Resolution Minerals Ltd

Career chronology

• SEC filing reports the CEO consulting agreement commenced 1 December 2023; later role identified in the August 2026 filing.: Resolution Minerals — Chief Executive Officer and Director. Form 20-F registration statement, Amendment No. 2 (Item 6, pp. 51–53; role and appointment date)

• Since 2016; issuer says over 5 years resources-sector experience: Commercial law — Commercial lawyer; corporate law, M&A and negotiation. Form 20-F registration statement, Amendment No. 2 (legal / commercial history)

• Since March 2023: Gold Mountain Limited — Non-executive director. Form 20-F registration statement, Amendment No. 2 (Concurrent listed role)

Contributions and company outcomes

FY2026 Horse Heaven acquisition, discovery and financing milestones

FY2026 · documented · medium materiality

Resolution Minerals’ FY2026 annual report describes acquisition of 100% of Horse Heaven, Phase 1 and Phase 2 drilling, significant gold discoveries at Golden Gate North and South, and institutional placements announced at A$25.1m in September 2025 and A$20m in April 2026; its October quarterly says A$10.8m of the April placement remained in a second tranche. It also records acquisition of the Johnson Creek processing site and tungsten stockpiles. These are company-reported exploration, financing and asset milestones; individual technical or financing contributions by Aharon Zaetz are not separately quantified in the report. The February 2026 issuer drilling release quotes Zaetz describing gold intercepts in all 14 shallow RC holes and a tungsten intercept; the release characterises this as an early discovery and proposed resource-definition work, not a resource estimate or production.

Attribution: Role overlaps event; causation unproven. The report documents company activity during the executives’ company roles but does not tie the milestones to this individual’s actions.

Relevance: Relevant to the track record of a development-stage company; exploration results and prospective processing remain unproven commercial outcomes.

Resolution Minerals Australian Annual Report 2026 (Review of Operations, pp.2–8: acquisition of Horse Heaven, Golden Gate North and South discoveries, institutional placements, Johnson Creek acquisition and project advances); Additional gold and significant tungsten mineralisation in drilling at Golden Gate North (ASX release 17 February 2026, CEO comment and drilling summary); September 2026 quarterly activities and cashflow (PDF pp.14–15, note 8.8.2)

Business failures and setbacks

Funding runway and related-party disclosure differ within the quarterly report

September–October 2026 · issuer reported · medium materiality

At 30 September 2026 Resolution reported A$1.637m cash and A$8.723m quarterly operating and exploration outflows, yielding 0.2 quarters on its Appendix 5B basis. The October release announced a subsequent loan facility of up to A$10m with 12% interest and six-month maturities. The narrative describes A$0.59m of item 6.1 director fees, while Appendix 5B item 6.1 reports A$559,000; item 6.2 reports A$1.298m in related-party investing payments. The discrepancy is unresolved.

Attribution: Role overlaps event; causation unproven. Company-wide cash, financing and director-related payments arose while the person served; the reporting does not identify a personal cause or allocate individual payments.

Relevance: Relevant to financial planning and governance, without implying misconduct.

September 2026 quarterly activities and cashflow (PDF pp.9, 13–15; visually reviewed)

Governance and interests

Related-party consulting fees disclosed for executive services

FY2024–FY2026 · issuer reported · medium materiality

The Form 20-F describes consulting fees to Consult4nts for Zaetz services of A$491,992 in FY2026, A$350,000 in FY2025 and A$204,167 in FY2024. The FY2026 remuneration table includes A$142,000 in retroactive salary increases, so the A$491,992 should not be treated as proven cash paid during that year. Zaetz is a director of the service entity. The company says its related-party transactions were at arm’s length; this screening did not independently verify the terms.

Attribution: Individual involvement documented. The SEC filing names the provider, executive relationship and amounts; the issuer states arm’s-length terms, which were not independently verified.

Relevance: Relevant to CFO / CEO governance, service-contract disclosure and financial-reporting oversight.

Form 20-F registration statement, Amendment No. 2 (Item 7.B, related-party transactions); Resolution Minerals Australian Annual Report 2026 (FY2026 remuneration note, footnote for accrued back-pay)

Suitability for the current role

Current role and disclosed experience: Aharon Zaetz

Current role as of cutoff · analyst inference · low materiality

Resolution Minerals identifies Aharon Zaetz as Chief Executive Officer and Director. The reviewed issuer page does not independently validate qualifications or establish results personally attributable to this executive. Role fit is therefore limited to the function stated in the title; broader suitability remains uncertain.

