{"collection_queue":{"director_interest":2,"holder_notice":5,"investment_release":8,"leadership_event":1,"meeting_notice":34,"meeting_result":3,"security_event":28,"shareholder_list":3},"coverage":{"basis":"declared","collection_issues":[],"coverage_start":"2023-01-01","explained_count":0,"material_issue_count":0,"minor_discrepancy_count":0,"newer_pending_count":0,"note":"Reviewed Yuxiao Fund\u2019s August 2024 cessation/sale. Qogir\u2019s September 2024 becoming-substantial notice, January 2026 cessation notice and several placement records failed collection.","notice_count":6,"pending_notice_count":5,"required_context_count":0,"reviewed_at":"2026-10-09T20:39:18Z","reviewed_notice_count":1,"reviewed_through":"2026-10-09","status":"partial","unclassified_note_count":0},"entities":{"australia_cayenne_holdings":{"entity_id":"australia_cayenne_holdings","investor_id":null,"kind":"company","management_id":null,"name":"Australia Cayenne Holdings Pty Ltd","notes":[],"relationships":[{"entity_id":"bin_cai","relationship":"Director and shareholder; the Appendix 3Y describes this company as the registered holder of Bin Cai\u2019s indirect interest.","source_ids":["2924-02871907-6A1233475"]}],"roles":[]},"bin_cai":{"entity_id":"bin_cai","investor_id":null,"kind":"person","management_id":null,"name":"Bin Cai","notes":[],"relationships":[],"roles":[{"end_date":null,"role":"director","source_ids":["2924-02871907-6A1233475"],"start_date":null}]},"nicholas_curtis":{"entity_id":"nicholas_curtis","investor_id":null,"kind":"person","management_id":null,"name":"Nicholas Curtis","notes":[],"relationships":[],"roles":[{"end_date":"2024-05-24","role":"director","source_ids":["2924-02815773-6A1210951"],"start_date":null}]},"wilkes_holdings":{"entity_id":"wilkes_holdings","investor_id":null,"kind":"company","management_id":null,"name":"Wilkes Holdings Pty Ltd","notes":[],"relationships":[],"roles":[]},"yuxiao_fund":{"entity_id":"yuxiao_fund","investor_id":null,"kind":"company","management_id":null,"name":"Yuxiao Fund Pte Ltd","notes":[],"relationships":[],"roles":[]}},"errors":[],"events":[{"account_entity_id":null,"cash_amount":9500000,"consideration_basis":"cash","consideration_details":"Form 605 reports 500,000,000 shares sold at A$0.019/share; arithmetic total is A$9,500,000.","contract_details":"","currency":"AUD","date":"2024-08-29","date_end":null,"economic_event_id":"yuxiao_20240829_sale","entity_id":"yuxiao_fund","event_id":"yuxiao_20240829_sale","event_type":"sale","exercise_price":null,"expiry_date":null,"holding_after":null,"holding_before":null,"interest_type":"direct","notes":"","original_wording":"Sale of 500,000,000 fully paid ordinary shares at A$0.019 per share; Yuxiao Fund ceased to be a substantial holder.","percentage":null,"percentage_basis":null,"price":0.019,"price_basis":"disclosed","quantity":500000000,"quantity_acquired":null,"quantity_disposed":500000000,"reconciliation_note":"","security_class":"Ordinary shares","source_refs":[{"locator":"Form 605 sections 1-2, sale and securities affected","page":1,"source_id":"2924-02847789-6A1223576"}],"supersedes":[],"venue":"not_disclosed","view":"major_holders"}],"facets":{"entities":["yuxiao_fund"],"event_types":["sale"],"securities":["Ordinary shares"]},"filters":{"end":"","entity":"","security":"","start":"","type":"","view":"major_holders"},"holdings":[{"account_entity_id":null,"date":"2024-08-29","date_end":null,"entity_id":"yuxiao_fund","holding_after":null,"holding_before":null,"interest_type":"direct","notes":"Cessation notice identifies the 500,000,000-share block sold; post-sale balance is not disclosed and is not assumed to be zero.","observation_id":"yuxiao_20240829_ceased","observation_type":"threshold","percentage":null,"percentage_basis":null,"quantity":500000000,"reconciliation_note":"","security_class":"Ordinary shares","source_refs":[{"locator":"Form 605, cessation date and securities affected","page":1,"source_id":"2924-02847789-6A1223576"}],"supersedes":[],"view":"major_holders"}],"pending_count":84,"pending_ownership_count":7,"pending_support_count":77,"review":{"coverage_note":"Partial review of retrieved