{ "schema_version": "1.0.0", "ticker": "LOT", "company_name": "Lotus Resources Limited", "cutoff_date": "2026-10-31", "reviewed_at": "2026-10-31", "coverage_note": "Issuer top-20 register as at 21 September 2026; later disclosed State Street and JPMorgan relevant interests shown separately with their measurement dates.", "register": { "as_of_date": "2026-09-21", "issued_shares": 547045342, "source_ids": [ "annual" ], "holders": [ { "holder_id": "register-1", "name": "CITICORP NOMINEES PTY LIMITED", "classification": "nominee_custodian", "shares": 70223864, "percentage": 12.84, "percentage_basis": "issued_shares", "as_of_date": "2026-09-21", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "Registered account as disclosed in the issuer’s annual report." ] }, { "holder_id": "register-2", "name": "HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED", "classification": "nominee_custodian", "shares": 57531899, "percentage": 10.52, "percentage_basis": "issued_shares", "as_of_date": "2026-09-21", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "Registered account as disclosed in the issuer’s annual report." ] }, { "holder_id": "register-3", "name": "BNP PARIBAS NOMS PTY LTD", "classification": "nominee_custodian", "shares": 40201755, "percentage": 7.35, "percentage_basis": "issued_shares", "as_of_date": "2026-09-21", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "Registered account as disclosed in the issuer’s annual report." ] }, { "holder_id": "register-4", "name": "BNP PARIBAS NOMINEES PTY LTD [entry 1]", "classification": "nominee_custodian", "shares": 33735363, "percentage": 6.17, "percentage_basis": "issued_shares", "as_of_date": "2026-09-21", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "Source prints the same registered name on two separate lines; entry numbers distinguish reported rows." ] }, { "holder_id": "register-5", "name": "BNP PARIBAS NOMINEES PTY LTD [entry 2]", "classification": "nominee_custodian", "shares": 22132043, "percentage": 4.05, "percentage_basis": "issued_shares", "as_of_date": "2026-09-21", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "Source prints the same registered name on two separate lines; entry numbers distinguish reported rows." ] }, { "holder_id": "register-6", "name": "J P MORGAN NOMINEES AUSTRALIA PTY LIMITED", "classification": "nominee_custodian", "shares": 21236913, "percentage": 3.88, "percentage_basis": "issued_shares", "as_of_date": "2026-09-21", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "Registered account as disclosed in the issuer’s annual report." ] }, { "holder_id": "register-7", "name": "OLD BLOOD AND GUTS PTY LTD", "classification": "direct_holder", "shares": 17380000, "percentage": 3.18, "percentage_basis": "issued_shares", "as_of_date": "2026-09-21", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "Registered account as disclosed in the issuer’s annual report." ] }, { "holder_id": "register-8", "name": "HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED - A/C 2", "classification": "nominee_custodian", "shares": 16195229, "percentage": 2.96, "percentage_basis": "issued_shares", "as_of_date": "2026-09-21", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "Registered account as disclosed in the issuer’s annual report." ] }, { "holder_id": "register-9", "name": "MR THOMAS FRITZ ENSMANN", "classification": "direct_holder", "shares": 9000000, "percentage": 1.65, "percentage_basis": "issued_shares", "as_of_date": "2026-09-21", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "Registered account as disclosed in the issuer’s annual report." ] }, { "holder_id": "register-10", "name": "DESERTFOX PTY LTD", "classification": "direct_holder", "shares": 8165990, "percentage": 1.49, "percentage_basis": "issued_shares", "as_of_date": "2026-09-21", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "Registered account as disclosed in the issuer’s annual report." ] }, { "holder_id": "register-11", "name": "HUICEN CAPITAL PTY LIMITED", "classification": "direct_holder", "shares": 7843983, "percentage": 1.43, "percentage_basis": "issued_shares", "as_of_date": "2026-09-21", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "Registered account as disclosed in the issuer’s annual report." ] }, { "holder_id": "register-12", "name": "HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED ", "classification": "nominee_custodian", "shares": 7544789, "percentage": 1.38, "percentage_basis": "issued_shares", "as_of_date": "2026-09-21", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "Registered account as disclosed in the issuer’s annual report." ] }, { "holder_id": "register-13", "name": "MORGAN STANLEY AUSTRALIA SECURITIES (NOMINEE) PTY LIMITED ", "classification": "nominee_custodian", "shares": 6368796, "percentage": 1.16, "percentage_basis": "issued_shares", "as_of_date": "2026-09-21", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "Registered account as disclosed in the issuer’s annual report." ] }, { "holder_id": "register-14", "name": "BUTTONWOOD NOMINEES PTY LTD", "classification": "nominee_custodian", "shares": 4644753, "percentage": 