Attribution: Responsibility not applicable. This is a limited analyst assessment from the issuer-reported current role; no personal outcome is inferred.

Relevance: Role match is relevant to present oversight, but the source set is too thin to assess delivery or effectiveness.

Form 20-F registration statement, Amendment No. 2 (Cover and Item 6 identify CEO and director)

Evidence gaps

• Full role chronology, earlier employers and dates were not independently established in this limited pass.

• Credentials and memberships were not independently verified.

• The searches documented here are open-web screening only, not exhaustive criminal, sanctions, litigation, safety or credential checks.

• This is limited open-web screening, not an exhaustive review of courts, regulators, credentials, or every former employer.

• The quarterly narrative’s A$0.59m item 6.1 and the Appendix 5B’s A$559,000 have not been reconciled.

• Historical 9 October search-log entries were not independently reconstructed; current topic coverage is limited to the actual grouped search and sources recorded here.

Career chronology

• Previously identified as of 2026-10-09; exact commencement date not established by reviewed webpage.: Resolution Minerals — Executive Director. Form 20-F registration statement, Amendment No. 2 (Item 6, pp. 51–53; role and appointment date)

• Approximately 25 years; date range not disclosed: Real estate development and construction — Business/development experience. Form 20-F registration statement, Amendment No. 2 (Professional background)

Contributions and company outcomes

FY2026 Horse Heaven acquisition, discovery and financing milestones

FY2026 · documented · medium materiality

Resolution Minerals’ FY2026 annual report describes acquisition of 100% of Horse Heaven, Phase 1 and Phase 2 drilling, significant gold discoveries at Golden Gate North and South, and institutional placements announced at A$25.1m in September 2025 and A$20m in April 2026; its October quarterly says A$10.8m of the April placement remained in a second tranche. It also records acquisition of the Johnson Creek processing site and tungsten stockpiles. These are company-reported exploration, financing and asset milestones; individual technical or financing contributions by Menachem Rogatsky are not separately quantified in the report.

Attribution: Role overlaps event; causation unproven. The report documents company activity during the executives’ company roles but does not tie the milestones to this individual’s actions.

Relevance: Relevant to the track record of a development-stage company; exploration results and prospective processing remain unproven commercial outcomes.

Resolution Minerals Australian Annual Report 2026 (Review of Operations, pp.2–8: acquisition of Horse Heaven, Golden Gate North and South discoveries, institutional placements, Johnson Creek acquisition and project advances); September 2026 quarterly activities and cashflow (PDF pp.14–15, note 8.8.2)

Governance and interests

SEC filing discloses non-independent audit committee membership

As of June 30, 2026 · documented · medium materiality

Resolution’s 2026 SEC filing states Rogatsky is not independent under applicable SEC/Nasdaq rules but serves on the audit committee under the two-year transition exception. The company says he may serve no longer than two years and that the appointment is in shareholder/company interests. This is a disclosed governance/independence issue, not an allegation of misconduct.

Attribution: Role overlaps event; causation unproven. He is a committee member; the issuer explicitly discloses non-independence and the limited exception.

Relevance: Relevant to financial-reporting oversight independence and the company’s Nasdaq governance transition.

Form 20-F registration statement, Amendment No. 2 (Item 6, audit committee and Nasdaq Rule disclosure)

Suitability for the current role

Current role and disclosed experience: Menachem Rogatsky

Current role as of cutoff · analyst inference · low materiality

Resolution Minerals identifies Menachem Rogatsky as Executive Director. The reviewed issuer page does not independently validate qualifications or establish results personally attributable to this executive. Role fit is therefore limited to the function stated in the title; broader suitability remains uncertain.

Attribution: Responsibility not applicable. This is a limited analyst assessment from the issuer-reported current role; no personal outcome is inferred.

Relevance: Role match is relevant to present oversight, but the source set is too thin to assess delivery or effectiveness.

Resolution Minerals leadership and management (Issuer current board, management or corporate directory entry)

Evidence gaps

• Full role chronology, earlier employers and dates were not independently established in this limited pass.

• Credentials and memberships were not independently verified.

• The searches documented here are open-web screening only, not exhaustive criminal, sanctions, litigation, safety or credential checks.

• This is limited open-web screening, not an exhaustive review of courts, regulators, credentials, or every former employer.

• Historical 9 October search-log entries were not independently reconstructed; current topic coverage is limited to the actual grouped search and sources recorded here.

