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interest","page":6,"source_id":"2924-02786014-2A1512403"}],"supersedes":[],"view":"directors"},{"account_entity_id":"manlan_lanman_account","date":"2024-03-18","date_end":null,"entity_id":"mark_noppe","holding_after":250000,"holding_before":null,"interest_type":"indirect","notes":"","observation_id":"lms-initial-20240318-10","observation_type":"initial","percentage":null,"percentage_basis":null,"quantity":250000,"reconciliation_note":"","security_class":"Unlisted options, exercise AUD 0.35, expiry 28-Feb-2027","source_refs":[{"locator":"Initial Appendix 3X, Part 2 relevant interest","page":6,"source_id":"2924-02786014-2A1512403"}],"supersedes":[],"view":"directors"}],"pending_count":46,"pending_ownership_count":0,"pending_support_count":46,"review":{"coverage_note":"Cumulative partial LMS review. Added historical director 3X/3Y balances, annual-report positions, 2025 placement and option-exercise records, the Collins 2025 Form 603, and Pustahya's 13-Aug-2026 placement. Reviewed but did not allocate issuer-level 3H/2A events or the conflicting 2025 Pustahya 3Y. Neither insider view is complete.","coverage_start":"2023-01-01","cutoff_date":"2026-11-02","download_profile":"valuation","issuer_identifier":"ABN 33 612 660 429","issuer_name":"Litchfield Minerals Limited","limitations":["The 2-Nov-2026 prepare run returned 75 cached sources and no new documents because ASX issuer-metadata lookup failed; discovery through cutoff is unconfirmed.","46 indexed source documents remain pending after this batch; coverage is selected-document, not a complete source-queue review.","Pustahya's 3-Oct-2025 3Y says 50,000 shares were disposed at $0.18 but describes the change as a placement; no event or holding reduction is classified.","The 26-Oct-2026 3H reports 1,900,000 LMSAC options expired without holder allocation; the 15-Oct-2026 2A reports 12,500 LMSAK exercises without naming holders. Neither is assigned to a person.","The 1,408,000 Pustahya founder options are reported with both 25-Oct-2026 and 30-Oct-2026 expiry dates; expiry is unresolved.","The 2026 Annual Report's 10-Sep substantial-holder table repeats older percentages and a Collins quantity that cannot be reconciled to the 29-May-2025 Form 603. C21's 2025 Form 604 also has a 1,000-share/vote difference.","The 2025 Annual Report gives Eaglen's 19-Sep shares as 998,087, one below the 3Y's 998,088; the difference remains minor and unexplained.","The 19-Oct-2026 AGM notice proposes director rights subject to a 24-Nov vote; no proposed award is treated as an executed grant.","Coverage does not establish complete non-director employee trading data.","The Collins 2025 Form 603 says the holder became substantial in May 2025, although the 2024 Annual Report already lists the same joint holder above 5%; no reviewed bridge resolves the chronology."],"reviewed_at":"2026-11-02T21:13:00Z","schema_version":"1.1.0","ticker":"LMS","view_coverage":{"directors":{"coverage_start":"2023-01-01","note":"Reviewed selected initial 3X and change notices from 2024-2026, including 29-Jul-2024 rights grants, 19-Sep-2025 placements, Nopp\u00e9's 23-Oct-2025 option exercise and Pustahya's 13-Aug-2026 placement; annual-report balances are recorded through 25-Sep-2026. Coverage remains partial: the 3-Oct-2025 Pustahya notice and unnamed 2026 3H/2A events are unresolved, the founder-option expiry conflicts, and indexed director-related sources remain pending.","reviewed_at":"2026-11-02T21:13:00Z","reviewed_through":"2026-10-26","status":"partial"},"major_holders":{"coverage_start":"2023-01-01","note":"Reviewed C21's initial position and 2025 Form 604, the Collins joint-holder Form 603 on 29-May-2025, and relevant annual-report register/director-interest tables through 25-Sep-2026. Collins and 2026 reported percentages do not reconcile; C21's 2025 604 contains a 1,000-share/vote difference. The 2026 unnamed option lapse may affect a holder account and Pustahya's 3-Oct-2025 filing remains unresolved. Other sources remain pending. The 2025 Collins Form 603's new-substantial date also conflicts with the 2024 annual-report register baseline.","reviewed_at":"2026-11-02T21:13:00Z","reviewed_through":"2026-10-26","status":"partial"}}},"review_digest":"8ba9931db49856694b23a034f8b5d9c543af13ee95309e3c869a0e6ead9b2c98","review_issues":[{"note":"The 3Y prints $0.00 as the option strike; the contemporaneous 3G identifies LMSAK as expiring 31-Aug-2027 at $0.10 and reports 475,000 attaching options. The 200,000/200,000/75,000 allocations reconcile