{ "schema_version": "1.0.0", "ticker": "LKE", "company_name": "Lake Resources N.L.", "cutoff_date": "2026-10-31", "reviewed_at": "2026-10-31", "coverage_note": "Issuer top-20 ordinary-share register dated 17 September 2026. No dated substantial-holder notices were found in the local manifest; this is not proof that no substantial interests exist.", "register": { "as_of_date": "2026-09-17", "issued_shares": 2415170102, "source_ids": [ "annual" ], "holders": [ { "holder_id": "register-1", "name": "CITICORP NOMINEES PTY LIMITED", "classification": "nominee_custodian", "shares": 184472901, "percentage": 7.64, "percentage_basis": "issued_shares", "as_of_date": "2026-09-17", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "As reported on the issuer’s ordinary-share top holders list." ] }, { "holder_id": "register-2", "name": "US REGISTER CONTROL A/C", "classification": "nominee_custodian", "shares": 81539686, "percentage": 3.38, "percentage_basis": "issued_shares", "as_of_date": "2026-09-17", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "As reported on the issuer’s ordinary-share top holders list." ] }, { "holder_id": "register-3", "name": "LUCKY DRAGON PROPERTY PTY LTD", "classification": "direct_holder", "shares": 59418538, "percentage": 2.46, "percentage_basis": "issued_shares", "as_of_date": "2026-09-17", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "As reported on the issuer’s ordinary-share top holders list." ] }, { "holder_id": "register-4", "name": "BNP PARIBAS NOMINEES PTY LTD ", "classification": "nominee_custodian", "shares": 35035023, "percentage": 1.45, "percentage_basis": "issued_shares", "as_of_date": "2026-09-17", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "As reported on the issuer’s ordinary-share top holders list." ] }, { "holder_id": "register-5", "name": "ACUITY CAPITAL INVESTMENT MANAGEMENT PTY LTD ", "classification": "direct_holder", "shares": 29342174, "percentage": 1.21, "percentage_basis": "issued_shares", "as_of_date": "2026-09-17", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "As reported on the issuer’s ordinary-share top holders list." ] }, { "holder_id": "register-6", "name": "MR SIMON JAMES KALINOWSKI ", "classification": "direct_holder", "shares": 28500000, "percentage": 1.18, "percentage_basis": "issued_shares", "as_of_date": "2026-09-17", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "As reported on the issuer’s ordinary-share top holders list." ] }, { "holder_id": "register-7", "name": "MRS YINA ZHU", "classification": "direct_holder", "shares": 26000000, "percentage": 1.08, "percentage_basis": "issued_shares", "as_of_date": "2026-09-17", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "As reported on the issuer’s ordinary-share top holders list." ] }, { "holder_id": "register-8", "name": "SELENAS HOLDING PTY LIMITED ", "classification": "direct_holder", "shares": 22700000, "percentage": 0.94, "percentage_basis": "issued_shares", "as_of_date": "2026-09-17", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "As reported on the issuer’s ordinary-share top holders list." ] }, { "holder_id": "register-9", "name": "J P MORGAN NOMINEES AUSTRALIA PTY LIMITED", "classification": "nominee_custodian", "shares": 20961239, "percentage": 0.87, "percentage_basis": "issued_shares", "as_of_date": "2026-09-17", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "As reported on the issuer’s ordinary-share top holders list." ] }, { "holder_id": "register-10", "name": "BNP PARIBAS NOMINEES PTY LTD ", "classification": "nominee_custodian", "shares": 20930560, "percentage": 0.87, "percentage_basis": "issued_shares", "as_of_date": "2026-09-17", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "As reported on the issuer’s ordinary-share top holders list." ] }, { "holder_id": "register-11", "name": "HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED", "classification": "nominee_custodian", "shares": 20771556, "percentage": 0.86, "percentage_basis": "issued_shares", "as_of_date": "2026-09-17", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "As reported on the issuer’s ordinary-share top holders list." ] }, { "holder_id": "register-12", "name": "FINCLEAR SERVICES PTY LTD ", "classification": "nominee_custodian", "shares": 20346270, "percentage": 0.84, "percentage_basis": "issued_shares", "as_of_date": "2026-09-17", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "As reported on the issuer’s ordinary-share top holders list." ] }, { "holder_id": "register-13", "name": "BNP PARIBAS NOMS PTY LTD", "classification": "nominee_custodian", "shares": 18076793, "percentage": 0.75, "percentage_basis": "issued_shares", "as_of_date": "2026-09-17", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "As reported on the issuer’s ordinary-share top holders list." ] }, { "holder_id": "register-14", "name": "MORGAN STANLEY AUSTRALIA SECURITIES (NOMINEE) PTY LIMITED ", "classification": "nominee_custodian", "shares": 17707248, "percentage": 0.73, "percentage_basis": "issued_shares", "as_of_date": "2026-09-17", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "As reported on the issuer’s ordinary-share top holders list." ] }, { "holder_id": "register-15", "name": "PORTATUS PTY LTD ", "classification": "direct_holder", "shares": 16000000, "percentage": 0.66, "percentage_basis": "issued_shares", "as_of_date": "2026-09-17", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "As reported on the issuer’s ordinary-share top holders list." ] }, { "holder_id": "register-16", "name": "HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED ", "classification": "nominee_custodian", "shares": 14400000, "percentage": 0.6, "percentage_basis": "issued_shares", "as_of_date": "2026-09-17", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "As reported on the issuer’s ordinary-share top holders list." ] }, { "holder_id": "register-17", "name": "CODE NOMINEES PTY LTD ", "classification": "nominee_custodian", "shares": 13713284, "percentage": 0.57, "percentage_basis": "issued_shares", "as_of_date": "2026-09-17", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "As reported on the issuer’s ordinary-share top holders list." ] }, { "holder_id": "register-18", "name": "HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED - A/C 2", "classification": "nominee_custodian", "shares": 12858885, "percentage": 0.53, "percentage_basis": "issued_shares", "as_of_date": "2026-09-17", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "As reported on the issuer’s ordinary-share top holders list." ] }, { "holder_id": "register-19", "name": "MR MARTIN BRUCE SCHULT", "classification": "direct_holder", "shares": 12100000, "percentage": 0.5, "percentage_basis": "issued_shares", "as_of_date": "2026-09-17", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "As reported on the issuer’s ordinary-share top holders list." ] }, { "holder_id": "register-20", "name": "SALARIS FLEET PTY LTD", "classification": "direct_holder", "shares": 12000000, "percentage": 0.5, "percentage_basis": "issued_shares", "as_of_date": "2026-09-17", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "As reported on the issuer’s ordinary-share top holders list." ] } ] }, "substantial_holders": [], "sources": [ { "source_id": "annual", "title": "2026 annual report", "publisher": "Lake Resources N.L. via ASX", "url": "https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03138791-2A1698686", "publication_date": "2026-09-23", "accessed_date": "2026-10-31", "locator": "downloads/LKE/2026/2026-09-23_Annual Report to Shareholders_518e38d452799b75.pdf, PDF page 110", "detail": "Issuer’s 20 largest ordinary-share accounts and issued capital as at 17 September 2026." }, { "source_id": "raise", "title": "Application for quotation of securities", "publisher": "Lake Resources N.L. via investor hub", "url": "https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03139833-2A1699338", "publication_date": "2026-09-25", "accessed_date": "2026-10-31", "locator": "downloads/LKE/2026/2026-09-25_Application for quotation of securities - LKE_656aba08c0cec57f.pdf, pages 1 and 6", "detail": "Issuer states 67.5 million ordinary shares issued 25 September and reports issued capital following quotation." } ], "limitations": [ "The 17 September top-20 register predates a September 2026 capital raise and does not represent current percentages.", "Nominees and US register-control accounts do not reveal underlying beneficial ownership; registered positions and substantial-holder notices can overlap.", "Substantial-holder view is empty because no dated relevant notices were established, not because ownership is zero.", "Separate listed options are excluded from the ordinary-share register." ] }