Career chronology

• CFO and Company Secretary since 6 March 2017: Resolution Minerals — Chief Financial Officer and Company Secretary. Form 20-F registration statement, Amendment No. 2 (Item 6, pp. 51–53; role and appointment date)

• Approximately 25 years; prior employers and date ranges not disclosed: Finance and governance roles — Finance/governance experience. Form 20-F registration statement, Amendment No. 2 (Professional background)

• Core Lithium reported five years each at WMC Olympic Dam, Newmont Australia and Stuart Petroleum; exact dates not provided.: WMC Resources, Newmont Mining and Stuart Petroleum — Finance roles. Core Lithium FY2021 annual report (Company secretary biography, printed p.34)

Contributions and company outcomes

FY2026 Horse Heaven acquisition, discovery and financing milestones

FY2026 · documented · medium materiality

Resolution Minerals’ FY2026 annual report describes acquisition of 100% of Horse Heaven, Phase 1 and Phase 2 drilling, significant gold discoveries at Golden Gate North and South, and institutional placements announced at A$25.1m in September 2025 and A$20m in April 2026; its October quarterly says A$10.8m of the April placement remained in a second tranche. It also records acquisition of the Johnson Creek processing site and tungsten stockpiles. These are company-reported exploration, financing and asset milestones; individual technical or financing contributions by Jarek Kopias are not separately quantified in the report.

Attribution: Role overlaps event; causation unproven. The report documents company activity during the executives’ company roles but does not tie the milestones to this individual’s actions.

Relevance: Relevant to the track record of a development-stage company; exploration results and prospective processing remain unproven commercial outcomes.

Resolution Minerals Australian Annual Report 2026 (Review of Operations, pp.2–8: acquisition of Horse Heaven, Golden Gate North and South discoveries, institutional placements, Johnson Creek acquisition and project advances); September 2026 quarterly activities and cashflow (PDF pp.14–15, note 8.8.2)

Business failures and setbacks

Funding runway and related-party disclosure differ within the quarterly report

September–October 2026 · issuer reported · medium materiality

At 30 September 2026 Resolution reported A$1.637m cash and A$8.723m quarterly operating and exploration outflows, yielding 0.2 quarters on its Appendix 5B basis. The October release announced a subsequent loan facility of up to A$10m with 12% interest and six-month maturities. The narrative describes A$0.59m of item 6.1 director fees, while Appendix 5B item 6.1 reports A$559,000; item 6.2 reports A$1.298m in related-party investing payments. The discrepancy is unresolved.

Attribution: Role overlaps event; causation unproven. Company-wide cash, financing and director-related payments arose while the person served; the reporting does not identify a personal cause or allocate individual payments.

Relevance: Relevant to financial planning and governance, without implying misconduct.

September 2026 quarterly activities and cashflow (PDF pp.9, 13–15; visually reviewed)

Governance and interests

Related-party consulting fees disclosed for executive services

FY2024–FY2026 · issuer reported · medium materiality

The SEC 20-F reports A$243,185, A$110,019 and A$83,581 paid to Kopias Consulting for Kopias’s CFO/company-secretary services in FY2026, FY2025 and FY2024. Kopias is a director of the provider and does not directly receive a salary from RML for the services. The issuer states the related-party transactions were negotiated at arm’s length; this review did not independently benchmark fees or approval controls.

Attribution: Individual involvement documented. The SEC filing names the provider, executive relationship and amounts; the issuer states arm’s-length terms, which were not independently verified.

Relevance: Relevant to CFO / CEO governance, service-contract disclosure and financial-reporting oversight.

Form 20-F registration statement, Amendment No. 2 (Item 7.B, related-party transactions)

Suitability for the current role

Current role and disclosed experience: Jarek Kopias

Current role as of cutoff · analyst inference · low materiality

Resolution Minerals identifies Jarek Kopias as Chief Financial Officer and Company Secretary. The reviewed issuer page does not independently validate qualifications or establish results personally attributable to this executive. Role fit is therefore limited to the function stated in the title; broader suitability remains uncertain.

Attribution: Responsibility not applicable. This is a limited analyst assessment from the issuer-reported current role; no personal outcome is inferred.

Relevance: Role match is relevant to present oversight, but the source set is too thin to assess delivery or effectiveness.

Resolution Minerals leadership and management (Issuer current board, management or corporate directory entry)

Evidence gaps

• Full role chronology, earlier employers and dates were not independently established in this limited pass.

• Credentials and memberships were not independently verified.

• The searches documented here are open-web screening only, not exhaustive criminal, sanctions, litigation, safety or credential checks.