exactly; $0.10 is used for the option terms.","record_id":"lms-matthew_pustahya-placement-lmsak-options-20250919","source_ids":["2924-02995580-2A1622634","2924-02997053-2A1623325"],"status":"explained","view":"directors"},{"note":"The 3Y prints $0.00 as the option strike; the contemporaneous 3G identifies LMSAK as expiring 31-Aug-2027 at $0.10 and reports 475,000 attaching options. The 200,000/200,000/75,000 allocations reconcile exactly; $0.10 is used for the option terms.","record_id":"lms-peter_eaglen-placement-lmsak-options-20250919","source_ids":["2924-02995580-2A1622634","2924-02997053-2A1623325"],"status":"explained","view":"directors"},{"note":"The 3Y prints $0.00 as the option strike; the contemporaneous 3G identifies LMSAK as expiring 31-Aug-2027 at $0.10 and reports 475,000 attaching options. The 200,000/200,000/75,000 allocations reconcile exactly; $0.10 is used for the option terms.","record_id":"lms-mark_noppe-placement-lmsak-options-20250919","source_ids":["2924-02995580-2A1622634","2924-02997053-2A1623325"],"status":"explained","view":"directors"},{"note":"The Appendix 2A reports 31 August 2026 as conversion and issue date, while each director notice reports 1 September 2026 as the change date. Quantity and conversion are corroborated; the one-day date discrepancy is preserved, using 31 August as the issue date.","record_id":"lms_peter_eaglen_20260831_classA_conversion","source_ids":["2924-03129644-2A1693946","2924-03133298-2A1696194"],"status":"minor_discrepancy","view":"directors"},{"note":"The Appendix 2A reports 31 August 2026 as conversion and issue date, while each director notice reports 1 September 2026 as the change date. Quantity and conversion are corroborated; the one-day date discrepancy is preserved, using 31 August as the issue date.","record_id":"lms_mark_noppe_20260831_classA_conversion","source_ids":["2924-03129644-2A1693946","2924-03133298-2A1696194"],"status":"minor_discrepancy","view":"directors"},{"note":"Quantity and $0.30 strike are corroborated, but expiry is inconsistent: 3X/3Y notices and Annual Report pp.35/37 say 25-Oct-2026, while annual-report option schedules on 2026 p.33 and FY24 p.35 say 30-Oct-2026. Both dates are preserved.","record_id":"lms-20260813-pustahya-2","source_ids":["2924-02786014-2A1512403","2924-02854257-2A1549212","2924-03121044-2A1689438","2924-03139950-2A1699395"],"status":"material_unresolved","view":"directors"},{"note":"The 2026 Annual Report p.33 gives 30-Oct-2026 while p.35 gives 25-Oct-2026; FY24 report p.35/p.37 and director 3X/3Y notices also conflict. Quantity/strike corroborated, expiry unresolved.","record_id":"lms-20260925-matthew_pustahya-2","source_ids":["2924-02786014-2A1512403","2924-02854257-2A1549212","2924-03121044-2A1689438","2924-03139950-2A1699395"],"status":"material_unresolved","view":"directors"},{"note":"Annual Report reports 998,087 shares at report date; the 23-Sep-2025 3Y for the 19-Sep change reports 998,088. The one-share difference is not explained.","record_id":"lms-eaglen-report-shares-20250919","source_ids":["2924-02995729-2A1622705","2924-02997053-2A1623325"],"status":"minor_discrepancy","view":"directors"},{"note":"This 3Y reports 598,088 shares; the April 3Y and 2024 Annual Report report 598,087. The one-share difference is preserved.","record_id":"lms-jul2024-peter_eaglen-shares","source_ids":["2924-02844171-2A1543811"],"status":"minor_discrepancy","view":"directors"}],"scan":{"failures":[],"last_collected_at":"2026-11-06T12:05:00.047448Z","profile":"valuation","scanned_through":"2026-11-06","ticker":"LMS"},"sources":{"2924-02784340-2A1511518":{"category":"shareholder_list","collected_at":"2026-10-09T20:27:39.017662Z","page_count":1,"published_at_utc":"2024-03-13T01:41:23Z","relative_path":"2024/2024-03-13_Top 20 Holders_f7e75be2d6aa2824.pdf","review_note":"Reviewed the Top 20 grouped holder report dated 12 March 2024 as a baseline context document; it confirms C21 was the largest holder at 5,632,000 shares but precedes the 15 March listing/initial substantial notice.","sha256":"4554b5cbc0e3c159287b89d87e2213fb17aceec263fd98eac3db4e09902f3958","source_id":"2924-02784340-2A1511518","state":"supporting","subject_name":"Litchfield Minerals Limited (ABN 33 612 660 429)","subject_ticker":"LMS","title":"Top 20 Holders","triage":{"classification":"background_only","reason":"Context-only top-holder listing, not a transaction notice and not needed to establish the Form 603 