{
  "schema_version": "1.0.0",
  "ticker": "SRL",
  "company_name": "Sunrise Energy Metals Limited",
  "cutoff_date": "2026-10-31",
  "reviewed_at": "2026-11-06",
  "coverage_note": "The issuer’s 20-account register is at 10 August 2026. Later group notices and corrected director interests are separately dated. Investor percentages from differently dated disclosures are not a current combined ranking.",
  "register": {
    "as_of_date": "2026-08-10",
    "issued_shares": 169437920,
    "source_ids": [
      "annual"
    ],
    "holders": [
      {
        "holder_id": "srl-register-01",
        "name": "BNP PARIBAS NOMS PTY LTD",
        "classification": "nominee_custodian",
        "shares": 51477645,
        "percentage": 30.38,
        "percentage_basis": "issued_shares",
        "as_of_date": "2026-08-10",
        "investor_id": null,
        "identity_note": null,
        "source_ids": [
          "annual"
        ],
        "notes": []
      },
      {
        "holder_id": "srl-register-02",
        "name": "CITICORP NOMINEES PTY LIMITED [register entry 2]",
        "classification": "nominee_custodian",
        "shares": 27452467,
        "percentage": 16.2,
        "percentage_basis": "issued_shares",
        "as_of_date": "2026-08-10",
        "investor_id": null,
        "identity_note": null,
        "source_ids": [
          "annual"
        ],
        "notes": [
          "Bracketed entry number distinguishes repeated table names; no beneficial identity is inferred."
        ]
      },
      {
        "holder_id": "srl-register-03",
        "name": "JP MORGAN NOMINEES AUSTRALIA PTY LIMITED",
        "classification": "nominee_custodian",
        "shares": 18382379,
        "percentage": 10.85,
        "percentage_basis": "issued_shares",
        "as_of_date": "2026-08-10",
        "investor_id": null,
        "identity_note": null,
        "source_ids": [
          "annual"
        ],
        "notes": []
      },
      {
        "holder_id": "srl-register-04",
        "name": "BNP PARIBAS NOMINEES PTY LTD <IB AU NOMS RETAILCLIENT>",
        "classification": "nominee_custodian",
        "shares": 12006094,
        "percentage": 7.08,
        "percentage_basis": "issued_shares",
        "as_of_date": "2026-08-10",
        "investor_id": null,
        "identity_note": null,
        "source_ids": [
          "annual"
        ],
        "notes": []
      },
      {
        "holder_id": "srl-register-05",
        "name": "HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED [register entry 5]",
        "classification": "nominee_custodian",
        "shares": 11085713,
        "percentage": 6.54,
        "percentage_basis": "issued_shares",
        "as_of_date": "2026-08-10",
        "investor_id": null,
        "identity_note": null,
        "source_ids": [
          "annual"
        ],
        "notes": [
          "Bracketed entry number distinguishes repeated table names; no beneficial identity is inferred."
        ]
      },
      {
        "holder_id": "srl-register-06",
        "name": "PENGXIN INTERNATIONAL GROUP LIMITED",
        "classification": "direct_holder",
        "shares": 10451888,
        "percentage": 6.17,
        "percentage_basis": "issued_shares",
        "as_of_date": "2026-08-10",
        "investor_id": null,
        "identity_note": null,
        "source_ids": [
          "annual"
        ],
        "notes": []
      },
      {
        "holder_id": "srl-register-07",
        "name": "HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED [register entry 7]",
        "classification": "nominee_custodian",
        "shares": 5634589,
        "percentage": 3.33,
        "percentage_basis": "issued_shares",
        "as_of_date": "2026-08-10",
        "investor_id": null,
        "identity_note": null,
        "source_ids": [
          "annual"
        ],
        "notes": [
          "Bracketed entry number distinguishes repeated table names; no beneficial identity is inferred."
