{"collection_queue":{"director_interest":8,"holder_notice":2,"investment_release":3,"meeting_notice":10,"meeting_result":5,"security_event":33,"shareholder_list":2},"coverage":{"basis":"declared","collection_issues":[],"coverage_start":"2023-01-01","explained_count":0,"material_issue_count":1,"minor_discrepancy_count":0,"newer_pending_count":0,"note":"Reviewed annual-report substantial-holder disclosure for CD Capital through the report date. Substantial-holder notices from 2023 and 2024 failed download; unnamed 2026 share issues and option events cannot be allocated to known holders.","notice_count":2,"pending_notice_count":2,"required_context_count":1,"reviewed_at":"2026-10-09T20:22:46Z","reviewed_notice_count":0,"reviewed_through":"2026-09-24","status":"partial","unclassified_note_count":0},"entities":{"benjamin_stoikovich":{"entity_id":"benjamin_stoikovich","investor_id":null,"kind":"person","management_id":null,"name":"Benjamin Stoikovich","notes":[],"relationships":[],"roles":[{"role":"director","source_ids":["2924-03000656-6A1286999","2924-03141981-6A1346585"]}]},"cd_capital_fund_iii":{"entity_id":"cd_capital_fund_iii","investor_id":null,"kind":"other","management_id":null,"name":"CD Capital Natural Resources Fund III LP","notes":["Annual reports identify the fund as a substantial shareholder; the underlying notice date is not disclosed in the report."],"relationships":[],"roles":[{"role":"substantial shareholder","source_ids":["2924-03000656-6A1286999","2924-03141981-6A1346585"]}]},"garry_hemming":{"entity_id":"garry_hemming","investor_id":null,"kind":"person","management_id":null,"name":"Garry Hemming","notes":[],"relationships":[],"roles":[{"role":"director","source_ids":["2924-03000656-6A1286999","2924-03141981-6A1346585"]}]},"ian_middlemas":{"entity_id":"ian_middlemas","investor_id":null,"kind":"person","management_id":null,"name":"Ian Middlemas","notes":[],"relationships":[],"roles":[{"role":"director","source_ids":["2924-03000656-6A1286999","2924-03141981-6A1346585"]}]},"mark_pearce":{"entity_id":"mark_pearce","investor_id":null,"kind":"person","management_id":null,"name":"Mark Pearce","notes":[],"relationships":[],"roles":[{"role":"director","source_ids":["2924-03000656-6A1286999","2924-03141981-6A1346585"]}]}},"errors":[],"events":[],"facets":{"entities":["cd_capital_fund_iii"],"event_types":[],"securities":["Ordinary shares"]},"filters":{"end":"","entity":"","security":"","start":"","type":"","view":"major_holders"},"holdings":[{"account_entity_id":null,"date":"2026-09-24","date_end":null,"entity_id":"cd_capital_fund_iii","holding_after":50487925,"holding_before":null,"interest_type":"control","notes":"The 2026 annual report lists the fund at 50,487,925 shares/votes and 18.10% voting power. The underlying notice date is not given; report signature date 24 Sep 2026 is used as the observation date. The 2025 report showed the same amount.","observation_id":"GRX-CD-CAPITAL-FUND-III-20260924","observation_type":"position","percentage":18.1,"percentage_basis":"voting_power","quantity":50487925,"reconciliation_note":"","security_class":"Ordinary shares","source_refs":[{"locator":"Substantial shareholders section; most recent disclosed fund holding","page":21,"source_id":"2924-03141981-6A1346585"}],"supersedes":[],"view":"major_holders"}],"pending_count":63,"pending_ownership_count":10,"pending_support_count":53,"review":{"coverage_note":"Partial ASX-based review of GreenX Metals to 2026-10-09. Available annual reports support director share/option positions and selected option grants/exercises, while missing director-interest and substantial-holder notices and unnamed security events leave transaction coverage incomplete.","coverage_start":"2023-01-01","cutoff_date":"2026-10-09","download_profile":"valuation","issuer_identifier":"ABN 23 008 677 852","issuer_name":"GreenX Metals Limited","limitations":["Prepare found 13 sources, with 8 cached and 0 new downloads; ASX issuer lookup failed and 5 listed PDFs failed download/verification. Failed files include director notices dated 26 Jun 2026 and 4 Jul 2025, substantial-holder changes dated 24 May 2024 and 28 Mar 2023, and the FY2023 annual report.","The two available annual reports provide report-date director positions and the named annual option activity included here, but do not replace missing