position.","views":[]},"url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-02784340-2A1511518"},"2924-02786014-2A1512403":{"category":"director_interest","collected_at":"2026-10-31T19:05:24.778923Z","page_count":6,"published_at_utc":"2024-03-17T22:28:54.000Z","relative_path":"2024/2024-03-18_87d4f8aebb56980b9d8c95bb.pdf","review_note":"Reviewed all six pages of the three initial Appendix 3X notices. At the 18-Mar-2024 filing, Eaglen reported 350,000 shares and 250,000 each of $0.30/$0.35 options through Eaglennest; Pustahya reported C21's 5,632,000 shares and 1,408,000 $0.30 options plus BrokerageDirect's 250,000 each of $0.30/$0.35 options; Nopp\u00e9 reported 200,000 shares and 250,000 each of $0.30/$0.35 options through Manlan. The Pustahya 3X reports founder-option expiry as 25-Oct-2026.","sha256":"5f6f3dced82e4a90fcb0217ec7e735c650fd794760ee44df1b7b4bd103adf429","source_id":"2924-02786014-2A1512403","state":"reviewed","subject_name":"Litchfield Minerals Limited","subject_ticker":"LMS","title":"Initial Director's Interest Notice x 3","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-02786014-2A1512403"},"2924-02786018-2A1512409":{"category":"holder_notice","collected_at":"2026-10-09T20:27:39.017648Z","page_count":2,"published_at_utc":"2024-03-17T22:31:59Z","relative_path":"2024/2024-03-18_Becoming a substantial holder - C21 Investments Pty Ltd_ccc875bed6d569a4.pdf","review_note":"Reviewed Form 603 for C21 Investments Pty Ltd. It became substantial on LMS listing (15 March 2024) with 5,632,000 ordinary shares and 15.91% voting power; the notice attributes its association to Matthew Pustahya as director and >20% shareholder.","sha256":"3e5fe3a14d7e21d23d5aac5ff673182d974929e079f8d45e7bc54f78bf4dadb8","source_id":"2924-02786018-2A1512409","state":"reviewed","subject_name":"Litchfield Minerals Limited (ABN 33 612 660 429)","subject_ticker":"LMS","title":"Becoming a substantial holder - C21 Investments Pty Ltd","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-02786018-2A1512409"},"2924-02793347-2A1516562":{"category":"director_interest","collected_at":"2026-10-31T19:05:27.823469Z","page_count":3,"published_at_utc":"2024-04-08T08:29:42Z","relative_path":"2024/2024-04-08_Change of Director's Interest Notice_c7b155994b8295be.pdf","review_note":"Complete document reviewed; issuer identity matches.","sha256":"eec053fc7d3f249dde97b736a386702499f35f9dd4f2f973a321593b8db37f57","source_id":"2924-02793347-2A1516562","state":"reviewed","subject_name":"Litchfield Minerals Limited","subject_ticker":"LMS","title":"Change of Director's Interest Notice","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-02793347-2A1516562"},"2924-02844171-2A1543811":{"category":"director_interest","collected_at":"2026-10-31T19:05:24.771823Z","page_count":10,"published_at_utc":"2024-08-27T08:52:04.000Z","relative_path":"2024/2024-08-27_79c5e830cd47e44ed7f11113.pdf","review_note":"Reviewed all ten pages, including the three Appendix 3Y forms. Each director acquired 1,750,000 rights on 29-Jul-2024 for nil consideration: 250,000 Class A, 500,000 Class B and 1,000,000 Class C. Pustahya's rights are held through BrokerageDirect; Eaglen through Eaglennest; Nopp\u00e9 through Manlan. The release also reports 1,750,000 rights for the company secretary, not included in director records. Eaglen's reported 598,088 ordinary shares are one above the April 3Y and 2024 Annual Report figure of 598,087.","sha256":"e60f36219065a812259f3449950abfbf6d988039cda66895b7bbc542c9aaad38","source_id":"2924-02844171-2A1543811","state":"reviewed","subject_name":"Litchfield Minerals Limited","subject_ticker":"LMS","title":"Change of Director's Interest Notice x 3","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-02844171-2A1543811"},"2924-02854257-2A1549212":{"category":"shareholder_list","collected_at":"2026-10-31T19:05:24.770257Z","page_count":72,"published_at_utc":"2024-09-18T06:49:35.000Z","relative_path":"2024/2024-09-18_c5c6f469512c600df95c4d8f_verified.pdf","review_note":"Reviewed and visually checked relevant Annual Report pages 35, 37 and 72. Page 35 reports FY24 KMP shares (Pustahya 5,632,000; Eaglen 598,087; Nopp\u00e9 200,000); p.37 gives founder-option expiry as 25-Oct-2026, conflicting with p.35's 30-Oct-2026. Page 72 reports register positions at 5-Sep-2024: C21 5,632,000 (15.91%) and Brian William Collins & Maralyn Joan Collins 3,293,903 (9.30%).","sha256":"5e901f0b8cacd8241cf49428190e707c66a7fee608d8302748088b360a956121","source_id":"2924-02854257-2A1549212","state":"reviewed","subject_name":"Litchfield Minerals Limited","subject_ticker":"LMS","title":"Annual Report to