• This is limited open-web screening, not an exhaustive review of courts, regulators, credentials, or every former employer.

• The quarterly narrative’s A$0.59m item 6.1 and the Appendix 5B’s A$559,000 have not been reconciled.

• Historical 9 October search-log entries were not independently reconstructed; current topic coverage is limited to the actual grouped search and sources recorded here.

Career chronology

• Chief Metallurgist – Critical Metals Extraction since 12 December 2025: Resolution Minerals — Chief Metallurgist. Form 20-F registration statement, Amendment No. 2 (Item 6, pp. 51–53; role and appointment date)

• More than 10 years; Chief Metallurgist at RML since December 2025: Metallurgy / critical metals processing — Process development, piloting, flowsheet optimisation and extraction strategy. Form 20-F registration statement, Amendment No. 2 (Professional background; role commencement)

Suitability for the current role

Current role and disclosed experience: Adam Roper

Current role as of cutoff · analyst inference · low materiality

Resolution Minerals identifies Adam Roper as Chief Metallurgist. The reviewed issuer page does not independently validate qualifications or establish results personally attributable to this executive. Role fit is therefore limited to the function stated in the title; broader suitability remains uncertain.

Attribution: Responsibility not applicable. This is a limited analyst assessment from the issuer-reported current role; no personal outcome is inferred.

Relevance: Role match is relevant to present oversight, but the source set is too thin to assess delivery or effectiveness.

Resolution Minerals leadership and management (Issuer current board, management or corporate directory entry)

Evidence gaps

• Full role chronology, earlier employers and dates were not independently established in this limited pass.

• Credentials and memberships were not independently verified.

• The searches documented here are open-web screening only, not exhaustive criminal, sanctions, litigation, safety or credential checks.

• This is limited open-web screening, not an exhaustive review of courts, regulators, credentials, or every former employer.

• Historical 9 October search-log entries were not independently reconstructed; current topic coverage is limited to the actual grouped search and sources recorded here.

Career chronology

• CEO, U.S. Operations appointed July 2025; issuer appointment release dated 18 July: Resolution Minerals — CEO, US Operations. Craig Lindsay Appointed as CEO of U.S. Operations Ahead of Maiden Drilling Program (ASX release dated 18 July 2025)

• October 2005–June 2009; issuer says company sold to Energy Fuels: Magnum Uranium Corp. — Founder and CEO. Form 20-F registration statement, Amendment No. 2 (Form 20-F biography)

• Career experience; dates/project employers incomplete: U.S. resource projects — Project development from exploration through Preliminary Economic Assessment. Form 20-F registration statement, Amendment No. 2 (Form 20-F biography)

Personal achievements

Otis Gold sale and U.S. project leadership

Through April 2020 · documented · medium materiality

Excellon announced that it completed the acquisition of Otis Gold on 23 April 2020 and identified Lindsay as Otis president and CEO at completion. Resolution reports he advanced Otis’s Kilgore project through drilling and a preliminary economic assessment before the sale. This documents a transaction and exploration-stage work, not operation of a mine or proof of shareholder returns.

Attribution: Individual involvement documented. The acquirer identifies his role at the transaction; the issuer describes development work. No realized shareholder return or production is independently attributed.

Relevance: Directly relevant to U.S. exploration and transaction leadership.

Excellon completes Otis acquisition (23 April 2020 completion announcement; CEO quotation and board appointment); Craig Lindsay Appointed as CEO of U.S. Operations Ahead of Maiden Drilling Program (ASX release 18 July 2025, pp.1–2)

Suitability for the current role

Current role and disclosed experience: Craig Lindsay

Current role as of cutoff · analyst inference · low materiality

Resolution Minerals identifies Craig Lindsay as CEO, US Operations. The reviewed issuer page does not independently validate qualifications or establish results personally attributable to this executive. Role fit is therefore limited to the function stated in the title; broader suitability remains uncertain.

Attribution: Responsibility not applicable. This is a limited analyst assessment from the issuer-reported current role; no personal outcome is inferred.

Relevance: Role match is relevant to present oversight, but the source set is too thin to assess delivery or effectiveness.

Resolution Minerals leadership and management (Issuer current board, management or corporate directory entry)

Evidence gaps

• Full role chronology, earlier employers and dates were not independently established in this limited pass.

• Credentials and memberships were not independently verified.

• The searches documented here are open-web screening only, not exhaustive criminal, sanctions, litigation, safety or credential checks.

• This is limited open-web screening, not an exhaustive review of courts, regulators, credentials, or every former employer.

