{"collection_queue":{"director_interest":11,"holder_notice":9,"investment_release":10,"leadership_event":1,"meeting_notice":14,"meeting_result":4,"security_event":77,"shareholder_list":4},"coverage":{"basis":"declared","collection_issues":[],"coverage_start":"2023-01-01","explained_count":0,"material_issue_count":6,"minor_discrepancy_count":0,"newer_pending_count":1,"note":"Two cached Appendix 3Y notices were reviewed and three option exercises recorded; other director notices, including six collection failures, remain unresolved.","notice_count":12,"pending_notice_count":10,"required_context_count":6,"reviewed_at":"2026-10-09T20:02:38Z","reviewed_notice_count":2,"reviewed_through":"2025-12-23","status":"partial","unclassified_note_count":0},"entities":{"ann_mary_fry":{"entity_id":"ann_mary_fry","investor_id":null,"kind":"person","management_id":null,"name":"Ann Mary Fry","notes":[],"relationships":[{"entity_id":"fry_superannuation_fund","relationship":"named account holder as trustee for Fry Superannuation Fund","source_ids":["2924-03034222-6A1301949"]}],"roles":[]},"anthony_parle":{"entity_id":"anthony_parle","investor_id":null,"kind":"person","management_id":null,"name":"Anthony Parle","notes":[],"relationships":[{"entity_id":"parle_investments","relationship":"control of company; same relevant interest, not an additional holding","source_ids":["2924-02958360-6A1269235"]}],"roles":[]},"bahen_group":{"entity_id":"bahen_group","investor_id":null,"kind":"reporting_group","management_id":null,"name":"Mark John Bahen and Margaret Patricia Bahen","notes":["Form 603 identifies joint relevant interest of 46,893,818 ordinary shares on 30 December 2022, before this review window."],"relationships":[],"roles":[]},"fry_superannuation_fund":{"entity_id":"fry_superannuation_fund","investor_id":null,"kind":"trust","management_id":null,"name":"Ann Mary Fry ATF Fry Superannuation Fund","notes":[],"relationships":[],"roles":[]},"margaret_bahen":{"entity_id":"margaret_bahen","investor_id":null,"kind":"person","management_id":null,"name":"Margaret Patricia Bahen","notes":[],"relationships":[{"entity_id":"bahen_group","relationship":"named member of joint substantial holder group","source_ids":["2924-02628462-6A1135191"]}],"roles":[]},"mark_bahen":{"entity_id":"mark_bahen","investor_id":null,"kind":"person","management_id":null,"name":"Mark John Bahen","notes":[],"relationships":[{"entity_id":"bahen_group","relationship":"named member of joint substantial holder group","source_ids":["2924-02628462-6A1135191"]}],"roles":[]},"michael_bernard_fry":{"entity_id":"michael_bernard_fry","investor_id":null,"kind":"person","management_id":null,"name":"Michael Bernard Fry","notes":[],"relationships":[{"entity_id":"ann_mary_fry","relationship":"beneficial interest stated through her superannuation account; Mr Fry is a member and beneficiary","source_ids":["2924-03034222-6A1301949"]},{"entity_id":"fry_superannuation_fund","relationship":"member and beneficiary with disclosed relevant interest in the fund account","source_ids":["2924-03034222-6A1301949"]}],"roles":[{"end_date":null,"role":"director","source_ids":["2924-03034222-6A1301949"],"start_date":null}]},"parle_investments":{"entity_id":"parle_investments","investor_id":null,"kind":"company","management_id":null,"name":"Parle Investments Pty Ltd","notes":["ACN shown in Form 604: 86 636 573 941."],"relationships":[{"entity_id":"anthony_parle","relationship":"relevant interest through control of Parle Investments Pty Ltd","source_ids":["2924-02958360-6A1269235"]}],"roles":[]},"qiu_derong":{"entity_id":"qiu_derong","investor_id":null,"kind":"person","management_id":null,"name":"Qiu Derong","notes":[],"relationships":[],"roles":[{"end_date":null,"role":"director","source_ids":["2924-03041236-6A1305113"],"start_date":null}]}},"errors":[],"events":[{"account_entity_id":null,"cash_amount":149598,"consideration_basis":"cash","consideration_details":"","contract_details":"","currency":"AUD","date":"2025-12-22","date_end":"2025-12-23","economic_event_id":"CXU-20251222-QIU-OPTION-EXERCISE","entity_id":"qiu_derong","event_id":"CXU-20251222-QIU-OPTION-EXERCISE","event_type":"exercise","exercise_price":0.015,"expiry_date":"2025-12-30","holding_after":0,"holding_before":9973149,"interest_type":"direct","notes":"Shares