shareholders","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-02854257-2A1549212"},"2924-02951885-2A1599124":{"category":"holder_notice","collected_at":"2026-10-31T19:05:24.760096Z","page_count":2,"published_at_utc":"2025-05-29T22:24:03.000Z","relative_path":"2025/2025-05-30_dc33ccd04f62025827cb2afd_verified.pdf","review_note":"Visually reviewed both pages of the scanned Form 603. Joint holder BW & MJ Collins became substantial on 29-May-2025 with 5,348,910 ordinary shares/votes and reported voting power of 15.1%. The four-month consideration section gives only an aggregate cash acquisition range from 24-Feb-2024 to 29-May-2025, not individual dated transactions. Section 6 lists no associates; the form is signed by Brian William Collins. The initials are matched to Brian William Collins and Maralyn Joan Collins in the 2024 Annual Report, without assigning a director relationship. The 2024 Annual Report already lists the same joint holder at 3,293,903 shares (9.30%) on 5-Sep-2024, so the 2025 form's 'became substantial' date conflicts with that earlier issuer-reported position; the transition is unresolved.","sha256":"b7bd850e79cf1b5985c62c4aa4b6a8430a65e3081f1316058dddbe7ff19532f8","source_id":"2924-02951885-2A1599124","state":"reviewed","subject_name":"Litchfield Minerals Limited","subject_ticker":"LMS","title":"Becoming a substantial holder","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-02951885-2A1599124"},"2924-02995579-2A1622632":{"category":"security_event","collected_at":"2026-10-31T19:05:24.749225Z","page_count":6,"published_at_utc":"2025-09-19T00:20:56.000Z","relative_path":"2025/2025-09-19_01a93fb2e2b0b624abe36e0f.pdf","review_note":"Complete document reviewed; issuer identity matches.","sha256":"02d2bd0378592ac6347f447146308a3f307d3637b63619523075ede42bd55bff","source_id":"2924-02995579-2A1622632","state":"reviewed","subject_name":"Litchfield Minerals Limited","subject_ticker":"LMS","title":"Application for quotation of securities - LMS","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-02995579-2A1622632"},"2924-02995580-2A1622634":{"category":"security_event","collected_at":"2026-10-31T19:05:24.748527Z","page_count":5,"published_at_utc":"2025-09-19T00:24:36.000Z","relative_path":"2025/2025-09-19_1d322d9cae07b243bb7ab9ce.pdf","review_note":"Reviewed all five pages of the 19-Sep-2025 Appendix 3G. It identifies LMSAK options expiring 31-Aug-2027 with $0.10 exercise price, 475,000 issued as free attaching options to the August placement to related parties. The total reconciles exactly to the 200,000/200,000/75,000 allocations in the three contemporaneous director notices; this form does not identify recipients by name.","sha256":"d68da0a9b83c05c688a421066a33c0d49c82452c4cce5dad9d6111ab97f0e850","source_id":"2924-02995580-2A1622634","state":"reviewed","subject_name":"Litchfield Minerals Limited","subject_ticker":"LMS","title":"Notification regarding unquoted securities - LMS","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-02995580-2A1622634"},"2924-02995729-2A1622705":{"category":"shareholder_list","collected_at":"2026-10-31T19:05:24.747706Z","page_count":75,"published_at_utc":"2025-09-19T05:39:58.000Z","relative_path":"2025/2025-09-19_5549bc9b17726e280e9a7554_verified.pdf","review_note":"Reviewed relevant 2025 Annual Report pages 34-39 and 75. The report is signed 19-Sep-2025 (p.39); p.36 reports shares at that report date as Pustahya 6,032,000, Eaglen 998,087 and Nopp\u00e9 350,000. Eaglen is one share below the 23-Sep 3Y post-change figure of 998,088. Page 75 prints its substantial-holder register date as 8-Sep-2024, so that table is historical and is not used as a 2025 snapshot.","sha256":"6700e423ccd413c43e65ce1ab323d87f5a0c49d4d0d02a579479510dfad7b361","source_id":"2924-02995729-2A1622705","state":"reviewed","subject_name":"Litchfield Minerals Limited","subject_ticker":"LMS","title":"Annual Report to shareholders","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-02995729-2A1622705"},"2924-02997053-2A1623325":{"category":"director_interest","collected_at":"2026-10-31T19:05:24.739551Z","page_count":9,"published_at_utc":"2025-09-23T04:10:00.000Z","relative_path":"2025/2025-09-23_3bc24124f541e824412249f2.pdf","review_note":"Reviewed all three Appendix 3Y notices in this nine-page filing. On 19-Sep-2025, Pustahya's BrokerageDirect account acquired 400,000 LMS shares and 200,000 attaching LMSAK options; Eaglen's family account acquired 400,000 shares and 200,000 options; Nopp\u00e9's Manlan account acquired 150,000 shares and 75,000 options. Each notice reports $0.10/share and free attaching options. The 3Y option strike prints $0.00, but the