{"collection_queue":{"annual_report":3,"director_interest":33,"holder_notice":28,"investment_release":1,"leadership_event":12,"meeting_notice":18,"meeting_result":7,"security_event":84,"shareholder_list":4},"coverage":{"basis":"declared","collection_issues":[],"coverage_start":"2023-01-01","explained_count":0,"material_issue_count":1,"minor_discrepancy_count":0,"newer_pending_count":11,"note":"Partial: the 12 Feb 2026 JPMorgan Form 605 was reviewed but remains unresolved because its 86 underlying transaction rows and securities-lending schedules are unreconciled. Other older and newer indexed substantial-holder notices, including 2023 and other 2026 filings, remain pending.","notice_count":18,"pending_notice_count":17,"required_context_count":0,"reviewed_at":"2026-11-02T22:11:01Z","reviewed_notice_count":0,"reviewed_through":"2026-02-12","status":"partial","unclassified_note_count":0},"entities":{"ben_wyatt":{"entity_id":"ben_wyatt","investor_id":null,"kind":"person","management_id":null,"name":"Ben Wyatt","notes":[],"relationships":[],"roles":[]}},"errors":[],"events":[],"facets":{"entities":[],"event_types":[],"securities":[]},"filters":{"end":"","entity":"","security":"","start":"","type":"","view":"major_holders"},"holdings":[],"pending_count":190,"pending_ownership_count":61,"pending_support_count":129,"review":{"coverage_note":"Partial cumulative RIO review through 2 Nov 2026. Existing reviewed records and the prior four-source checkpoint are retained. This update reviews the 12 Feb 2026 JPMorgan Form 605 but leaves it unresolved because an 86-line transaction table was not parsed and associated securities-lending schedules are unreconciled. The earlier aggregate 3H rights lapse also remains unresolved. Director and major-holder queues remain incomplete.","coverage_start":"2023-01-01","cutoff_date":"2026-11-02","download_profile":"valuation","issuer_identifier":"ABN 96 004 458 404","issuer_name":"Rio Tinto Limited","limitations":["The ASX source refresh was unavailable after a DNS resolution failure; this cumulative checkpoint includes five newly dispositioned cached notices from two batches. The remaining index is expected to contain 190 pending notices and 2 unresolved notices after import.","The 13 Oct 2026 Appendix 3H reports 185,896 lapsed share rights in aggregate without identifying holders or KMP/associate participation; director transaction coverage for that notice remains unresolved.","The 12 Feb 2026 JPMorgan Form 605 reports an aggregate change, but its 86 underlying transaction lines were not transcribed and its securities-lending schedules were not reconciled; no aggregate event or final holding is inferred.","No person-level major-holder events or holdings were recorded in this batch; the major-holder view remains partial."],"reviewed_at":"2026-11-02T22:11:01Z","schema_version":"1.1.0","ticker":"RIO","view_coverage":{"directors":{"coverage_start":"2023-01-01","note":"Partial: prior three director events are retained; the 13 Oct Appendix 3G tranches state no KMP/associate participation, while the aggregate 3H rights lapse is unresolved because holder allocation is absent. Other indexed director notices remain pending.","reviewed_at":"2026-11-02T22:11:01Z","reviewed_through":"2026-10-13","status":"partial"},"major_holders":{"coverage_start":"2023-01-01","note":"Partial: the 12 Feb 2026 JPMorgan Form 605 was reviewed but remains unresolved because its 86 underlying transaction rows and securities-lending schedules are unreconciled. Other older and newer indexed substantial-holder notices, including 2023 and other 2026 filings, remain pending.","reviewed_at":"2026-11-02T22:11:01Z","reviewed_through":"2026-02-12","status":"partial"}}},"review_digest":"694fb8d500373d928f5a1224f7baaf9bc45b41bb246c420ef947be17218c529c","review_issues":[],"scan":{"failures":[],"last_collected_at":"2026-11-06T12:06:13.800956Z","profile":"valuation","scanned_through":"2026-11-06","ticker":"RIO"},"sources":{"2924-03055577-3A686922":{"category":"holder_notice","collected_at":"2026-10-31T19:19:25.779582Z","page_count":36,"published_at_utc":"2026-02-11T21:12:58.000Z","relative_path":"2026/2026-02-12_Ceasing to be a substantial holder_8193ead7d5795405.pdf","review_note":"Reviewed Form 605 pages 1-3 and Appendix page 6. JPMorgan Chase & Co. and its affiliates report ceasing to be a substantial holder on 9 Feb 2026. Page 6 gives an aggregate balance at the start of the relevant period of 22,262,044.18 shares and an end balance of 17,013,360.47 shares (a computed decrease of 5,248,683.71); the form identifies multiple affiliate-level lending, collateral, proprietary trading and rehypothecation changes. The page 6 table has 86 