issuer-verified ASX evidence through 2026-10-09; transaction and position records are limited to reviewed notices. Collection failures and unresolved holder/security movements remain open.","coverage_start":"2023-01-01","cutoff_date":"2026-10-09","download_profile":"valuation","issuer_identifier":"ABN 61 119 966 353","issuer_name":"Northern Minerals Limited","limitations":["Collection is partial: issuer metadata lookup failed and 9 of 18 indexed PDF sources failed hash verification/download: 2026-01-29 Ceasing to be a substantial holder [2924-03050350-6A1309121], 2025-02-06 Tranche 2 Placement Completion [2924-02910244-6A1250280], 2024-11-28 Tranche 2 Placement Update [2924-02887632-6A1240442], 2024-11-25 Tranche 2 Placement Update [2924-02885505-6A1239503], 2024-11-13 Tranche 2 Placement Update [2924-02880131-6A1237331], 2024-10-28 Annual Report to shareholders [2924-02872514-6A1233792], 2024-10-04 Share Purchase Plan - ASX Waivers granted [2924-02862679-6A1229516], 2024-09-02 Becoming a substantial holder - Qogir Trading & Service Co [2924-02847786-6A1223574], 2023-12-01 Change of Director's Interest Notice [2924-02748566-6A1184253].","A 2024-09-02 notice that Qogir Trading & Service Co became a substantial holder is unavailable, so that threshold/holding history remains unresolved. The unavailable 2026-01-29 cessation notice also prevents current major-holder coverage.","The October 2024 Appendix 3Y reports 15,000,000 Bin Cai performance rights, while the 2025 annual report directors\u2019 interests table reports 3,750,000. The available notices do not establish the intervening movement; no rights transaction or adjusted balance is inferred.","The 2024 annual report and several placement updates/completions are unavailable. They may contain context for holder dilution and participant allocations; major-holder and director transaction coverage remains partial."],"reviewed_at":"2026-10-09T20:39:18Z","schema_version":"1.1.0","ticker":"NTU","view_coverage":{"directors":{"coverage_start":"2023-01-01","note":"Reviewed available October 2024 Appendix 3Y and June 2024 final director notice. A December 2023 director notice and 2024 annual report failed collection; later holdings have an unresolved performance-rights difference.","reviewed_at":"2026-10-09T20:39:18Z","reviewed_through":"2026-10-09","status":"partial"},"major_holders":{"coverage_start":"2023-01-01","note":"Reviewed Yuxiao Fund\u2019s August 2024 cessation/sale. Qogir\u2019s September 2024 becoming-substantial notice, January 2026 cessation notice and several placement records failed collection.","reviewed_at":"2026-10-09T20:39:18Z","reviewed_through":"2026-10-09","status":"partial"}}},"review_digest":"d6e81bdea02bf2cb1498162d215d742ef81d36ef52fde11c15ccc2b296093f59","review_issues":[],"scan":{"failures":[],"last_collected_at":"2026-11-06T12:05:46.196363Z","profile":"valuation","scanned_through":"2026-11-06","ticker":"NTU"},"sources":{"2924-02815773-6A1210951":{"category":"director_interest","collected_at":"2026-10-09T20:34:20.360941Z","page_count":2,"published_at_utc":"2024-06-10T22:16:41Z","relative_path":"2024/2024-06-11_Final Director's Interest Notice_972118b9f4ec621c.pdf","review_note":"Reviewed both pages of the final director notice; captured the director\u2019s final security positions at cessation.","sha256":"1de40fd06fc912dd9c6de7f684df95cb9d8aecd43c16522357057e13e5c0e027","source_id":"2924-02815773-6A1210951","state":"reviewed","subject_name":"Northern Minerals Limited (ABN 61 119 966 353)","subject_ticker":"NTU","title":"Final Director's Interest Notice","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-02815773-6A1210951"},"2924-02847789-6A1223576":{"category":"holder_notice","collected_at":"2026-10-09T20:34:20.347833Z","page_count":1,"published_at_utc":"2024-09-02T07:52:18Z","relative_path":"2024/2024-09-02_Ceasing to be a substantial holder - Yuxiao Fund Pte Ltd_021b131ab4e3fa46.pdf","review_note":"Rendered and visually reviewed Form 605 page 1. Verified NTU/ABN, Yuxiao Fund, cessation date, 500m share sale and A$0.019 per-share