Appendix 3Y director notices. Director coverage remains partial.","The FY2026 annual report reports 1,500,000 options exercised by Benjamin Stoikovich and 1,000,000 by Mark Pearce, while its separate shareholding schedule attributes 1,228,589 and 443,113 ordinary shares, respectively, to options exercised. The report does not explain the differing quantities, actual transaction dates, option tranche or consideration; both disclosed quantities are retained with material unresolved reconciliation notes.","The same report states 11,000,000 Class A/B performance rights expire on 8 Oct 2026, but does not identify holders or report whether they were exercised, converted or lapsed. No post-expiry insider event is inferred.","The 19 Jun 2026 option cancellation notice and 26 Jun 2026 option exercise notice do not name holders. These may affect insider positions but cannot be allocated to a director or substantial holder.","The 13 Mar 2026 share issue to a consultant in lieu of cash does not identify the consultant. Any connection to a director, related-party entity or substantial shareholder remains unresolved.","The annual reports list CD Capital Natural Resources Fund III LP as the only substantial shareholder at 50,487,925 shares and 18.10% voting power; the underlying notice date is not provided. The 2026 report date is used for its disclosed snapshot and confirmed against the 2025 report, which says the figure reflects notices received up to its report date.","Routine company placements and vendor/consultant share issues in the reviewed releases are not allocated to named insiders; no personal participation is inferred."],"reviewed_at":"2026-10-09T20:22:46Z","schema_version":"1.1.0","ticker":"GRX","view_coverage":{"directors":{"coverage_start":"2023-01-01","note":"Reviewed report-date holdings and selected named grants/exercises from the 2025 and 2026 annual reports. Relevant director-interest filings in the source queue failed download; unnamed options/events and annual-report exercise/share-count discrepancies remain unresolved.","reviewed_at":"2026-10-09T20:22:46Z","reviewed_through":"2026-09-24","status":"partial"},"major_holders":{"coverage_start":"2023-01-01","note":"Reviewed annual-report substantial-holder disclosure for CD Capital through the report date. Substantial-holder notices from 2023 and 2024 failed download; unnamed 2026 share issues and option events cannot be allocated to known holders.","reviewed_at":"2026-10-09T20:22:46Z","reviewed_through":"2026-09-24","status":"partial"}}},"review_digest":"118600e8d9d85b8e950c7290d51ec44ac61b2be25955e8be7f3c6ff0370ca9d4","review_issues":[],"scan":{"failures":[],"last_collected_at":"2026-11-06T12:04:29.321371Z","profile":"valuation","scanned_through":"2026-11-06","ticker":"GRX"},"sources":{"2924-03000656-6A1286999":{"category":"annual_report","collected_at":"2026-10-09T20:10:31.778698Z","page_count":64,"published_at_utc":"2025-09-30T01:25:13Z","relative_path":"2025/2025-09-30_Annual Report to shareholders.pdf","review_note":"Reviewed Annual Report 2025 pages 15 and 20 (printed pages 14 and 19), plus report-date/signature date 23 Sep 2025. Recorded director share/option positions, named 2025 incentive-option grants and CD Capital Natural Resources Fund III LP\u2019s latest reported holder figure. The report states holder voting figures use the most recent notices received by the report date.","sha256":"2cd59686e57478552b6cd05cc8ba50c1e9e6d5d07a1c255bbecc0017a83340fb","source_id":"2924-03000656-6A1286999","state":"reviewed","subject_name":"GreenX Metals Limited (ABN 23 008 677 852)","subject_ticker":"GRX","title":"Annual Report to shareholders","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03000656-6A1286999"},"2924-03049536-6A1308691":{"category":"investment_release","collected_at":"2026-10-09T20:10:31.773768Z","page_count":2,"published_at_utc":"2026-01-27T22:30:53Z","relative_path":"2026/2026-01-28_A$13.6 Million Placement of Shares_c77b4d7b1f214408.pdf","review_note":"Reviewed two-page placement release. Announces 16,000,000 shares at A$0.85 for gross proceeds of approximately A$13.6 million to existing and new investors; no recipient or insider allocations are disclosed.","sha256":"22a4edd75890e6858f8bd5e48f35497f069685caf4947961450ef766caf5ebef","source_id":"2924-03049536-6A1308691","state":"supporting","subject_name":"GreenX