contemporaneous 3G identifies LMSAK as $0.10 and reports 475,000 total, exactly reconciling the three allocations. Eaglen's post-placement balance is 998,088, one share above the 2025 Annual Report.","sha256":"0730286cddb16f831b9e4f445698b4aa95c6ab682913e1fbaf057f9b877791e3","source_id":"2924-02997053-2A1623325","state":"reviewed","subject_name":"Litchfield Minerals Limited","subject_ticker":"LMS","title":"Change of Director's Interest Notice x 3","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-02997053-2A1623325"},"2924-02997054-2A1623326":{"category":"holder_notice","collected_at":"2026-10-31T19:05:27.823339Z","page_count":3,"published_at_utc":"2025-09-23T04:17:30Z","relative_path":"2025/2025-09-23_Change in substantial holding_5966536fdcdf3756.pdf","review_note":"Complete document reviewed; issuer identity matches. Page 1 visually inspected: C21 5,631,000 shares versus 5,632,000 votes.","sha256":"f1feaa01eeb71ccd4bdcc5835e14dd2a3c2af537acaf21576a7d109338ab97fa","source_id":"2924-02997054-2A1623326","state":"reviewed","subject_name":"Litchfield Minerals Limited","subject_ticker":"LMS","title":"Change in substantial holding","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-02997054-2A1623326"},"2924-03016635-2A1632784":{"category":"director_interest","collected_at":"2026-10-31T19:05:24.732403Z","page_count":3,"published_at_utc":"2025-10-30T05:40:21.000Z","relative_path":"2025/2025-10-30_9a73edfdd9247ea009192cf7.pdf","review_note":"Reviewed all three pages of Mark Nopp\u00e9's Appendix 3Y. On 23-Oct-2025 his Manlan account exercised 75,000 LMSAK $0.10 options for 75,000 ordinary shares, paying $7,500 as stated (currency not expressly specified). Shares rose from 350,000 to 425,000; the 75,000 options were disposed and are absent from the post-change balances.","sha256":"113d71f064b672f075a7ae5de96e026a51099a70b8aac1c8349c866867cd126c","source_id":"2924-03016635-2A1632784","state":"reviewed","subject_name":"Litchfield Minerals Limited","subject_ticker":"LMS","title":"Change of Director's Interest Notice","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03016635-2A1632784"},"2924-03020577-2A1634966":{"category":"director_interest","collected_at":"2026-10-31T19:05:27.823544Z","page_count":4,"published_at_utc":"2025-11-07T05:50:16Z","relative_path":"2025/2025-11-07_Appendix 3Y_6e2c5c56ff51fc7f.pdf","review_note":"All four pages read; director notice states 50,000 shares disposed and 400,000 to 350,000, but nature of change says placement with attaching options. Cover mentions a share trade; transaction nature and venue remain unresolved.","sha256":"efc4105d809810dbf4033cd4c6cb979e950ea383593390c5dca8578d022b60f8","source_id":"2924-03020577-2A1634966","state":"unresolved","subject_name":"Litchfield Minerals Limited","subject_ticker":"LMS","title":"Appendix 3Y","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03020577-2A1634966"},"2924-03028109-2A1638527":{"category":"security_event","collected_at":"2026-10-31T19:05:24.729348Z","page_count":6,"published_at_utc":"2025-11-25T08:30:06.000Z","relative_path":"2025/2025-11-25_afd3d20f0222981768e48c26.pdf","review_note":"Complete document reviewed; issuer identity matches.","sha256":"3b51065d5339b09fa62758f1aeda6d0e5e5bc6dec0c8164e2bb618d0fad746bb","source_id":"2924-03028109-2A1638527","state":"reviewed","subject_name":"Litchfield Minerals Limited","subject_ticker":"LMS","title":"Application for quotation of securities - LMS","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03028109-2A1638527"},"2924-03028112-2A1638528":{"category":"director_interest","collected_at":"2026-10-31T19:05:27.823529Z","page_count":3,"published_at_utc":"2025-11-25T08:35:16Z","relative_path":"2025/2025-11-25_Change of Director's Interest Notice_742b02d3c6ca5a80.pdf","review_note":"Complete document reviewed; issuer identity matches.","sha256":"918e26570e2de4c4c10bac5b71fa0e149ef18ccdc29bcf0ba06956cdf2897f65","source_id":"2924-03028112-2A1638528","state":"reviewed","subject_name":"Litchfield Minerals Limited","subject_ticker":"LMS","title":"Change of Director's Interest Notice","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03028112-2A1638528"},"2924-03090437-2A1672232":{"category":"security_event","collected_at":"2026-10-09T20:27:39.017634Z","page_count":7,"published_at_utc":"2026-05-14T23:24:11Z","relative_path":"2026/2026-05-15_Application for quotation of securities - LMS.pdf","review_note":"Reviewed Appendix 2A for 50,000 LMSAK options exercised at AUD 0.10 and 100,000 LMSAC options exercised at AUD 0.30 on 13\u201314 May 2026. No director or holder