after conversion were 205,003,611.","original_wording":"Conversion/exercise of 9,973,149 listed CXUO options at $0.015 each into fully paid ordinary shares.","percentage":null,"percentage_basis":null,"price":0.015,"price_basis":"disclosed","quantity":9973149,"quantity_acquired":0,"quantity_disposed":9973149,"reconciliation_note":"","security_class":"CXUO listed options expiring 2025-12-30","source_refs":[{"locator":"Appendix 3Y Part 1: date, prior options, exercise quantity and consideration","page":1,"source_id":"2924-03041236-6A1305113"},{"locator":"Appendix 3Y Part 1: post-change ordinary share balance and option conversion","page":2,"source_id":"2924-03041236-6A1305113"}],"supersedes":[],"venue":"off_market","view":"directors"},{"account_entity_id":null,"cash_amount":925,"consideration_basis":"cash","consideration_details":"","contract_details":"","currency":"AUD","date":"2025-12-05","date_end":null,"economic_event_id":"CXU-20251205-FRY-OPTION-EXERCISE","entity_id":"michael_bernard_fry","event_id":"CXU-20251205-FRY-OPTION-EXERCISE","event_type":"exercise","exercise_price":0.015,"expiry_date":"2025-12-30","holding_after":0,"holding_before":61667,"interest_type":"direct","notes":"","original_wording":"Conversion of 61,667 listed options held by Michael Bernard Fry into shares; consideration $925.","percentage":null,"percentage_basis":null,"price":0.015,"price_basis":"disclosed","quantity":61667,"quantity_acquired":0,"quantity_disposed":61667,"reconciliation_note":"","security_class":"CXUO listed options expiring 2025-12-30","source_refs":[{"locator":"Appendix 3Y Part 1: Michael Bernard Fry direct option account","page":1,"source_id":"2924-03034222-6A1301949"},{"locator":"Appendix 3Y Part 1: $925 consideration and resulting ordinary shares","page":2,"source_id":"2924-03034222-6A1301949"}],"supersedes":[],"venue":"off_market","view":"directors"},{"account_entity_id":"fry_superannuation_fund","cash_amount":1894,"consideration_basis":"cash","consideration_details":"","contract_details":"","currency":"AUD","date":"2025-12-05","date_end":null,"economic_event_id":"CXU-20251205-ANN-MARY-FRY-OPTION-EXERCISE","entity_id":"michael_bernard_fry","event_id":"CXU-20251205-ANN-MARY-FRY-OPTION-EXERCISE","event_type":"exercise","exercise_price":0.015,"expiry_date":"2025-12-30","holding_after":0,"holding_before":126263,"interest_type":"indirect","notes":"","original_wording":"Conversion of 126,263 listed options in Ann Mary Fry ATF Fry Superannuation Fund into shares; consideration shown as $1.894, interpreted as $1,894 consistent with the disclosed $0.015 exercise price.","percentage":null,"percentage_basis":null,"price":0.015,"price_basis":"disclosed","quantity":126263,"quantity_acquired":0,"quantity_disposed":126263,"reconciliation_note":"","security_class":"CXUO listed options expiring 2025-12-30","source_refs":[{"locator":"Appendix 3Y Part 1: Ann Mary Fry ATF Fry Superannuation Fund options","page":1,"source_id":"2924-03034222-6A1301949"},{"locator":"Appendix 3Y Part 1: $1.894 (thousands separator) consideration and resulting ordinary shares","page":2,"source_id":"2924-03034222-6A1301949"}],"supersedes":[],"venue":"off_market","view":"directors"}],"facets":{"entities":["michael_bernard_fry","qiu_derong"],"event_types":["exercise"],"securities":["CXUO listed options expiring 2025-12-30"]},"filters":{"end":"","entity":"","security":"","start":"","type":"","view":"directors"},"holdings":[],"pending_count":130,"pending_ownership_count":20,"pending_support_count":110,"review":{"coverage_note":"Partial review of the 28-source ASX evidence set. Six supported director and substantial-holder transactions are recorded from reviewed notices, plus Parle Investments\u2019 disclosed present position. The collection itself is partial: ASX issuer metadata failed and 17 requested PDFs could not be downloaded or verified.","coverage_start":"2023-01-01","cutoff_date":"2026-10-09","download_profile":"valuation","issuer_identifier":"ACN 102 912 783; ABN 22 102 912 783","issuer_name":"Cauldron Energy Limited","limitations":["Seventeen source PDFs failed download/verification, including several director and substantial-holder notices. The remaining eight cached context