• Historical 9 October search-log entries were not independently reconstructed; current topic coverage is limited to the actual grouped search and sources recorded here.

Career chronology

• Identified by company on 11 September 2026; exact commencement and continued status at 31 October not confirmed: Resolution Minerals — Chief Operating Officer. Drill Program Successfully Completed at Horse Heaven (11 September 2026 webpage, final paragraph)

Suitability for the current role

Role in September 2026 and evidence limits: Steve Rieber

September 2026; October continuity unconfirmed · analyst inference · low materiality

The issuer identified Rieber as COO at the completion of Horse Heaven drilling in September 2026. His previous employer chronology and continued appointment at 31 October are not established; role-fit assessment is therefore limited.

Attribution: Responsibility not applicable. The company reported this role in September 2026; present status is not established and no personal outcome is inferred.

Relevance: Role match is relevant to present oversight, but the source set is too thin to assess delivery or effectiveness.

Drill Program Successfully Completed at Horse Heaven (11 September 2026 webpage, final paragraph)

Evidence gaps

• Full role chronology, earlier employers and dates were not independently established in this limited pass.

• Credentials and memberships were not independently verified.

• The searches documented here are open-web screening only, not exhaustive criminal, sanctions, litigation, safety or credential checks.

• This is limited open-web screening, not an exhaustive review of courts, regulators, credentials, or every former employer.

• Company SEC registration filing and current undated leadership page do not name Rieber; exact appointment and role continuation to 31 October remain unverified.

• Prior 2022 Horse Heaven experience previously cited in this report could not be verified and is not attributed to him.

• Historical 9 October search-log entries were not independently reconstructed; current topic coverage is limited to the actual grouped search and sources recorded here.

Career chronology

• Identified in 29 October 2026 issuer presentation; exact appointment date not fully established unless separately stated.: Resolution Minerals — Lead Geologist. US roadshow presentation (PDF p.11)

Suitability for the current role

Relevant experience and evidence limits

As of the dated 2025–2026 sources · analyst inference · low materiality

The issuer names Breen as lead geologist and reports extensive exploration experience including work at Horse Heaven; exact former-employer dates and qualifications are not independently verified.

Attribution: Responsibility not applicable. Role-fit inference is based on issuer-reported roles; individual outcomes and qualifications are not independently verified.

Relevance: Relevant to Horse Heaven technical and strategic execution.

US roadshow presentation (Dated issuer appointment or management slide)

Evidence gaps

• Prior career dates, independent education and professional credentials have not been comprehensively verified.

• Dedicated person- and former-employer searches across safety, legal, fraud, environment and governance are incomplete.

• Full prior-employer outcomes, registrations and individual contribution to discoveries remain unverified.

• Historical 9 October search-log entries were not independently reconstructed; current topic coverage is limited to the actual grouped search and sources recorded here.

Career chronology

• Identified in 29 October 2026 issuer presentation; exact appointment date not fully established unless separately stated.: Resolution Minerals — Lead Consulting Geologist. US roadshow presentation (PDF p.11)

• Perpetua documents co-supervision of field work in 2015–2017; full employment period not verified: Perpetua Resources — Senior resource geologist, Stibnite. Perpetua 2023 annual report (Form 10-K, mineral resource and reserve internal controls)

Personal achievements

Stibnite field-work supervision

2015–2017 · documented · medium materiality

Perpetua’s 2023 Form 10-K names Zinsser among the supervisors of 2015–17 field work, including drilling. This establishes a documented technical role but not delivery of a mine or financial returns.

Attribution: Individual involvement documented. The former operator names him as co-supervisor; no sole technical responsibility or commercial outcome is inferred.

Relevance: Evidence for geology and field-management experience.

Perpetua 2023 annual report (Mineral resource and reserve internal controls, p.39)

Suitability for the current role

Relevant experience and evidence limits

As of the dated 2025–2026 sources · analyst inference · low materiality

The issuer appointed Zinsser in June 2025, reports prior Stibnite and Horse Heaven work, and names him in its October 2026 team. Perpetua separately names him as a supervisor of 2015–17 field work.

Attribution: Responsibility not applicable. Role-fit inference is based on issuer-reported roles; individual outcomes and qualifications are not independently verified.

Relevance: Relevant to Horse Heaven technical and strategic execution.

Appointment of Austin Zinsser (Dated issuer appointment or management slide); US roadshow presentation (29 October 2026 presentation p.11); Perpetua 2023 annual report (Form 10-K: field-work supervision)

Evidence gaps

• Prior career dates, independent education and professional credentials have not been comprehensively verified.