is identified.","sha256":"73839442d05d3642ad674f71e2b5bf6c942195db214dda38a1d6f241e1dfa444","source_id":"2924-03090437-2A1672232","state":"supporting","subject_name":"Litchfield Minerals Limited (ABN 33 612 660 429)","subject_ticker":"LMS","title":"Application for quotation of securities - LMS","triage":{"classification":"background_only","reason":"No covered person or account is named in the conversion filing.","views":[]},"url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03090437-2A1672232"},"2924-03096811-2A1675391":{"category":"security_event","collected_at":"2026-10-09T20:27:39.017620Z","page_count":6,"published_at_utc":"2026-06-03T03:38:57Z","relative_path":"2026/2026-06-03_Application for quotation of securities - LMS.pdf","review_note":"Reviewed Appendix 2A for 25,000 LMSAK option conversions at AUD 0.10 on 3 June 2026. No director or holder is identified.","sha256":"dd2e10178d8012093b32f478dbb974abfd0a626a16bc2d9ddf541eb807ab7b42","source_id":"2924-03096811-2A1675391","state":"supporting","subject_name":"Litchfield Minerals Limited (ABN 33 612 660 429)","subject_ticker":"LMS","title":"Application for quotation of securities - LMS","triage":{"classification":"background_only","reason":"No covered person or account is named in the conversion filing.","views":[]},"url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03096811-2A1675391"},"2924-03097248-2A1675612":{"category":"director_interest","collected_at":"2026-10-09T20:27:39.017603Z","page_count":3,"published_at_utc":"2026-06-04T01:34:50Z","relative_path":"2026/2026-06-04_Change of Director's Interest Notice_bc6c161c54420db9.pdf","review_note":"Reviewed Peter Eaglen Appendix 3Y. Reports a 40,000-share on-market purchase on 4 June 2026 at AUD 0.245/share; associated registered account and before/after share, option and rights balances inspected.","sha256":"2f3fa4d2938732b73c7912bb489a2ede6532ccbededbc0b28826092d3ecc5576","source_id":"2924-03097248-2A1675612","state":"reviewed","subject_name":"Litchfield Minerals Limited (ABN 33 612 660 429)","subject_ticker":"LMS","title":"Change of Director's Interest Notice","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03097248-2A1675612"},"2924-03101967-2A1678249":{"category":"security_event","collected_at":"2026-10-09T20:27:39.017533Z","page_count":6,"published_at_utc":"2026-06-19T03:56:14Z","relative_path":"2026/2026-06-19_Application for quotation of securities - LMS.pdf","review_note":"Reviewed Appendix 2A for 25,000 LMSAK option conversions at AUD 0.10 on 19 June 2026. No director or holder is identified.","sha256":"ce3fae00ee4324ccb6a03da6fb09f0b374a4bcd094e067219a5a31fae92539a0","source_id":"2924-03101967-2A1678249","state":"supporting","subject_name":"Litchfield Minerals Limited (ABN 33 612 660 429)","subject_ticker":"LMS","title":"Application for quotation of securities - LMS","triage":{"classification":"background_only","reason":"No covered person or account is named in the conversion filing.","views":[]},"url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03101967-2A1678249"},"2924-03121044-2A1689438":{"category":"director_interest","collected_at":"2026-10-31T19:05:24.722791Z","page_count":3,"published_at_utc":"2026-08-13T22:37:29.000Z","relative_path":"2026/2026-08-14_9c7afc1c1c5892d83b378318.pdf","review_note":"Reviewed all three pages of Matthew Pustahya's Appendix 3Y. On 13-Aug-2026 he acquired 50,000 ordinary shares through BrokerageDirect at $0.195/share in a placement; aggregate consideration and currency are not stated. The notice reports 5,632,000 C21 shares and 350,000 BrokerageDirect shares before, and 5,632,000 plus 400,000 after, alongside options and rights.","sha256":"3d5c866eeb51599c63c10fca6f62537f2c4a2aa7e86a979eb9e098bfa473c7cf","source_id":"2924-03121044-2A1689438","state":"reviewed","subject_name":"Litchfield Minerals Limited","subject_ticker":"LMS","title":"Change of Director's Interest Notice","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03121044-2A1689438"},"2924-03129644-2A1693946":{"category":"security_event","collected_at":"2026-10-09T20:27:39.017518Z","page_count":6,"published_at_utc":"2026-08-31T08:04:41Z","relative_path":"2026/2026-08-31_Application for quotation of securities - LMS.pdf","review_note":"Reviewed Appendix 2A. It confirms 750,000 Class A performance rights were converted to ordinary shares, including 250,000 each for KMP Peter Eaglen and Mark Nopp\u00e9; these match their Appendix 3Y disclosures.","sha256":"0842a0047a45eee51dbb1ac45335bf60e7656a5fbb495b81d9c5836c092d670a","source_id":"2924-03129644-2A1693946","state":"reviewed","subject_name":"Litchfield