest","collected_at":"2026-10-09T19:59:49.118347Z","page_count":3,"published_at_utc":"2024-03-05T06:22:13Z","relative_path":"2024/2024-03-05_Change of Director's Interest Notice - Cooke_bc8e034e1512ad8a.pdf","review_note":"Reviewed all pages; recorded the 1 March 2024 on-market listed-option acquisition and disclosed consideration.","sha256":"2b7ff6ab3a15d188180b12c4377b42b8e98eedd9d420587bfd9f65b35bde39c5","source_id":"2924-02781468-6A1196888","state":"reviewed","subject_name":"Caravel Minerals Limited (ABN 41 120 069 089; ACN 120 069 089)","subject_ticker":"CVV","title":"Change of Director's Interest Notice - Cooke","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-02781468-6A1196888"},"2924-02908547-6A1249574":{"category":"director_interest","collected_at":"2026-10-09T19:59:49.107668Z","page_count":3,"published_at_utc":"2025-01-31T07:28:41Z","relative_path":"2025/2025-01-31_Change of Director's Interest Notice - Cooke_87468d2672797819.pdf","review_note":"Reviewed all pages. The 8,189,034-share off-market acquisition followed a family-trust restructure; the receiving trust is unnamed and the stated A$1,269,300 is not clearly cash consideration, so the source remains unresolved and no speculative purchase is recorded.","sha256":"f6eb867c990bbc02cd182a5ec8517e9367ae3035f17c223d0696de5ba1af2ec4","source_id":"2924-02908547-6A1249574","state":"unresolved","subject_name":"Caravel Minerals Limited (ABN 41 120 069 089; ACN 120 069 089)","subject_ticker":"CVV","title":"Change of Director's Interest Notice - Cooke","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-02908547-6A1249574"},"2924-02912742-6A1251295":{"category":"director_interest","collected_at":"2026-10-09T19:59:49.105146Z","page_count":3,"published_at_utc":"2025-02-13T07:41:42Z","relative_path":"2025/2025-02-13_Change of Director's Interest Notice - Alasdair Cooke_ee99539c57fc8245.pdf","review_note":"Reviewed all pages; recorded Cooke\u2019s February 2025 placement subscription and indirect account indicated by the post-change positions.","sha256":"2b62e42a2e86f2b0f542570a41d2344c9e44669b76aab06202f0408b5432a50f","source_id":"2924-02912742-6A1251295","state":"reviewed","subject_name":"Caravel Minerals Limited (ABN 41 120 069 089; ACN 120 069 089)","subject_ticker":"CVV","title":"Change of Director's Interest Notice - Alasdair Cooke","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-02912742-6A1251295"},"2924-02991421-6A1283019":{"category":"director_interest","collected_at":"2026-10-09T19:59:49.104414Z","page_count":7,"published_at_utc":"2025-09-09T09:00:35Z","relative_path":"2025/2025-09-09_Change of Director's Interest Notice x3_d1b5abb572994672.pdf","review_note":"Reviewed all three Appendix 3Y notices and pages; recorded listed-option expiries reported on 30 August 2025.","sha256":"82a9b8e72c3e08a50d9af4b6725671762a7e971067574c7f51dcd17975ed4ecb","source_id":"2924-02991421-6A1283019","state":"reviewed","subject_name":"Caravel Minerals Limited (ABN 41 120 069 089; ACN 120 069 089)","subject_ticker":"CVV","title":"Change of Director's Interest Notice x3","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-02991421-6A1283019"},"2924-02998533-6A1285990":{"category":"holder_notice","collected_at":"2026-10-09T19:59:49.103304Z","page_count":4,"published_at_utc":"2025-09-25T07:04:29Z","relative_path":"2025/2025-09-25_Change in substantial holding_b4dd43361ec54aea.pdf","review_note":"Reviewed all pages. Annexure 1\u2019s flattened/rotated multi-row schedule does not reliably pair every date, account, quantity and consideration; source remains unresolved pending visual verification and row-by-row normalization.","sha256":"efd06ade0369a2522eec886684e1274ae6049a3a256720a0afbe0c6ccb34f146","source_id":"2924-02998533-6A1285990","state":"unresolved","subject_name":"Caravel Minerals Limited (ABN 41 120 069 089; ACN 120 069 089)","subject_ticker":"CVV","title":"Change in substantial holding","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-02998533-6A1285990"},"2924-03019893-6A1295842":{"category":"director_interest","collected_at":"2026-10-09T19:59:49.094248Z","page_count":9,"published_at_utc":"2025-11-06T02:35:05Z","relative_path":"2025/2025-11-06_Change of Director's Interest Notice x4 - Incentive Options_5981993e780d436a.pdf","review_note":"Reviewed all four Appendix 3Y notices and pages; recorded each option expiry and AGM-approved option award for Trumble, Monti, Hyma and Cooke.","sha256":"81f263d68597f35ed4ff1ba77fb33d3694701ac40b73a4f460584d964d78e018","source_id":"2924-03019893-6A1295842","state":"reviewed","subject_name":"Caravel Minerals Limited (ABN 41 120 069 089; ACN 120 069 089)","subject_ticker":"CVV","title":"Change of Director's Interest Notice x4 - Incentive Options","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03019893-6A1295842"}},"status":"partial","summary":{},"ticker":"CVV","unresolved_count":1,"view":"major_holders","view_coverage":{"directors":{"basis":"declared","collection_issues":[],"coverage_start":"2023-01-01","explained_count":0,"material_issue_count":1,"minor_discrepancy_count":0,"newer_pending_count":0,"note":"Six available director notice PDFs were reviewed. The 28 January 2025 family-trust restructure remains unresolved on receiving-account and consideration classification. Two additional director notices (6 August 2024 and 18 October 2023) failed collection and remain queued.","notice_count":11,"pending_notice_count":4,"required_context_count":0,"reviewed_at":"2026-10-09T20:04:00Z","reviewed_notice_count":6,"reviewed_through":"2026-10-09","status":"partial","unclassified_note_count":0},"major_holders":{"basis":"declared","collection_issues":[],"coverage_start":"2023-01-01","explained_count":0,"material_issue_count":1,"minor_discrepancy_count":0,"newer_pending_count":0,"note":"Citigroup\u2019s April\u2013May 2023 Form 603/605 disclosures were reviewed, including securities-lending context. Paradice\u2019s September 2025 transaction annexure remains unresolved due rotated and flattened row layout.","notice_count":4,"pending_notice_count":1,"required_context_count":0,"reviewed_at":"2026-10-09T20:04:00Z","reviewed_notice_count":2,"reviewed_through":"2026-10-09","status":"partial","unclassified_note_count":0}}}