• Dedicated person- and former-employer searches across safety, legal, fraud, environment and governance are incomplete.

• Exact Perpetua and Stallion tenure and independent current licences remain unverified.

• Historical 9 October search-log entries were not independently reconstructed; current topic coverage is limited to the actual grouped search and sources recorded here.

Career chronology

• Appointed July 2025; identified in 29 October 2026 issuer presentation.: Resolution Minerals — Senior Strategic Adviser. US roadshow presentation (PDF p.11); Strategic advisors appointed (21 July 2025 appointment)

• 14 November 2016 to 17 June 2022: Lake Resources — Managing Director and CEO. Lake Resources 2022 annual report (Audited remuneration report, managing director service agreement)

• Resigned 30 July 2014: Indochine Mining — Chief executive officer. Indochine funding and board change (ASX announcement 30 July 2014)

Business failures and setbacks

Indochine financing difficulty and later creditor case

2014–2015 · documented · medium materiality

Indochine disclosed financing discussions and Promnitz’s CEO resignation on 30 July 2014. The company entered administration in March 2015 after a later funding withdrawal. As a creditor, Promnitz challenged a creditors’ resolution and deed; in August 2015 the Federal Court dismissed his proceeding and ordered costs. The administration occurred after his departure and the judgment does not establish personal misconduct.

Attribution: Employer context; no individual link established. His CEO role had ended before the administration; his later role was as plaintiff and creditor, not a defendant found responsible.

Relevance: Prior-employer financial and legal outcome relevant to a strategic adviser.

Indochine funding and board change (ASX announcement, p.1); Promnitz v Indochine Mining [2015] FCA 857 (Orders and reasons, paragraphs 1, 20 and final orders)

Litigation and enforcement

Disputed Lake receivable settled

FY2022–FY2024 · issuer reported · high materiality

Lake’s 2022 accounts disclosed A$1,077,773 in advances and expense payments linked to Promnitz and said some transactions were disputed. Its 2023 annual report described offsets, a write-down and a final A$200,000 settlement amount; its 2024 annual report said the dispute was resolved to all parties’ satisfaction and the final amount was received. These are issuer disclosures, not a finding of wrongdoing.

Attribution: Individual involvement documented. The issuer names Promnitz and states amounts were disputed and subsequently settled; no personal misconduct finding was established.

Relevance: Material related-party and governance context, with the later outcome retained.

Lake Resources 2022 annual report (Note 6(b), printed p.68); Lake Resources 2023 annual report (Trade and other receivables note); Lake Resources 2024 annual report (Note 8(a), printed p.80)

Governance and interests

Lake reported unapproved closed-period trades

April–July 2022 · issuer reported · high materiality

Lake reported that Promnitz traded shares on 20–22 April 2022 during a closed period without the required advance written clearance and had not notified the company secretary. Lake described this as inadvertent non-compliance, said permission was sought after the trades, and described steps to update governance processes. This is Lake’s account; no independent regulatory finding or personal response about the incident was located.

Attribution: Individual involvement documented. Lake identifies the individual and the trading-policy issue, while characterising the failure as inadvertent. No insider-trading or other statutory breach is inferred.

Relevance: Relevant to governance and disclosure controls.

Lake response to short-seller report (Lake response, On the Disclosure of share trades, reproduced text)

Suitability for the current role

Relevant experience and evidence limits

As of the dated 2025–2026 sources · analyst inference · low materiality

Resolution named Promnitz a strategic adviser in July 2025 and continued to list him on its 29 October 2026 management slide. He led Lake Resources during its exploration and pre-feasibility stages.

Attribution: Responsibility not applicable. Role-fit inference is based on issuer-reported roles; individual outcomes and qualifications are not independently verified.

Relevance: Relevant to Horse Heaven technical and strategic execution.

Strategic advisors appointed (Dated issuer appointment or management slide); US roadshow presentation (29 October 2026 presentation p.11)

Evidence gaps

• Prior career dates, independent education and professional credentials have not been comprehensively verified.

• Dedicated person- and former-employer searches across safety, legal, fraud, environment and governance are incomplete.

• The underlying individual regulator records, complete career outcomes and independent credentials remain incomplete.

• The underlying closed-period trading matter has not been independently checked against a final regulatory disposition, if any.

• Historical 9 October search-log entries were not independently reconstructed; current topic coverage is limited to the actual grouped search and sources recorded here.