Minerals Limited (ABN 33 612 660 429)","subject_ticker":"LMS","title":"Application for quotation of securities - LMS","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03129644-2A1693946"},"2924-03129648-2A1693947":{"category":"security_event","collected_at":"2026-10-09T20:27:39.017501Z","page_count":4,"published_at_utc":"2026-08-31T08:06:41Z","relative_path":"2026/2026-08-31_Notification of cessation of securities - LMS.pdf","review_note":"Reviewed Appendix 3H: 4,700,000 LMSAD options expiring 28 August 2026 lapsed without exercise. The notice does not identify director or substantial-holder ownership; this option code is not the Feb-2027 options reported for Eaglen and Nopp\u00e9.","sha256":"4b249cfe22299ee347caa453a12214c5b3fcb98277ac254b7477b822e3e2021c","source_id":"2924-03129648-2A1693947","state":"supporting","subject_name":"Litchfield Minerals Limited (ABN 33 612 660 429)","subject_ticker":"LMS","title":"Notification of cessation of securities - LMS","triage":{"classification":"background_only","reason":"Issuer-level expiry context; it does not evidence a covered director or major-holder interest.","views":[]},"url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03129648-2A1693947"},"2924-03133298-2A1696194":{"category":"director_interest","collected_at":"2026-10-09T20:27:39.017116Z","page_count":6,"published_at_utc":"2026-09-08T22:16:23Z","relative_path":"2026/2026-09-09_Change of Director's Interest Notice X2_57181bbd64fffd98.pdf","review_note":"Reviewed the two Appendix 3Y notices (Peter Eaglen and Mark Nopp\u00e9) for 1 September 2026 performance-right conversions. Reconciled the named 250,000 KMP conversions to the issuer's 750,000 total Class A conversion in the Appendix 2A.","sha256":"6a3366c1314975320311c40d106917c7c280653a191505b854976c42a2c9938c","source_id":"2924-03133298-2A1696194","state":"reviewed","subject_name":"Litchfield Minerals Limited (ABN 33 612 660 429)","subject_ticker":"LMS","title":"Change of Director's Interest Notice X2","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03133298-2A1696194"},"2924-03139950-2A1699395":{"category":"shareholder_list","collected_at":"2026-10-31T19:05:24.720798Z","page_count":72,"published_at_utc":"2026-09-25T02:56:02.000Z","relative_path":"2026/2026-09-25_593acb381e95323d68765cb7_verified.pdf","review_note":"Reviewed the relevant 2026 Annual Report sections: director interests (p.26), KMP option/right schedules and movements (pp.33-35, 56 and 64), and substantial-holder table (p.72). At the report date 25-Sep-2026, Pustahya held 6,032,000 shares, 2,108,000 options and 1,750,000 rights; Eaglen 1,488,088 shares, 500,000 options and 1,500,000 rights; Nopp\u00e9 675,000 shares, 500,000 options and 1,500,000 rights. Page 72 is dated 10-Sep-2026 but repeats older quantities and percentages; its Collins row is not reconciled to the May-2025 Form 603. The 1,408,000 founder options have inconsistent expiry dates within the report (30-Oct on p.33; 25-Oct on p.35).","sha256":"43e50221917338e46f60b22d257f591b6078d8774a62851983c29602da41382c","source_id":"2924-03139950-2A1699395","state":"reviewed","subject_name":"Litchfield Minerals Limited","subject_ticker":"LMS","title":"Annual Report to shareholders","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03139950-2A1699395"},"2924-03141367-2A1700250":{"category":"meeting_notice","collected_at":"2026-10-31T19:05:24.717453Z","page_count":1,"published_at_utc":"2026-09-29T06:29:16.000Z","relative_path":"2026/2026-09-29_cba64db6c18846e6f9feb242.pdf","review_note":"Reviewed the one-page AGM date announcement. It schedules the AGM for 24-Nov-2026 and gives the director-nomination deadline; it contains no securities transaction or holder position.","sha256":"8639f8f933669085ea25236c39fbd42bb6e93a5ac7888a8c5e3864fad5da49cd","source_id":"2924-03141367-2A1700250","state":"supporting","subject_name":"Litchfield Minerals Limited","subject_ticker":"LMS","title":"Date of Annual General Meeting","triage":{"classification":"background_only","reason":"Meeting logistics only.","views":[]},"url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03141367-2A1700250"},"2924-03148897-2A1704345":{"category":"security_event","collected_at":"2026-10-31T19:05:24.716506Z","page_count":6,"published_at_utc":"2026-10-15T05:51:09.000Z","relative_path":"2026/2026-10-15_43688e19f06e376039a33460.pdf","review_note":"Appendix 2A reports 12,500 LMSAK options exercised into ordinary shares on 15-Oct-2026 at AUD 0.10/share, but does not identify the holder. The printed date range on p.4 