consideration.","sha256":"faca6354d3e0ef2e4938820f25c5584bdaf27aa20f4ff41a4e5a26ae5264f26d","source_id":"2924-02847789-6A1223576","state":"reviewed","subject_name":"Northern Minerals Limited (ABN 61 119 966 353)","subject_ticker":"NTU","title":"Ceasing to be a substantial holder - Yuxiao Fund Pte Ltd","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-02847789-6A1223576"},"2924-02852978-6A1225477":{"category":"investment_release","collected_at":"2026-10-09T20:34:20.346582Z","page_count":6,"published_at_utc":"2024-09-15T23:40:56Z","relative_path":"2024/2024-09-16_Strong support for $43m placement_e34a82d034af9d9c.pdf","review_note":"Placement and SPP terms context. Proposed issue terms are not treated as completed holder trades; no personal allocation is named.","sha256":"8594bd79aa661a36ded7a7237aca31be26491bc1246cd2e2cb76f68b013b6f7e","source_id":"2924-02852978-6A1225477","state":"supporting","subject_name":"Northern Minerals Limited (ABN 61 119 966 353)","subject_ticker":"NTU","title":"Strong support for $43m placement","triage":{"classification":"relevant","reason":"Placement and SPP terms context. Proposed issue terms are not treated as completed holder trades; no personal allocation is named.","views":["directors","major_holders"]},"url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-02852978-6A1225477"},"2924-02870324-6A1232794":{"category":"investment_release","collected_at":"2026-10-09T20:34:20.335384Z","page_count":2,"published_at_utc":"2024-10-23T00:14:39Z","relative_path":"2024/2024-10-23_Completion of Share Purchase Plan_c2a824ad2547257e.pdf","review_note":"SPP completion context; the October 2024 Appendix 3Y identifies Bin Cai\u2019s personal SPP subscription.","sha256":"16137ef5a824211e9d9d56f8bb54851ffeb67138a481cd775e7c291632e86909","source_id":"2924-02870324-6A1232794","state":"supporting","subject_name":"Northern Minerals Limited (ABN 61 119 966 353)","subject_ticker":"NTU","title":"Completion of Share Purchase Plan","triage":{"classification":"relevant","reason":"SPP completion context; the October 2024 Appendix 3Y identifies Bin Cai\u2019s personal SPP subscription.","views":["directors"]},"url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-02870324-6A1232794"},"2924-02871907-6A1233475":{"category":"director_interest","collected_at":"2026-10-09T20:34:20.332528Z","page_count":3,"published_at_utc":"2024-10-25T06:46:24Z","relative_path":"2024/2024-10-25_Change of Director's Interest Notice_503b091103a50941.pdf","review_note":"Reviewed all pages of the Appendix 3Y; issuer, date, SPP quantity, registered account, transaction terms, and before/after positions verified.","sha256":"142fa611be2c2c968c0ffa9e7cced1946c6673f70a59fdc9766d50b6e20136de","source_id":"2924-02871907-6A1233475","state":"reviewed","subject_name":"Northern Minerals Limited (ABN 61 119 966 353)","subject_ticker":"NTU","title":"Change of Director's Interest Notice","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-02871907-6A1233475"},"2924-03014095-6A1293134":{"category":"annual_report","collected_at":"2026-10-09T20:34:20.254063Z","page_count":152,"published_at_utc":"2025-10-27T05:00:12Z","relative_path":"2025/2025-10-27_Annual Report to shareholders.pdf","review_note":"Reviewed directors\u2019 interests table and substantial-holder schedule in 2025 annual report for context. Bin Cai\u2019s 15m performance rights disclosed in the October 2024 Appendix 3Y differ from the 3.75m reported at the annual-report date; no intervening transaction is inferred.","sha256":"0727fce8e9b242f8bbcaf3f9b25ce93efc902869e78b79a71f85ab9e52d1fdf7","source_id":"2924-03014095-6A1293134","state":"supporting","subject_name":"Northern Minerals Limited (ABN 61 119 966 353)","subject_ticker":"NTU","title":"Annual Report to shareholders","triage":{"classification":"relevant","reason":"Reviewed directors\u2019 interests table and substantial-holder schedule in 2025 annual report for context. Bin Cai\u2019s 15m performance rights disclosed in the October 2024 Appendix 3Y differ from the 3.75m reported at the annual-report date; no intervening transaction is