{ "schema_version": "1.0.0", "ticker": "WA1", "company_name": "WA1 Resources Ltd", "cutoff_date": "2026-11-02", "reviewed_at": "2026-11-02", "coverage_note": "Latest complete register remains the 20-account register dated 14 September 2026. Issued ordinary shares then were 74,344,379; the 22 September Appendix 2A reports 74,354,379 following conversion of 10,000 performance rights. On 30 October, State Street Corporation and named subsidiaries reported 3,720,282 relevant ordinary shares and 5.00% voting power as of 28 October. This later group disclosure is separate from the registered-account table, may overlap it, and does not update every register account.", "register": { "as_of_date": "2026-09-14", "issued_shares": 74344379, "source_ids": [ "annual-2026" ], "holders": [ { "holder_id": "register-1", "name": "NIOBIUM HOLDINGS PTY LTD", "classification": "direct_holder", "shares": 8450000, "percentage": 11.37, "percentage_basis": "issued_shares", "as_of_date": "2026-09-14", "investor_id": null, "identity_note": null, "source_ids": [ "annual-2026" ], "notes": [] }, { "holder_id": "register-2", "name": "CITICORP NOMINEES PTY LIMITED", "classification": "nominee_custodian", "shares": 7261349, "percentage": 9.77, "percentage_basis": "issued_shares", "as_of_date": "2026-09-14", "investor_id": null, "identity_note": null, "source_ids": [ "annual-2026" ], "notes": [] }, { "holder_id": "register-3", "name": "HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED", "classification": "nominee_custodian", "shares": 6178644, "percentage": 8.31, "percentage_basis": "issued_shares", "as_of_date": "2026-09-14", "investor_id": null, "identity_note": null, "source_ids": [ "annual-2026" ], "notes": [] }, { "holder_id": "register-4", "name": "J P MORGAN NOMINEES AUSTRALIA PTY LIMITED", "classification": "nominee_custodian", "shares": 5138836, "percentage": 6.91, "percentage_basis": "issued_shares", "as_of_date": "2026-09-14", "investor_id": null, "identity_note": null, "source_ids": [ "annual-2026" ], "notes": [] }, { "holder_id": "register-5", "name": "HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED ", "classification": "nominee_custodian", "shares": 3799523, "percentage": 5.11, "percentage_basis": "issued_shares", "as_of_date": "2026-09-14", "investor_id": null, "identity_note": null, "source_ids": [ "annual-2026" ], "notes": [] }, { "holder_id": "register-6", "name": "ABADI INVESTMENTS PTY LTD ", "classification": "direct_holder", "shares": 3109855, "percentage": 4.18, "percentage_basis": "issued_shares", "as_of_date": "2026-09-14", "investor_id": null, "identity_note": null, "source_ids": [ "annual-2026" ], "notes": [] }, { "holder_id": "register-7", "name": "RYECROFT HOLDINGS PTY LTD ", "classification": "direct_holder", "shares": 2991666, "percentage": 4.02, "percentage_basis": "issued_shares", "as_of_date": "2026-09-14", "investor_id": null, "identity_note": null, "source_ids": [ "annual-2026" ], "notes": [] }, { "holder_id": "register-8", "name": "LUCID INVESTMENTS GROUP PTY LTD ", "classification": "direct_holder", "shares": 2916666, "percentage": 3.92, "percentage_basis": "issued_shares", "as_of_date": "2026-09-14", "investor_id": null, "identity_note": null, "source_ids": [ "annual-2026" ], "notes": [] }, { "holder_id": "register-9", "name": "NERANO HOLDINGS PTY LTD ", "classification": "direct_holder", "shares": 2833333, "percentage": 3.81, "percentage_basis": "issued_shares", "as_of_date": "2026-09-14", "investor_id": null, "identity_note": null, "source_ids": [ "annual-2026" ], "notes": [] }, { "holder_id": "register-10", "name": "MERRILL LYNCH (AUSTRALIA) NOMINEES PTY LIMITED", "classification": "nominee_custodian", "shares": 2292831, "percentage": 3.08, "percentage_basis": "issued_shares", "as_of_date": "2026-09-14", "investor_id": null, "identity_note": null, "source_ids": [ "annual-2026" ], "notes": [] }, { "holder_id": "register-11", "name": "HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED - A/C 2", "classification": "nominee_custodian", "shares": 2015655, "percentage": 2.71, "percentage_basis": "issued_shares", "as_of_date": "2026-09-14", "investor_id": null, "identity_note": null, "source_ids": [ "annual-2026" ], "notes": [] }, { "holder_id": "register-12", "name": "LUCID INVESTMENTS GROUP PTY LTD ", "classification": "direct_holder", "shares": 1500000, "percentage": 2.02, "percentage_basis": "issued_shares", "as_of_date": "2026-09-14", "investor_id": null, "identity_note": null, "source_ids": [ "annual-2026" ], "notes": [] }, { "holder_id": "register-13", "name": "BNP PARIBAS NOMINEES PTY LTD ", "classification": "nominee_custodian", "shares": 1399840, "percentage": 1.88, "percentage_basis": "issued_shares", "as_of_date": "2026-09-14", "investor_id": null, "identity_note": null, "source_ids": [ "annual-2026" ], "notes": [] }, { "holder_id": "register-14", "name": "BNP PARIBAS NOMS PTY LTD ", "classification": "nominee_custodian", "shares": 1265192, "percentage": 1.7, "percentage_basis": "issued_shares", "as_of_date": "2026-09-14", "investor_id": null, "identity_note": null, "source_ids": [ "annual-2026" ], "notes": [] }, { "holder_id": "register-15", "name": "MR PAUL ANTHONY SAVICH & MRS DEANNE MARIE SAVICH ", "classification": "direct_holder", "shares": 1200000, "percentage": 1.61, "percentage_basis": "issued_shares", "as_of_date": "2026-09-14", "investor_id": null, "identity_note": null, "source_ids": [ "annual-2026" ], "notes": [] }, { "holder_id": "register-16", "name": "RYECROFT HOLDINGS PTY LTD (separate rank-16 registered account)", "classification": "direct_holder", "shares": 1075000, "percentage": 1.45, "percentage_basis": "issued_shares", "as_of_date": "2026-09-14", "investor_id": null, "identity_note": null, "source_ids": [ "annual-2026" ], "notes": [ "The annual report lists this as a distinct ranked account." ] }, { "holder_id": "register-17", "name": "BNP PARIBAS NOMS PTY LTD", "classification": "nominee_custodian", "shares": 704567, "percentage": 0.95, "percentage_basis": "issued_shares", "as_of_date": "2026-09-14", "investor_id": null, "identity_note": null, "source_ids": [ "annual-2026" ], "notes": [] }, { "holder_id": "register-18", "name": "GENEVIEVE GIBBS & PAULL PARKER ", "classification": "direct_holder", "shares": 683333, "percentage": 0.92, "percentage_basis": "issued_shares", "as_of_date": "2026-09-14", "investor_id": null, "identity_note": null, "source_ids": [ "annual-2026" ], "notes": [] }, { "holder_id": "register-19", "name": "MR GODFREY WENNESS", "classification": "direct_holder", "shares": 652500, "percentage": 0.88, "percentage_basis": "issued_shares", "as_of_date": "2026-09-14", "investor_id": null, "identity_note": null, "source_ids": [ "annual-2026" ], "notes": [] }, { "holder_id": "register-20", "name": "BURRA PTY LTD ", "classification": "direct_holder", "shares": 510000, "percentage": 0.69, "percentage_basis": "issued_shares", "as_of_date": "2026-09-14", "investor_id": null, "identity_note": null, "source_ids": [ "annual-2026" ], "notes": [] } ] }, "substantial_holders": [ { "holder_id": "niobium-holdings", "name": "Niobium Holdings Pty Ltd and associated entities", "classification": "reporting_group", "shares": 8800000, "percentage": 11.84, "percentage_basis": "voting_power", "as_of_date": "2026-09-14", "investor_id": null, "identity_note": null, "source_ids": [ "annual-2026" ], "notes": [ "The issuer’s annual report summarizes this filed substantial-holder position; groups may overlap registered accounts." ] }, { "holder_id": "helikon", "name": "Helikon Investments Limited and associated entities", "classification": "reporting_group", "shares": 5972189, "percentage": 8.03, "percentage_basis": "voting_power", "as_of_date": "2026-09-14", "investor_id": null, "identity_note": null, "source_ids": [ "annual-2026" ], "notes": [ "The issuer’s annual report summarizes this filed substantial-holder position; groups may overlap registered accounts." ] }, { "holder_id": "lucid", "name": "Lucid Investments Group Pty Ltd and associated entities", "classification": "reporting_group", "shares": 5616666, "percentage": 7.55, "percentage_basis": "voting_power", "as_of_date": "2026-09-14", "investor_id": null, "identity_note": null, "source_ids": [ "annual-2026" ], "notes": [ "The issuer’s annual report summarizes this filed substantial-holder position; groups may overlap registered accounts." ] }, { "holder_id": "regal", "name": "Regal