        ]
      },
      {
        "holder_id": "srl-register-08",
        "name": "HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED - A/C 2",
        "classification": "nominee_custodian",
        "shares": 3323189,
        "percentage": 1.96,
        "percentage_basis": "issued_shares",
        "as_of_date": "2026-08-10",
        "investor_id": null,
        "identity_note": null,
        "source_ids": [
          "annual"
        ],
        "notes": []
      },
      {
        "holder_id": "srl-register-09",
        "name": "CITICORP NOMINEES PTY LIMITED [register entry 9]",
        "classification": "nominee_custodian",
        "shares": 3069985,
        "percentage": 1.81,
        "percentage_basis": "issued_shares",
        "as_of_date": "2026-08-10",
        "investor_id": null,
        "identity_note": null,
        "source_ids": [
          "annual"
        ],
        "notes": [
          "Bracketed entry number distinguishes repeated table names; no beneficial identity is inferred."
        ]
      },
      {
        "holder_id": "srl-register-10",
        "name": "BNP PARIBAS NOMINEES PTY LTD <CLEARSTREAM>",
        "classification": "nominee_custodian",
        "shares": 2365508,
        "percentage": 1.4,
        "percentage_basis": "issued_shares",
        "as_of_date": "2026-08-10",
        "investor_id": null,
        "identity_note": null,
        "source_ids": [
          "annual"
        ],
        "notes": []
      },
      {
        "holder_id": "srl-register-11",
        "name": "SALITTER PTY LTD <SALITTER A/C>",
        "classification": "direct_holder",
        "shares": 1526094,
        "percentage": 0.9,
        "percentage_basis": "issued_shares",
        "as_of_date": "2026-08-10",
        "investor_id": null,
        "identity_note": null,
        "source_ids": [
          "annual"
        ],
        "notes": [
          "A later director notice identifies this account as associated with Sam Riggall; do not add overlapping accounts to his aggregate."
        ]
      },
      {
        "holder_id": "srl-register-12",
        "name": "HSBC CUSTODY NOMINEES (AUSTRALIA) LTD <GSCO CUSTOMERS A/C>",
        "classification": "nominee_custodian",
        "shares": 895551,
        "percentage": 0.53,
        "percentage_basis": "issued_shares",
        "as_of_date": "2026-08-10",
        "investor_id": null,
        "identity_note": null,
        "source_ids": [
          "annual"
        ],
        "notes": []
      },
      {
        "holder_id": "srl-register-13",
        "name": "BNP PARIBAS NOMINEES PTY LTD <AGENCY LENDING A/C>",
        "classification": "nominee_custodian",
        "shares": 885398,
        "percentage": 0.52,
        "percentage_basis": "issued_shares",
        "as_of_date": "2026-08-10",
        "investor_id": null,
        "identity_note": null,
        "source_ids": [
          "annual"
        ],
        "notes": []
      },
      {
        "holder_id": "srl-register-14",
        "name": "MAL CLARKE & ASSOCIATES PTY LTD <MAL CLARK FAMILY A/C>",
        "classification": "direct_holder",
        "shares": 637700,
        "percentage": 0.38,
        "percentage_basis": "issued_shares",
        "as_of_date": "2026-08-10",
        "investor_id": null,
        "identity_note": null,
        "source_ids": [
          "annual"
        ],
        "notes": []
      },
      {
        "holder_id": "srl-register-15",
        "name": "MR SAM RIGGALL [register entry 15]",
        "classification": "direct_holder",
        "shares": 559450,
        "percentage": 0.33,
        "percentage_basis": "issued_shares",
        "as_of_date": "2026-08-10",
        "investor_id": null,
        "identity_note": null,
        "source_ids": [
          "annual"
        ],
        "notes": [
          "Bracketed entry number distinguishes repeated table names; no beneficial identity is inferred."