sources also require full triage.","The 19 June 2025 Parle Form 604 cites Annexure A for itemized on-market purchases, but the three-page filing contains no annexure. The aggregate quantity and total cash are disclosed; individual trade dates and prices are unavailable.","The series and strike of 5,000,000 Parle options exercised on 19 June 2025 are not identified in the Form 604.","The scanned 2023 Bahen Form 603 reports an initial position and a 30 December 2022 acquisition date outside the 2023-01-01 window; no event is recorded from it."],"reviewed_at":"2026-10-09T20:02:38Z","schema_version":"1.1.0","ticker":"CXU","view_coverage":{"directors":{"coverage_start":"2023-01-01","note":"Two cached Appendix 3Y notices were reviewed and three option exercises recorded; other director notices, including six collection failures, remain unresolved.","reviewed_at":"2026-10-09T20:02:38Z","reviewed_through":"2025-12-23","status":"partial"},"major_holders":{"coverage_start":"2023-01-01","note":"The 19 June 2025 Parle Form 604 and 2023 Bahen initial Form 603 were reviewed. The Parle annexure is absent, and other holder filings in the collection are failed or unreviewed.","reviewed_at":"2026-10-09T20:02:38Z","reviewed_through":"2025-06-19","status":"partial"}}},"review_digest":"9b0f9f89a6c3a10280d9abd45b4dd0f80cfce2d92c17c62cbb374395abdd2300","review_issues":[],"scan":{"failures":[],"last_collected_at":"2026-11-06T12:03:28.379815Z","profile":"valuation","scanned_through":"2026-11-06","ticker":"CXU"},"sources":{"2924-02628462-6A1135191":{"category":"holder_notice","collected_at":"2026-10-09T19:59:49.680762Z","page_count":2,"published_at_utc":"2023-02-06T03:58:55Z","relative_path":"2023/2023-02-06_Becoming a substantial holder_e2d1851149b37623.pdf","review_note":"Reviewed both scanned pages visually. Mark and Margaret Bahen became substantial holders on 30 December 2022 with 46,893,818 ordinary shares (5.034%); the disclosed acquisition date precedes the 2023-01-01 review window, so no in-window transaction is recorded.","sha256":"56c3e9f3167a56286d62f05f964a475f029882ed68c58ccc4160c99aa31da6ae","source_id":"2924-02628462-6A1135191","state":"reviewed","subject_name":"Cauldron Energy Limited (ACN 102 912 783; ABN 22 102 912 783)","subject_ticker":"CXU","title":"Becoming a substantial holder","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-02628462-6A1135191"},"2924-02721980-6A1172759":{"category":"investment_release","collected_at":"2026-10-09T19:59:49.680253Z","page_count":5,"published_at_utc":"2023-10-05T23:58:33Z","relative_path":"2023/2023-10-06_Placement and Rights Issue to Raise Circa $1.6M_6ceac96a5d3fc4ab.pdf","review_note":"Source is unavailable or has not been fully reviewed/reconciled; no transaction or position is inferred.","sha256":"d1f7238c26810c1efbeb356cbd560b05b7501ac93d6a296f6c5f88e7e5900ddd","source_id":"2924-02721980-6A1172759","state":"unresolved","subject_name":"Cauldron Energy Limited (ACN 102 912 783; ABN 22 102 912 783)","subject_ticker":"CXU","title":"Placement and Rights Issue to Raise Circa $1.6M","triage":{"classification":"needs_investigation","reason":"Potential capital, director position, shareholder, or transaction context remains unreviewed.","views":["directors","major_holders"]},"url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-02721980-6A1172759"},"2924-02735870-6A1178901":{"category":"investment_release","collected_at":"2026-10-09T19:59:49.662934Z","page_count":1,"published_at_utc":"2023-11-03T04:12:01Z","relative_path":"2023/2023-11-03_Entitlement Offer closes oversubscribed_d8e144c3e9f75dce.pdf","review_note":"Source is unavailable or has not been fully reviewed/reconciled; no transaction or position is inferred.","sha256":"dbd1b688b0b39fd9b1078e58d045b4945e5a0fe82e58a2878e25a8599342bdd0","source_id":"2924-02735870-6A1178901","state":"unresolved","subject_name":"Cauldron Energy Limited (ACN 102 912 783; ABN 22 102 912 783)","subject_ticker":"CXU","title":"Entitlement Offer closes oversubscribed","triage":{"classification":"needs_investigation","reason":"Potential capital, director position, shareholder, or transaction context remains