is internally inconsistent (15-Oct-2026 to 15-Oct-2025). No person-level event or holding is assigned.","sha256":"fcedcd47099c064925b720969eb9703e38af61bbb6ffd0411dfea2fc3f5ffd7b","source_id":"2924-03148897-2A1704345","state":"unresolved","subject_name":"Litchfield Minerals Limited","subject_ticker":"LMS","title":"Application for quotation of securities - LMS","triage":{"classification":"needs_investigation","reason":"The option exercise is not allocated to a holder.","views":["directors","major_holders"]},"url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03148897-2A1704345"},"2924-03149925-2A1704804":{"category":"meeting_notice","collected_at":"2026-10-31T19:05:24.715777Z","page_count":31,"published_at_utc":"2026-10-19T00:28:25.000Z","relative_path":"2026/2026-10-19_3e7db7fbad2ed3afcb5a88fd.pdf","review_note":"Reviewed AGM resolutions on pp.3-4. Shareholders are asked to approve 555,556 performance rights for Managing Director Matthew Pustahya and 200,000 each for NEDs Peter Eaglen and Mark Nopp\u00e9 at the 24-Nov-2026 meeting. They are proposals only at the 2-Nov cutoff; no grant or holding is recorded.","sha256":"8c47a6e03cc199915122db986c1284727bf0505cdd4f53910acddfa5418849ea","source_id":"2924-03149925-2A1704804","state":"supporting","subject_name":"Litchfield Minerals Limited","subject_ticker":"LMS","title":"Notice of Annual General Meeting/Proxy Form","triage":{"classification":"relevant","reason":"The notice discloses proposed director awards subject to a future shareholder vote, not executed grants.","views":["directors"]},"url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03149925-2A1704804"},"2924-03153215-2A1706184":{"category":"security_event","collected_at":"2026-10-31T19:05:24.713807Z","page_count":4,"published_at_utc":"2026-10-26T06:29:42.000Z","relative_path":"2026/2026-10-26_1420ab6c1b44787e22371098.pdf","review_note":"Appendix 3H reports 1,900,000 LMSAC options expired on 25-Oct-2026, with no holder allocation. The class includes options reported for Matthew Pustahya, but the notice does not establish which director or major-holder accounts lapsed; no individual expiry event or holding reduction is inferred.","sha256":"7a4a4fa7b7b83e4d87466b62ba773a8bd4acfbb14a51f02840421e78693ba019","source_id":"2924-03153215-2A1706184","state":"unresolved","subject_name":"Litchfield Minerals Limited","subject_ticker":"LMS","title":"Notification of cessation of securities - LMS","triage":{"classification":"needs_investigation","reason":"Issuer-level option expiry has no holder allocation.","views":["directors","major_holders"]},"url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03153215-2A1706184"}},"status":"partial","summary":{},"ticker":"LMS","unresolved_count":4,"view":"directors","view_coverage":{"directors":{"basis":"declared","collection_issues":[],"coverage_start":"2023-01-01","explained_count":1,"material_issue_count":4,"minor_discrepancy_count":3,"newer_pending_count":0,"note":"Reviewed selected initial 3X and change notices from 2024-2026, including 29-Jul-2024 rights grants, 19-Sep-2025 placements, Nopp\u00e9's 23-Oct-2025 option exercise and Pustahya's 13-Aug-2026 placement; annual-report balances are recorded through 25-Sep-2026. Coverage remains partial: the 3-Oct-2025 Pustahya notice and unnamed 2026 3H/2A events are unresolved, the founder-option expiry conflicts, and indexed director-related sources remain pending.","notice_count":10,"pending_notice_count":0,"required_context_count":2,"reviewed_at":"2026-11-02T21:13:00Z","reviewed_notice_count":9,"reviewed_through":"2026-10-26","status":"partial","unclassified_note_count":0},"major_holders":{"basis":"declared","collection_issues":[],"coverage_start":"2023-01-01","explained_count":1,"material_issue_count":5,"minor_discrepancy_count":0,"newer_pending_count":0,"note":"Reviewed C21's initial position and 2025 Form 604, the Collins joint-holder Form 603 on 29-May-2025, and relevant annual-report register/director-interest tables through 25-Sep-2026. Collins and 2026 reported percentages do not reconcile; C21's 2025 604 contains a 1,000-share/vote difference. The 2026 unnamed option lapse may affect a holder account and Pustahya's 3-Oct-2025 filing remains unresolved. Other sources remain pending. The 2025 Collins Form 603's new-substantial date also conflicts with the 2024 annual-report register baseline.","notice_count":3,"pending_notice_count":0,"required_context_count":2,"reviewed_at":"2026-11-02T21:13:00Z","reviewed_notice_count":3,"reviewed_through":"2026-10-26","status":"partial","unclassified_note_count":0}}}