        ]
      },
      {
        "holder_id": "srl-register-16",
        "name": "HSBC CUSTODY NOMINEES (AUSTRALIA) LTD-GSCO ECA",
        "classification": "nominee_custodian",
        "shares": 556735,
        "percentage": 0.33,
        "percentage_basis": "issued_shares",
        "as_of_date": "2026-08-10",
        "investor_id": null,
        "identity_note": null,
        "source_ids": [
          "annual"
        ],
        "notes": []
      },
      {
        "holder_id": "srl-register-17",
        "name": "HSBC CUSTODY NOMINEES (AUSTRALIA) LTD-EUROCLEAR BANK SA NV A/C",
        "classification": "nominee_custodian",
        "shares": 454599,
        "percentage": 0.27,
        "percentage_basis": "issued_shares",
        "as_of_date": "2026-08-10",
        "investor_id": null,
        "identity_note": null,
        "source_ids": [
          "annual"
        ],
        "notes": []
      },
      {
        "holder_id": "srl-register-18",
        "name": "MR SAM RIGGALL [register entry 18]",
        "classification": "direct_holder",
        "shares": 358329,
        "percentage": 0.21,
        "percentage_basis": "issued_shares",
        "as_of_date": "2026-08-10",
        "investor_id": null,
        "identity_note": null,
        "source_ids": [
          "annual"
        ],
        "notes": [
          "Bracketed entry number distinguishes repeated table names; no beneficial identity is inferred."
        ]
      },
      {
        "holder_id": "srl-register-19",
        "name": "MRS SHUYIN XIAO",
        "classification": "direct_holder",
        "shares": 312438,
        "percentage": 0.18,
        "percentage_basis": "issued_shares",
        "as_of_date": "2026-08-10",
        "investor_id": null,
        "identity_note": null,
        "source_ids": [
          "annual"
        ],
        "notes": []
      },
      {
        "holder_id": "srl-register-20",
        "name": "MAL CLARKE & ASSOCIATES PTY LTD <MAL CLARKE & ASSOCIATES A/C>",
        "classification": "direct_holder",
        "shares": 267106,
        "percentage": 0.16,
        "percentage_basis": "issued_shares",
        "as_of_date": "2026-08-10",
        "investor_id": null,
        "identity_note": null,
        "source_ids": [
          "annual"
        ],
        "notes": []
      }
    ]
  },
  "substantial_holders": [
    {
      "holder_id": "ivanhoe",
      "name": "Ivanhoe Capital Holdings Pte. Ltd",
      "classification": "reporting_group",
      "shares": 33654272,
      "percentage": 19.86,
      "percentage_basis": "issued_shares",
      "as_of_date": "2026-07-31",
      "investor_id": null,
      "identity_note": null,
      "source_ids": [
        "friedland",
        "annual"
      ],
      "notes": [
        "4 August director notice states 33,654,272 shares after 31 July option exercise, with remaining options excluded. Issuer annual table divides this quantity by its 10 August share count to show 19.86%.",
        "Percentage calculated by the reviewer, not disclosed: 33,654,272 shares / 169,437,920 ordinary shares on issue at 2026-07-31 (Appendix 2A) = 19.86% of issued shares."
      ],
      "percentage_calculation": {
        "issued_shares": 169437920,
        "as_of_date": "2026-07-31",
        "source_ids": [
          "shares-on-issue-2026-07-31"
        ]
      }
    },
    {
      "holder_id": "sokoloff",
      "name": "Kiril Sokoloff and disclosed related interests",
      "classification": "reporting_group",
      "shares": 13907424,
      "percentage": 9.05,
      "percentage_basis": "voting_power",
      "as_of_date": "2026-05-14",
      "investor_id": null,
      "identity_note": null,
      "source_ids": [
        "sokoloff",
        "annual"
      ],
      "notes": [
        "15 May Form 604 reports 13,907,424 votes and 9.05% on 14 May, including related persons and vehicles. Annual table reports 8.21% using 10 August issued shares."