unreviewed.","views":["directors","major_holders"]},"url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-02735870-6A1178901"},"2924-02859146-6A1228051":{"category":"investment_release","collected_at":"2026-10-09T19:59:49.615406Z","page_count":41,"published_at_utc":"2024-09-29T22:20:58Z","relative_path":"2024/2024-09-30_Entitlement Issue Prospectus_41787be7068f6c3a.pdf","review_note":"Source is unavailable or has not been fully reviewed/reconciled; no transaction or position is inferred.","sha256":"55c4586f88a7602f9474d4b06ca13191ff23b88eec85afcc3b8a67f0c86a0cad","source_id":"2924-02859146-6A1228051","state":"unresolved","subject_name":"Cauldron Energy Limited (ACN 102 912 783; ABN 22 102 912 783)","subject_ticker":"CXU","title":"Entitlement Issue Prospectus","triage":{"classification":"needs_investigation","reason":"Potential capital, director position, shareholder, or transaction context remains unreviewed.","views":["directors","major_holders"]},"url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-02859146-6A1228051"},"2924-02863743-6A1230006":{"category":"investment_release","collected_at":"2026-10-09T19:59:49.614119Z","page_count":4,"published_at_utc":"2024-10-08T01:08:38Z","relative_path":"2024/2024-10-08_Entitlement Offer Open & Dispatch of Prospectus_575e313d730b9106.pdf","review_note":"Source is unavailable or has not been fully reviewed/reconciled; no transaction or position is inferred.","sha256":"f4c5c988d297177537a4024dfe4ba4d05f2fb5c642a0ef32e180d465d3fbeb21","source_id":"2924-02863743-6A1230006","state":"unresolved","subject_name":"Cauldron Energy Limited (ACN 102 912 783; ABN 22 102 912 783)","subject_ticker":"CXU","title":"Entitlement Offer Open & Dispatch of Prospectus","triage":{"classification":"needs_investigation","reason":"Potential capital, director position, shareholder, or transaction context remains unreviewed.","views":["directors","major_holders"]},"url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-02863743-6A1230006"},"2924-02958058-6A1269115":{"category":"investment_release","collected_at":"2026-10-09T19:59:49.581326Z","page_count":1,"published_at_utc":"2025-06-18T08:07:39Z","relative_path":"2025/2025-06-18_Entitlement Offer - Close of Offer and Shortfall Amount_3affb009a67ee6e5.pdf","review_note":"Source is unavailable or has not been fully reviewed/reconciled; no transaction or position is inferred.","sha256":"1490753652eb52f1886dd0726381b5d2817543082d34bb32a54f81c23f1e6d98","source_id":"2924-02958058-6A1269115","state":"unresolved","subject_name":"Cauldron Energy Limited (ACN 102 912 783; ABN 22 102 912 783)","subject_ticker":"CXU","title":"Entitlement Offer - Close of Offer and Shortfall Amount","triage":{"classification":"needs_investigation","reason":"Potential capital, director position, shareholder, or transaction context remains unreviewed.","views":["directors","major_holders"]},"url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-02958058-6A1269115"},"2924-02958360-6A1269235":{"category":"holder_notice","collected_at":"2026-10-09T19:59:49.580748Z","page_count":3,"published_at_utc":"2025-06-19T02:57:16Z","relative_path":"2025/2025-06-19_Change in substantial holding - Parle Investments_8146db792ec8bbb3.pdf","review_note":"Reviewed all three pages including visual inspection of page 2. Form 604 reports Parle Investments purchases/subscriptions and an aggregate present holding. It cites Annexure A for 55,166,667 on-market purchases, but the three-page PDF has no Annexure A; preserve only disclosed aggregate and flag missing per-trade details.","sha256":"38d4c36e5d778993870d92d60121710c997904fa5c1fb6d9a585709abe6fd8a9","source_id":"2924-02958360-6A1269235","state":"reviewed","subject_name":"Cauldron Energy Limited (ACN 102 912 783; ABN 22 102 912 783)","subject_ticker":"CXU","title":"Change in substantial holding - Parle Investments","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-02958360-6A1269235"},"2924-03008030-6A1290222":{"category":"annual_report","collected_at":"2026-10-09T19:59:49.561410Z","page_count":73,"published_at_utc":"2025-10-14T09:15:45Z","relative_path":"2025/2025-10-14_Annual Report to shareholders.pdf","review_note":"Source is unavailable or has not been fully reviewed/reconciled; no transaction or position is inferred.","sha256":"e817cad4a0455190e595b52be06091a03fd076df3b0f9e549e55cd25d34599f9","source_id":"2924-03008030-6A1290222","state":"unresolved","subject_name":"Cauldron