Funds Management Pty Ltd and associated entities", "classification": "reporting_group", "shares": 4780693, "percentage": 6.43, "percentage_basis": "voting_power", "as_of_date": "2026-09-14", "investor_id": null, "identity_note": null, "source_ids": [ "annual-2026" ], "notes": [ "The issuer’s annual report summarizes this filed substantial-holder position; groups may overlap registered accounts." ] }, { "holder_id": "ryecroft", "name": "Ryecroft Holdings Pty Ltd and associated entities", "classification": "reporting_group", "shares": 4166666, "percentage": 5.6, "percentage_basis": "voting_power", "as_of_date": "2026-09-14", "investor_id": null, "identity_note": null, "source_ids": [ "annual-2026" ], "notes": [ "The issuer’s annual report summarizes this filed substantial-holder position; groups may overlap registered accounts." ] }, { "holder_id": "state-street", "name": "State Street Corporation and subsidiaries named in Form 603", "classification": "reporting_group", "shares": 3720282, "percentage": 5.0, "percentage_basis": "voting_power", "as_of_date": "2026-10-28", "investor_id": null, "identity_note": null, "source_ids": [ "state-street-2026-10" ], "notes": [ "Form 603 reports an initial substantial-holder position from 28 October 2026. The 5.00% voting-power figure is the filing’s disclosed figure; the group disclosure is separate from the 14 September registered-account table." ], "caveat": "The filing includes group affiliates and relevant interests connected with securities lending; this is not evidence that State Street beneficially owns all reported shares for its own account. Do not add it to registered-account holdings." } ], "sources": [ { "source_id": "annual-2026", "title": "2026 Annual Report", "publisher": "WA1 Resources Ltd / ASX", "url": "https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03137131-6A1344450", "publication_date": "2026-09-18", "accessed_date": "2026-10-09", "locator": "downloads/WA1/2026/2026-09-18_2026 Annual Report_a3edd984c4f4d74a.pdf; PDF pages 58-59 (printed pages 57-58), ASX Additional Information", "detail": "Complete 20-account ordinary-share register at 14 September 2026, issued-share count, quantities and percentages; summarizes five substantial-holder groups." }, { "source_id": "state-street-2026-10", "title": "Becoming a substantial holder – State Street Corporation", "publisher": "Australian Securities Exchange (ASX)", "url": "https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03156664-6A1353102", "publication_date": "2026-10-30", "accessed_date": "2026-11-02", "locator": "downloads/WA1/2026/2026-10-30_Becoming a substantial holder_8a2d7869cdd739dd.pdf; PDF pages 1-2, Form 603 sections 1-7 (SHA-256 406eeb3091502879a7cc730861fd0bb9d9d8bcc9978a0dbfe6bce08f03da2945)", "detail": "Initial substantial-holder notice: State Street Corporation and subsidiaries named in paragraph 7 reported 3,720,282 ordinary shares and 5.00% voting power from 28 October 2026. Filing describes investment-manager and securities-lending relevant interests." }, { "source_id": "issued-capital-2026-09-22", "title": "Application for quotation of securities – WA1", "publisher": "WA1 Resources Ltd / ASX", "url": "https://asx.api.markitdigital.com/asx-research/1.0/file/2924-03138340-6A1345015", "publication_date": "2026-09-22", "accessed_date": "2026-11-02", "locator": "downloads/WA1/2026/2026-09-22_Application for quotation of securities - WA1.pdf; PDF pages 1 and 6 (SHA-256 1a273c76c0fd776a0c8f7f5eb69997fed0671bb93a2e322994d8bb88e02681d7)", "detail": "Reports 74,354,379 quoted ordinary shares following conversion of 10,000 performance rights; used as the latest reviewed issued-share basis after the 14 September register date." } ], "limitations": [ "The register lists registered accounts and does not establish the beneficial owner of nominee/custodian positions.", "Substantial-holder groups overlap registered accounts; the register and group disclosures are separate views and must not be added together.", "The 30 October Form 603 reports a group relevant interest that includes investment-manager and securities-lending interests; it may overlap registered accounts and is not a beneficial-ownership allocation." ] }