underlying transaction lines: the prescribed row parser returned 0 rows and 86 unparsed lines. Pages 7-36 contain related securities-lending schedules that remain unresolved. No aggregate purchase/sale event, account allocation or final holding observation is recorded from this incomplete reconciliation; the notice does not mean the group's position was zero.","sha256":"f970dd17edf806cbb48e4f1f855d7d577f25f8df924f708f377e2477304619dd","source_id":"2924-03055577-3A686922","state":"unresolved","subject_name":"Rio Tinto Limited","subject_ticker":"RIO","title":"Ceasing to be a substantial holder","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03055577-3A686922"},"2924-03098575-3A694970":{"category":"director_interest","collected_at":"2026-10-31T19:19:25.739392Z","page_count":2,"published_at_utc":"2026-06-09T22:19:10.000Z","relative_path":"2026/2026-06-10_Appendix 3Y - Ben Wyatt_12ad33ae4cdfb28c.pdf","review_note":"Full 2-page 3Y reviewed; direct on-market acquisition of Rio Tinto Limited ordinary shares. Dollar price explicitly quoted but currency code absent.","sha256":"16276f701cf800b2efee59097ae90eab21e6d597bf65a8c3867a7b7312644ff0","source_id":"2924-03098575-3A694970","state":"reviewed","subject_name":"Rio Tinto Limited","subject_ticker":"RIO","title":"Appendix 3Y - Ben Wyatt","triage":{"classification":"relevant","reason":"Full 2-page 3Y reviewed; direct on-market acquisition of Rio Tinto Limited ordinary shares. Dollar price explicitly quoted but currency code absent.","views":["directors"]},"url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03098575-3A694970"},"2924-03116087-3A697920":{"category":"director_interest","collected_at":"2026-10-31T19:19:25.721118Z","page_count":2,"published_at_utc":"2026-07-30T08:11:41.000Z","relative_path":"2026/2026-07-30_Appendix 3Y - Ben Wyatt_8d24e54cce7e3039.pdf","review_note":"Full 2-page 3Y reviewed; direct on-market acquisition of Rio Tinto Limited ordinary shares. Dollar price explicitly quoted but currency code absent.","sha256":"33c25a7122fc8d1e3ef4150823febdba6a6116e5098691019c1a15826fed510a","source_id":"2924-03116087-3A697920","state":"reviewed","subject_name":"Rio Tinto Limited","subject_ticker":"RIO","title":"Appendix 3Y - Ben Wyatt","triage":{"classification":"relevant","reason":"Full 2-page 3Y reviewed; direct on-market acquisition of Rio Tinto Limited ordinary shares. Dollar price explicitly quoted but currency code absent.","views":["directors"]},"url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03116087-3A697920"},"2924-03136722-3A701994":{"category":"director_interest","collected_at":"2026-10-31T19:19:25.712097Z","page_count":2,"published_at_utc":"2026-09-17T09:01:00.000Z","relative_path":"2026/2026-09-17_Appendix 3Y - Ben Wyatt_9161843265004cfc.pdf","review_note":"Full 2-page 3Y reviewed; direct on-market acquisition of Rio Tinto Limited ordinary shares. Dollar price explicitly quoted but currency code absent.","sha256":"6ff95265301e1ac90f2e664720e42659d1a1096b36b1e8a622afadb78ca72b26","source_id":"2924-03136722-3A701994","state":"reviewed","subject_name":"Rio Tinto Limited","subject_ticker":"RIO","title":"Appendix 3Y - Ben Wyatt","triage":{"classification":"relevant","reason":"Full 2-page 3Y reviewed; direct on-market acquisition of Rio Tinto Limited ordinary shares. Dollar price explicitly quoted but currency code absent.","views":["directors"]},"url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03136722-3A701994"},"2924-03147739-3A703984":{"category":"security_event","collected_at":"2026-10-31T19:19:25.696044Z","page_count":7,"published_at_utc":"2026-10-13T05:45:09.000Z","relative_path":"2026/2026-10-13_Notification regarding unquoted securities - RIO_6eac8a7309d9526b.pdf","review_note":"Reviewed Appendix 3G pages 1-7. The company issued 196,770 RIOAL share rights on 30 Sep 2026: 160,513 under myShare and 36,257 under EIP. The page 4 disclosure for each tranche states no KMP or associate received the rights. No recipients are named, so no person-level transaction or holding is recorded.","sha256":"261b8125dfb8cdd25e207ae0e62e4f53173f4d6345fb4a1c82db85d9750e607a","source_id":"2924-03147739-3A703984","state":"supporting","subject_name":"Rio Tinto Limited","subject_ticker":"RIO","title":"Notification regarding unquoted securities - RIO","triage":{"classification":"background_only","reason":"Both employee-plan tranches expressly state no KMP or associate received the rights; no named substantial holder or person-level transaction is disclosed.","views":[]},"url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03147739-3A703984"},"2924-03147744-3A703985":{"category":"security_event","collected_at":"2026-10-31T19:19:25.695532Z","page_count":6,"published_at_utc":"2026-10-13T05:49:34.000Z","relative_path":"2026/2026-10-13_Notification