inferred.","views":["directors","major_holders"]},"url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03014095-6A1293134"},"2924-03018201-6A1295139":{"category":"investment_release","collected_at":"2026-10-09T20:34:20.236072Z","page_count":3,"published_at_utc":"2025-11-03T00:29:07Z","relative_path":"2025/2025-11-03_NTU - Completion of $60.5 million placement_92d3aba447f9c0cd.pdf","review_note":"Generic institutional placement completion; no director or substantial-holder allocations are identified.","sha256":"1758d45eb1a4d535e2ceeec8fc969e26087f9d714d0809c529b6e4df30571625","source_id":"2924-03018201-6A1295139","state":"supporting","subject_name":"Northern Minerals Limited (ABN 61 119 966 353)","subject_ticker":"NTU","title":"NTU - Completion of $60.5 million placement","triage":{"classification":"background_only","reason":"Generic institutional placement completion; no director or substantial-holder allocations are identified.","views":[]},"url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03018201-6A1295139"},"2924-03044623-6A1306451":{"category":"security_event","collected_at":"2026-10-09T20:34:20.235424Z","page_count":4,"published_at_utc":"2026-01-08T06:14:38Z","relative_path":"2026/2026-01-08_Notification of cessation of securities - NTU.pdf","review_note":"Issuer-wide cessation of one Iluka call option; it identifies no director or substantial-holder transaction.","sha256":"93ad7346ee33e13561d6308e1b1480177485c27a89010adf78a9aaa7514d4679","source_id":"2924-03044623-6A1306451","state":"supporting","subject_name":"Northern Minerals Limited (ABN 61 119 966 353)","subject_ticker":"NTU","title":"Notification of cessation of securities - NTU","triage":{"classification":"background_only","reason":"Issuer-wide cessation of one Iluka call option; it identifies no director or substantial-holder transaction.","views":[]},"url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03044623-6A1306451"},"2924-03065750-6A1315286":{"category":"leadership_event","collected_at":"2026-10-09T20:34:20.222494Z","page_count":3,"published_at_utc":"2026-03-08T21:13:59Z","relative_path":"2026/2026-03-09_Appointment of CFO - Joint Company Secretary.pdf","review_note":"Reviewed appointment announcement; CFO and joint company secretary changes contain no insider securities transaction.","sha256":"fddf62dca4363a945d3051441597ce62fa9669f1ca4dd59a8cdaed36ca6b0697","source_id":"2924-03065750-6A1315286","state":"supporting","subject_name":"Northern Minerals Limited (ABN 61 119 966 353)","subject_ticker":"NTU","title":"Appointment of CFO - Joint Company Secretary","triage":{"classification":"background_only","reason":"Reviewed appointment announcement; CFO and joint company secretary changes contain no insider securities transaction.","views":[]},"url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03065750-6A1315286"}},"status":"partial","summary":{"AUD":{"purchase_count":0,"purchases":0.0,"sale_count":1,"sales":9500000.0}},"ticker":"NTU","unresolved_count":0,"view":"major_holders","view_coverage":{"directors":{"basis":"declared","collection_issues":[],"coverage_start":"2023-01-01","explained_count":0,"material_issue_count":0,"minor_discrepancy_count":0,"newer_pending_count":0,"note":"Reviewed available October 2024 Appendix 3Y and June 2024 final director notice. A December 2023 director notice and 2024 annual report failed collection; later holdings have an unresolved performance-rights difference.","notice_count":4,"pending_notice_count":2,"required_context_count":0,"reviewed_at":"2026-10-09T20:39:18Z","reviewed_notice_count":2,"reviewed_through":"2026-10-09","status":"partial","unclassified_note_count":0},"major_holders":{"basis":"declared","collection_issues":[],"coverage_start":"2023-01-01","explained_count":0,"material_issue_count":0,"minor_discrepancy_count":0,"newer_pending_count":0,"note":"Reviewed Yuxiao Fund\u2019s August 2024 cessation/sale. Qogir\u2019s September 2024 becoming-substantial notice, January 2026 cessation notice and several placement records failed collection.","notice_count":6,"pending_notice_count":5,"required_context_count":0,"reviewed_at":"2026-10-09T20:39:18Z","reviewed_notice_count":1,"reviewed_through":"2026-10-09","status":"partial","unclassified_note_count":0}}}