      ]
    },
    {
      "holder_id": "pengxin",
      "name": "Pengxin International Group Limited",
      "classification": "reporting_group",
      "shares": 10451888,
      "percentage": 6.17,
      "percentage_basis": "issued_shares",
      "as_of_date": "2026-08-10",
      "investor_id": null,
      "identity_note": null,
      "source_ids": [
        "annual",
        "pengxin"
      ],
      "notes": [
        "10 August register reports this direct account. The 3 February notice reports the same shares and 7.28% voting power on 29 January; annual register percentage reflects a later denominator."
      ]
    },
    {
      "holder_id": "valvino",
      "name": "Valvino Lamore LP",
      "classification": "reporting_group",
      "shares": 10000000,
      "percentage": 5.9,
      "percentage_basis": "voting_power",
      "as_of_date": "2026-09-29",
      "investor_id": null,
      "identity_note": null,
      "source_ids": [
        "valvino"
      ],
      "notes": [
        "2 October Form 603 states 10,000,000 shares and 5.90% on 29 September. It names BNP Paribas Nominees as registered holder."
      ],
      "caveat": "Reported percentage uses the notice’s stated basis; subsequent share issues and holdings changes may affect it."
    },
    {
      "holder_id": "sailingstone",
      "name": "SailingStone Capital Partners LLC",
      "classification": "reporting_group",
      "shares": 9407560,
      "percentage": 5.5,
      "percentage_basis": "voting_power",
      "as_of_date": "2026-09-23",
      "investor_id": null,
      "identity_note": null,
      "source_ids": [
        "sailingstone"
      ],
      "notes": [
        "29 September Form 604 reports 9,407,560 votes and 5.5% on 23 September."
      ]
    }
  ],
  "other_investors": [
    {
      "holder_id": "riggall",
      "name": "Sam Riggall and disclosed indirect interests",
      "classification": "reporting_group",
      "shares": 2370937,
      "percentage": null,
      "percentage_basis": "issued_shares",
      "as_of_date": "2026-08-18",
      "investor_id": null,
      "identity_note": null,
      "source_ids": [
        "riggall"
      ],
      "notes": [
        "The corrected 20 August director notice reports 675,150 direct shares, 1,526,094 through Salitter, and 169,693 through Agerasia after sales through 18 August. Unvested performance rights excluded. Register views can overlap."
      ]
    }
  ],
  "sources": [
    {
      "source_id": "annual",
      "title": "2026 annual report",
      "publisher": "Sunrise / ASX",
      "url": "https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03132987-3A701269",
      "publication_date": "2026-09-08",
      "accessed_date": "2026-10-31",
      "locator": "PDF pages 81–82; local downloads/SRL/2026/2026-09-08_2026 Annual Report_11e9a6ba8b18b446.pdf",
      "detail": "20 registered accounts and denominator as at 10 August; visually inspected."
    },
    {
      "source_id": "friedland",
      "title": "Appendix 3Y: Robert Friedland",
      "publisher": "Sunrise / ASX",
      "url": "https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03117803-3A698177",
      "publication_date": "2026-08-04",
      "accessed_date": "2026-10-31",
      "locator": "Pages 1–2; local downloads/SRL/2026/2026-08-04_Change of Director's Interest Notice_38d67f242a5886ff.pdf",
      "detail": "Ivanhoe Capital 33,654,272 ordinary shares after 31 July option exercise."
    },
    {
      "source_id": "sokoloff",
      "title": "Form 604: Kiril Sokoloff",
      "publisher": "Sunrise / ASX",
      "url": "https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03090391-3A693358",
      "publication_date": "2026-05-15",
      "accessed_date": "2026-10-31",
      "locator": "Page 1 visually inspected; local downloads/SRL/2026/2026-05-15_Change in substantial holding_c2cf31f321938295.pdf",
      "detail": "13,907,424 votes and 9.05% on 14 May."