regarding unquoted securities - RIO_856933d38eab55ab.pdf","review_note":"Reviewed Appendix 3G pages 1-6. From 1 Jul to 30 Sep 2026, 144,342 and 69,925 RIOAL share rights converted to RIO ordinary shares (214,267 total). Both tranche disclosures state that no KMP or associate held the converting rights. Recipients are not identified, so no person-level director transaction or holding is recorded.","sha256":"2e1c57939e8cb3439ebc774a3c4f5e0fcfb24f3d12b87a9b258fe920c30c8826","source_id":"2924-03147744-3A703985","state":"supporting","subject_name":"Rio Tinto Limited","subject_ticker":"RIO","title":"Notification regarding unquoted securities - RIO","triage":{"classification":"background_only","reason":"Both conversion tranches expressly state no KMP or associate held the rights; no named substantial holder or person-level transaction is disclosed.","views":[]},"url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03147744-3A703985"},"2924-03147747-3A703986":{"category":"security_event","collected_at":"2026-10-31T19:19:25.694676Z","page_count":4,"published_at_utc":"2026-10-13T05:52:39.000Z","relative_path":"2026/2026-10-13_Notification of cessation of securities - RIO_ea5b76a4deaeac56.pdf","review_note":"Reviewed Appendix 3H pages 1-4. Rio Tinto Limited reports 185,896 RIOAL share rights lapsed on 30 Sep 2026 because conditional-right conditions were not satisfied or became incapable of satisfaction; no consideration was paid. The notice gives only an aggregate lapse and does not identify holders or state whether any rights were held by KMP or associates, so no person-level event or holding is recorded and possible director coverage remains unresolved. Page 4 reports 5,360,509 RIOAL rights after the change, with an ASX automatic-processing caveat.","sha256":"b9b04e41e415dc52837598476ba06dd372b67ff7fc36602f65035e8d004cab60","source_id":"2924-03147747-3A703986","state":"unresolved","subject_name":"Rio Tinto Limited","subject_ticker":"RIO","title":"Notification of cessation of securities - RIO","url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03147747-3A703986"},"2924-03156749-3A705582":{"category":"leadership_event","collected_at":"2026-11-02T13:16:34.685644Z","page_count":2,"published_at_utc":"2026-11-01T21:18:15.000Z","relative_path":"2026/2026-11-02_Appointment of Additional Company Secretary_2924-03156749-3A705582.pdf","review_note":"Reviewed the 2 Nov 2026 ASX/LSE notice: Matthew Whyte was appointed an additional Rio Tinto Limited Company Secretary effective 1 Nov 2026; Tim Paine continues in that role. No director or holder securities activity is reported.","sha256":"3e484d6a9c8dfae36c4f2f21ff3e25504a01954d88ac668b8f987c52c38b8620","source_id":"2924-03156749-3A705582","state":"supporting","subject_name":"Rio Tinto Limited","subject_ticker":"RIO","title":"Appointment of Additional Company Secretary","triage":{"classification":"background_only","reason":"Company secretary appointment only; the notice reports no director or substantial-holder securities transaction or position.","views":[]},"url":"https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03156749-3A705582"}},"status":"partial","summary":{},"ticker":"RIO","unresolved_count":1,"view":"major_holders","view_coverage":{"directors":{"basis":"declared","collection_issues":[],"coverage_start":"2023-01-01","explained_count":0,"material_issue_count":1,"minor_discrepancy_count":0,"newer_pending_count":0,"note":"Partial: prior three director events are retained; the 13 Oct Appendix 3G tranches state no KMP/associate participation, while the aggregate 3H rights lapse is unresolved because holder allocation is absent. Other indexed director notices remain pending.","notice_count":36,"pending_notice_count":33,"required_context_count":0,"reviewed_at":"2026-11-02T22:11:01Z","reviewed_notice_count":3,"reviewed_through":"2026-10-13","status":"partial","unclassified_note_count":0},"major_holders":{"basis":"declared","collection_issues":[],"coverage_start":"2023-01-01","explained_count":0,"material_issue_count":1,"minor_discrepancy_count":0,"newer_pending_count":11,"note":"Partial: the 12 Feb 2026 JPMorgan Form 605 was reviewed but remains unresolved because its 86 underlying transaction rows and securities-lending schedules are unreconciled. Other older and newer indexed substantial-holder notices, including 2023 and other 2026 filings, remain pending.","notice_count":18,"pending_notice_count":17,"required_context_count":0,"reviewed_at":"2026-11-02T22:11:01Z","reviewed_notice_count":0,"reviewed_through":"2026-02-12","status":"partial","unclassified_note_count":0}}}