0.85, "percentage_basis": "issued_shares", "as_of_date": "2026-09-21", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "Registered account as disclosed in the issuer’s annual report." ] }, { "holder_id": "register-15", "name": "OUYANG & HU PTY LTD ", "classification": "direct_holder", "shares": 3000000, "percentage": 0.55, "percentage_basis": "issued_shares", "as_of_date": "2026-09-21", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "Registered account as disclosed in the issuer’s annual report." ] }, { "holder_id": "register-16", "name": "MRS YINA ZHU", "classification": "direct_holder", "shares": 3000000, "percentage": 0.55, "percentage_basis": "issued_shares", "as_of_date": "2026-09-21", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "Registered account as disclosed in the issuer’s annual report." ] }, { "holder_id": "register-17", "name": "BAS INVESTMENTS AUST PTY LTD ", "classification": "direct_holder", "shares": 2500000, "percentage": 0.46, "percentage_basis": "issued_shares", "as_of_date": "2026-09-21", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "Registered account as disclosed in the issuer’s annual report." ] }, { "holder_id": "register-18", "name": "QUIETEK INTERNATIONAL PTY LTD", "classification": "direct_holder", "shares": 2361783, "percentage": 0.43, "percentage_basis": "issued_shares", "as_of_date": "2026-09-21", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "Registered account as disclosed in the issuer’s annual report." ] }, { "holder_id": "register-19", "name": "NETWEALTH INVESTMENTS LIMITED ", "classification": "nominee_custodian", "shares": 2184693, "percentage": 0.4, "percentage_basis": "issued_shares", "as_of_date": "2026-09-21", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "Registered account as disclosed in the issuer’s annual report." ] }, { "holder_id": "register-20", "name": "NETWEALTH INVESTMENTS LIMITED ", "classification": "nominee_custodian", "shares": 2166750, "percentage": 0.4, "percentage_basis": "issued_shares", "as_of_date": "2026-09-21", "investor_id": null, "identity_note": null, "source_ids": [ "annual" ], "notes": [ "Registered account as disclosed in the issuer’s annual report." ] } ] }, "substantial_holders": [ { "holder_id": "state-street", "name": "State Street Corporation and subsidiaries", "classification": "reporting_group", "shares": 43877770, "percentage": 8.02, "percentage_basis": "voting_power", "as_of_date": "2026-10-15", "investor_id": null, "identity_note": null, "source_ids": [ "state" ], "notes": [ "Relevant interest includes securities-lending and investment or custody arrangements; not a direct beneficial holding." ] }, { "holder_id": "jp-morgan", "name": "JPMorgan Chase & Co. and affiliates", "classification": "reporting_group", "shares": 36348911, "percentage": 6.64, "percentage_basis": "voting_power", "as_of_date": "2026-10-09", "investor_id": null, "identity_note": null, "source_ids": [ "jpm" ], "notes": [ "Relevant interest includes securities-lending and investment or custody arrangements; not a direct beneficial holding." ] } ], "sources": [ { "source_id": "annual", "title": "2026 annual report", "publisher": "Lotus Resources Limited via ASX", "url": "https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03140494-6A1345972", "publication_date": "2026-09-28", "accessed_date": "2026-10-31", "locator": "downloads/LOT/2026/2026-09-28_2026 Annual Report to Shareholders_1cb0d869987c8098.pdf, PDF pages 143 and 145", "detail": "Ordinary share capital and twenty largest registered holders at 21 September." }, { "source_id": "state", "title": "Change in substantial holding", "publisher": "Lotus Resources Limited via ASX", "url": "https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03150191-6A1350018", "publication_date": "2026-10-19", "accessed_date": "2026-10-31", "locator": "downloads/LOT/2026/2026-10-19_Change in substantial holding_a5ffcd2a5c4587a7.pdf, page 1", "detail": "State Street group present relevant interest 43,877,770 shares, 8.02%, as at 15 October." }, { "source_id": "jpm", "title": "Change in substantial holding", "publisher": "Lotus Resources Limited via ASX", "url": "https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03147895-6A1349050", "publication_date": "2026-10-14", "accessed_date": "2026-10-31", "locator": "downloads/LOT/2026/2026-10-14_Change in substantial holding_8948cff09d93cc93.pdf, page 1", "detail": "JPMorgan group relevant interest 36,348,911 shares and 6.64% as at 9 October." } ], "limitations": [ "Registered nominee and group relevant-interest holdings can overlap and must not be summed.", "The annual report identifies Sprott Inc as a substantial holder at an earlier notice date, but subsequent substantial-holder history was not fully reconciled; this view remains partial. State Street’s notice refers to Sprott-managed funds in securities-lending positions and cannot be treated as Eric Sprott’s personal interest.", "Two identical BNP Paribas account names are separately listed in the source and are distinguished by entry number.", "The 2026 January 11.5-for-1 consolidation predates this register; these figures are post-consolidation." ] }