Metals Limited (ABN 23 008 677 852)","subject_ticker":"GRX","title":"A$13.6 Million Placement of Shares","triage":{"classification":"background_only","reason":"Reviewed two-page placement release. Announces 16,000,000 shares at A$0.85 for gross proceeds of approximately A$13.6 million to existing and new investors; no recipient or insider allocations are disclosed.","views":[]},"url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03049536-6A1308691"},"2924-03054963-6A1311366":{"category":"investment_release","collected_at":"2026-10-09T20:10:31.773005Z","page_count":1,"published_at_utc":"2026-02-10T05:31:45Z","relative_path":"2026/2026-02-10_Completion of Placement and Notice under Section 708A_99423e58f7726e5a.pdf","review_note":"Reviewed one-page completion/cleansing notice. Confirms completion of the January placement and an additional 117,647 ordinary shares issued, without naming recipients or identifying an insider transaction.","sha256":"88d7b2eaadf2f0e4676092c48f015c1ae97598fa96e21893cde21afa1d48417d","source_id":"2924-03054963-6A1311366","state":"supporting","subject_name":"GreenX Metals Limited (ABN 23 008 677 852)","subject_ticker":"GRX","title":"Completion of Placement and Notice under Section 708A","triage":{"classification":"background_only","reason":"Reviewed one-page completion/cleansing notice. Confirms completion of the January placement and an additional 117,647 ordinary shares issued, without naming recipients or identifying an insider transaction.","views":[]},"url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03054963-6A1311366"},"2924-03068067-6A1316247":{"category":"security_event","collected_at":"2026-10-09T20:10:31.772119Z","page_count":6,"published_at_utc":"2026-03-13T04:31:49Z","relative_path":"2026/2026-03-13_Application for quotation of securities - GRX.pdf","review_note":"Reviewed Appendix 2A pages 3\u20135. Reports 598,235 ordinary shares issued on 13 Mar 2026 to an unnamed consultant in lieu of cash at an estimated A$0.85/share. Consultant identity and any director/related-party or substantial-holder relationship are not stated; no holder event is inferred.","sha256":"b6a35d7b49cec1d7ca0076836ff8e9af2b8699f4fe574602c4739ff27cb7fc76","source_id":"2924-03068067-6A1316247","state":"unresolved","subject_name":"GreenX Metals Limited (ABN 23 008 677 852)","subject_ticker":"GRX","title":"Application for quotation of securities - GRX","triage":{"classification":"needs_investigation","reason":"Consultant receiving shares is unnamed, so any relationship with a director or existing substantial holder cannot be tested.","views":["directors","major_holders"]},"url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03068067-6A1316247"},"2924-03101990-6A1330191":{"category":"security_event","collected_at":"2026-10-09T20:10:31.771396Z","page_count":4,"published_at_utc":"2026-06-19T04:36:55Z","relative_path":"2026/2026-06-19_Notification of cessation of securities - GRX.pdf","review_note":"Reviewed Appendix 3H pages 1\u20134. Reports lapse/cancellation on 19 Jun 2026 of 400,000 GRXAA and 400,000 GRXAB options after employment cessation, because vesting conditions could not be satisfied. The option holder is not named; no director or account allocation is inferred.","sha256":"6db2c35cc6562a772b945588292824d4461f0c36a5f894cd085d530f2e428143","source_id":"2924-03101990-6A1330191","state":"unresolved","subject_name":"GreenX Metals Limited (ABN 23 008 677 852)","subject_ticker":"GRX","title":"Notification of cessation of securities - GRX","triage":{"classification":"needs_investigation","reason":"Unidentified employment-related option cancellation could affect a director or officer holding and cannot be allocated.","views":["directors"]},"url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03101990-6A1330191"},"2924-03104435-6A1331179":{"category":"security_event","collected_at":"2026-10-09T20:10:31.770870Z","page_count":7,"published_at_utc":"2026-06-26T04:47:48Z","relative_path":"2026/2026-06-26_Application for quotation of securities - GRX.pdf","review_note":"Reviewed Appendix 2A pages 4\u20136. Reports exercise on 26 Jun 2026 of 500,000 GRXAAB and 1,000,000 GRXAAD options for 643,572 net ordinary shares via a cashless facility; the form says the options were not issued under an