    },
    {
      "source_id": "pengxin",
      "title": "Form 604: Pengxin",
      "publisher": "Sunrise / ASX",
      "url": "https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03052268-3A686405",
      "publication_date": "2026-02-03",
      "accessed_date": "2026-10-31",
      "locator": "Page 1; local downloads/SRL/2026/2026-02-03_Change in substantial holding_7f46061c6a0c6495.pdf",
      "detail": "10,451,888 shares and 7.28% following 29 January dilution."
    },
    {
      "source_id": "valvino",
      "title": "Form 603: Valvino Lamore",
      "publisher": "Sunrise / ASX",
      "url": "https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03143524-3A703167",
      "publication_date": "2026-10-02",
      "accessed_date": "2026-10-31",
      "locator": "Page 1 visually inspected; local downloads/SRL/2026/2026-10-02_Becoming a substantial holder_7c4cfa70f61f4a0c.pdf",
      "detail": "10,000,000 votes and 5.90% on 29 September."
    },
    {
      "source_id": "sailingstone",
      "title": "Form 604: SailingStone",
      "publisher": "Sunrise / ASX",
      "url": "https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03141528-3A702815",
      "publication_date": "2026-09-29",
      "accessed_date": "2026-10-31",
      "locator": "Page 1; local downloads/SRL/2026/2026-09-29_Change in substantial holding_5ae26e32a6b61de8.pdf",
      "detail": "9,407,560 votes and 5.5% on 23 September."
    },
    {
      "source_id": "citigroup-cease",
      "title": "Form 605: Citigroup",
      "publisher": "Sunrise / ASX",
      "url": "https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03150159-3A704430",
      "publication_date": "2026-10-19",
      "accessed_date": "2026-10-31",
      "locator": "Page 1; local downloads/SRL/2026/2026-10-19_Ceasing to be a substantial holder_3837e8a3dfd191de.pdf",
      "detail": "Citigroup ceased substantial status on 15 October, not necessarily zero ownership."
    },
    {
      "source_id": "riggall",
      "title": "Corrected Appendix 3Y: Sam Riggall",
      "publisher": "Sunrise / ASX",
      "url": "https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03123450-3A699282",
      "publication_date": "2026-08-20",
      "accessed_date": "2026-10-31",
      "locator": "Pages 2–4; local downloads/SRL/2026/2026-08-20_Change of Director's Interest Notice - Correction_900b4e4cdadfc6c6.pdf",
      "detail": "Corrected director interests after sales through 18 August."
    },
    {
      "source_id": "shares-on-issue-2026-07-31",
      "title": "Application for quotation of securities - SRL",
      "publisher": "Sunrise Energy Metals Limited / ASX",
      "url": "https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03117802-3A698176",
      "publication_date": "2026-08-04",
      "accessed_date": "2026-11-06",
      "locator": "downloads/SRL/2026/2026-08-04_Application for quotation of securities - SRL_25037b2f70da10f0.pdf; Appendix 2A for the 13,000,000 shares issued 31 July 2026 on option exercise, total ordinary shares on issue",
      "detail": "Ordinary shares on issue: 169,437,920 at 2026-07-31; used as the denominator for calculated substantial-holder percentages."
    }
  ],
  "limitations": [
    "The 20 accounts total 151,702,857 shares and 89.53% at 10 August; nominee accounts do not identify underlying beneficial owners.",
    "Ivanhoe’s 33,654,272 ordinary shares are dated to the 31 July exercise by a director notice; the annual report’s 19.86% divides by the later 10 August denominator and is not relabelled as the July percentage.",
    "Pengxin’s August register figure is a direct holding rather than a new notice; the earlier January notice percentage is historical.",
    "Citigroup ceased being a substantial holder on 15 October after a 13 October initial notice; this does not imply zero remaining ownership.",
    "Director and group interests can overlap register accounts and nominees; do not add these views. Options and performance rights are excluded.",
    "Capital issues and changes in holdings after measurement dates can make historical percentages stale."
  ]
}