Energy Limited (ACN 102 912 783; ABN 22 102 912 783)","subject_ticker":"CXU","title":"Annual Report to shareholders","triage":{"classification":"needs_investigation","reason":"Potential capital, director position, shareholder, or transaction context remains unreviewed.","views":["directors","major_holders"]},"url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03008030-6A1290222"},"2924-03034222-6A1301949":{"category":"director_interest","collected_at":"2026-10-09T19:59:49.555343Z","page_count":2,"published_at_utc":"2025-12-07T21:23:33Z","relative_path":"2025/2025-12-08_Change of Director's Interest Notice_0ec45f222e9b7c8b.pdf","review_note":"Reviewed both Appendix 3Y pages. Michael Bernard Fry exercised 61,667 options and Ann Mary Fry ATF Fry Superannuation Fund exercised 126,263 options on 5 December 2025; cash amounts verified against $0.015 exercise price.","sha256":"d09356465097d8861f2097e939468f58d202ea8559599d66e0240cc18278cf34","source_id":"2924-03034222-6A1301949","state":"reviewed","subject_name":"Cauldron Energy Limited (ACN 102 912 783; ABN 22 102 912 783)","subject_ticker":"CXU","title":"Change of Director's Interest Notice","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03034222-6A1301949"},"2924-03041236-6A1305113":{"category":"director_interest","collected_at":"2026-10-09T19:59:49.554478Z","page_count":2,"published_at_utc":"2025-12-23T06:15:45Z","relative_path":"2025/2025-12-23_Appendix 3Y - Qiu Derong_7590e7f786691b2e.pdf","review_note":"Reviewed both Appendix 3Y pages. Qiu Derong exercised 9,973,149 CXUO listed options at $0.015 each over 22\u201323 December 2025; options converted to ordinary shares.","sha256":"0098e4dbde62d898534ceefadd155c5827e7c6c603be09c15c7e52e94c84fffb","source_id":"2924-03041236-6A1305113","state":"reviewed","subject_name":"Cauldron Energy Limited (ACN 102 912 783; ABN 22 102 912 783)","subject_ticker":"CXU","title":"Appendix 3Y - Qiu Derong","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03041236-6A1305113"},"2924-03138345-6A1345019":{"category":"security_event","collected_at":"2026-10-09T19:59:49.535739Z","page_count":4,"published_at_utc":"2026-09-22T09:18:26Z","relative_path":"2026/2026-09-22_Notification of cessation of securities - CXU.pdf","review_note":"Source is unavailable or has not been fully reviewed/reconciled; no transaction or position is inferred.","sha256":"19fa77606a5b27c30bab2fc50c080f0eb45487281e8b47950b304107aa603809","source_id":"2924-03138345-6A1345019","state":"unresolved","subject_name":"Cauldron Energy Limited (ACN 102 912 783; ABN 22 102 912 783)","subject_ticker":"CXU","title":"Notification of cessation of securities - CXU","triage":{"classification":"needs_investigation","reason":"Potential capital, director position, shareholder, or transaction context remains unreviewed.","views":["directors","major_holders"]},"url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03138345-6A1345019"}},"status":"partial","summary":{},"ticker":"CXU","unresolved_count":6,"view":"directors","view_coverage":{"directors":{"basis":"declared","collection_issues":[],"coverage_start":"2023-01-01","explained_count":0,"material_issue_count":6,"minor_discrepancy_count":0,"newer_pending_count":1,"note":"Two cached Appendix 3Y notices were reviewed and three option exercises recorded; other director notices, including six collection failures, remain unresolved.","notice_count":12,"pending_notice_count":10,"required_context_count":6,"reviewed_at":"2026-10-09T20:02:38Z","reviewed_notice_count":2,"reviewed_through":"2025-12-23","status":"partial","unclassified_note_count":0},"major_holders":{"basis":"declared","collection_issues":[],"coverage_start":"2023-01-01","explained_count":0,"material_issue_count":6,"minor_discrepancy_count":0,"newer_pending_count":2,"note":"The 19 June 2025 Parle Form 604 and 2023 Bahen initial Form 603 were reviewed. The Parle annexure is absent, and other holder filings in the collection are failed or unreviewed.","notice_count":9,"pending_notice_count":7,"required_context_count":5,"reviewed_at":"2026-10-09T20:02:38Z","reviewed_notice_count":2,"reviewed_through":"2025-06-19","status":"partial","unclassified_note_count":0}}}