employee incentive scheme, but it does not name the holder. No insider allocation is inferred.","sha256":"983e58aca248056201b35a966551ce98b0005089dc1d2602309157c3fcd934b1","source_id":"2924-03104435-6A1331179","state":"unresolved","subject_name":"GreenX Metals Limited (ABN 23 008 677 852)","subject_ticker":"GRX","title":"Application for quotation of securities - GRX","triage":{"classification":"needs_investigation","reason":"Holder identity for option exercises is absent; exercise activity could affect disclosed director positions or substantial-holder balances.","views":["directors"]},"url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03104435-6A1331179"},"2924-03118974-6A1337717":{"category":"security_event","collected_at":"2026-10-09T20:10:31.760620Z","page_count":6,"published_at_utc":"2026-08-07T02:08:06Z","relative_path":"2026/2026-08-07_Application for quotation of securities - GRX.pdf","review_note":"Reviewed Appendix 2A pages 1 and 5\u20136. Reports 283,954 shares issued to the original Eleonore North vendor as A$250,000 licence consideration; the vendor is not identified and no director or substantial-holder link is reported.","sha256":"9fc028baedad11ff6ca78ee64a5a9b8308458031d53123934ea1fd4bf9579e8c","source_id":"2924-03118974-6A1337717","state":"supporting","subject_name":"GreenX Metals Limited (ABN 23 008 677 852)","subject_ticker":"GRX","title":"Application for quotation of securities - GRX","triage":{"classification":"background_only","reason":"Reviewed Appendix 2A pages 1 and 5\u20136. Reports 283,954 shares issued to the original Eleonore North vendor as A$250,000 licence consideration; the vendor is not identified and no director or substantial-holder link is reported.","views":[]},"url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03118974-6A1337717"},"2924-03141981-6A1346585":{"category":"annual_report","collected_at":"2026-10-09T20:10:31.759051Z","page_count":76,"published_at_utc":"2026-09-30T01:09:44Z","relative_path":"2026/2026-09-30_Annual Report to shareholders_a42b7f84a116d83e.pdf","review_note":"Reviewed Annual Report 2026 pages 21\u201322, 26\u201327, and signature page 61 (printed pages 19\u201320, 24\u201325, 59). Recorded report-date director positions, named KMP option exercise/grant disclosures and CD Capital holder figure. The report says 11,000,000 Class A/B performance rights expire 8 Oct 2026 but does not identify holders or give their post-expiry status. Its option-exercise and shareholding tables disclose differing counts and leave current option totals difficult to reconcile.","sha256":"38e6d10f37c8fa0653abd39625dd8a0f591f60d0b9350db1e45ff0be1731b2e5","source_id":"2924-03141981-6A1346585","state":"reviewed","subject_name":"GreenX Metals Limited (ABN 23 008 677 852)","subject_ticker":"GRX","title":"Annual Report to shareholders","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03141981-6A1346585"}},"status":"partial","summary":{},"ticker":"GRX","unresolved_count":1,"view":"major_holders","view_coverage":{"directors":{"basis":"declared","collection_issues":[],"coverage_start":"2023-01-01","explained_count":0,"material_issue_count":4,"minor_discrepancy_count":0,"newer_pending_count":0,"note":"Reviewed report-date holdings and selected named grants/exercises from the 2025 and 2026 annual reports. Relevant director-interest filings in the source queue failed download; unnamed options/events and annual-report exercise/share-count discrepancies remain unresolved.","notice_count":8,"pending_notice_count":8,"required_context_count":3,"reviewed_at":"2026-10-09T20:22:46Z","reviewed_notice_count":0,"reviewed_through":"2026-09-24","status":"partial","unclassified_note_count":0},"major_holders":{"basis":"declared","collection_issues":[],"coverage_start":"2023-01-01","explained_count":0,"material_issue_count":1,"minor_discrepancy_count":0,"newer_pending_count":0,"note":"Reviewed annual-report substantial-holder disclosure for CD Capital through the report date. Substantial-holder notices from 2023 and 2024 failed download; unnamed 2026 share issues and option events cannot be allocated to known holders.","notice_count":2,"pending_notice_count":2,"required_context_count":1,"reviewed_at":"2026-10-09T20:22:46Z","reviewed_notice_count":0,"reviewed_through":"2026-09-24","status":"partial","unclassified_note_count":0}}}