Price, volume & events
CloseVolumeFair-value rangeOverlay
Loading market history…
Drag to zoom · double-click to reset
- Last 2026-11-06
- A$0.18
- 1D
- —
- 1M
- —
- YTD
- —
- 1Y
- —
- Fair value
- Locked: sign in to view
- Upside
- Locked: sign in to view
- Mkt cap
- A$98.5M
- EV
- A$86.9M
- Cash
- A$57.4M
- Debt
- A$45.8M
1 newer ASX announcement not yet reflected in this valuation
- Notification of cessation of securities - LOTPost Cash Checkpoint Security Event
Investment view
Rating locked: sign in to view
Investment view
Our rating, thesis and what the price implies are available to subscribers.
Sign in or enter a guest codeAnnouncements
Latest 12 of 8All sources ▸- Quarterly Activities and Cash Flow Report - September 2026 (incl. Appendix 5B)Operations
- Lotus Resources 2026 Annual Report to ShareholdersResults
- Quarterly Activities and Cash Flow Reports - June 2026Operations
- Investor Presentation - Operational and Balance Sheet Reset (23 July 2026)Presentation
- Quarterly Activities and Cash Flow Reports - March 2026Operations
- Half Year Financial Report - 31 December 2025Results
- Completion of Share Capital Consolidation (22 January 2026)Corporate Action
- Updated Letlhakane Scoping Study (12 March 2025)Study
Event calendar · next 12 months
3 events| Timing | Event | Category | Confidence | Materiality | Investor relevance |
|---|---|---|---|---|---|
| Late CY2026, company-guided | Kayelekera steady-state production target (about 200klb a month) | Production | Company Guided | High | Tests whether recoveries and acid supply hold above 80%; drives the cost base. |
| Mid-December 2026 quarter, company-guided | Inaugural uranium shipment (about 145klb) from Kayelekera | Production | Company Guided | High | First export and first cash receipts; needs remaining export permits and assay of product. |
| Due by 31 January 2027 under ASX rules | December 2026 quarterly activities and 5B report | Results | Inferred | Medium | First quarter with first sales expected; shows production, cost and cash receipts. |
Executive roster
As of 2026-09-30Background checks ▸Executive directors, CEO, named senior management and company secretary from the 2026 annual report corporate directory and the 3 Sep 2026 announcement (annual report p.2 and p.56). Non-executive directors are excluded as the schema requires.
| Executive | Title | Normalized role | Appointed | Sources |
|---|---|---|---|---|
| Gregory Bittar | Managing Director · Chief Executive Officer | Executive Director · Chief Executive | — | Lotus Resources 2026 Annual Report to Shareholders |
| Melissa Roberts | Chief Financial Officer | Finance · Senior Management | — | Lotus Resources 2026 Annual Report to Shareholders |
| Sam Penglis | Chief Operating Officer | Operations · Senior Management | 2026-09-03 | Lotus Resources 2026 Annual Report to Shareholders |
| Fletcher Hancock | Company Secretary and General Counsel | Company Secretary | 2026-09-21 | Lotus Resources 2026 Annual Report to Shareholders |
devCoverage status: Complete As Disclosed
Portfolio detail
Assets
Core asset
Kayelekera Uranium Mine
MW
Ramping Producer85% ownedUranium
Restarted September 2025; production paused June 2026 for acid supply and plant issues; resumed August 2026 at reduced rate. First export shipment (about 145klb, Orano CE) scheduled for the mid-December 2026 quarter; steady-state target 2.4Mlb a year late CY2026 onward.
- Production annualised (attributable)
- 346.1k lbd
- Production (last FY, 100%)
- 332.1k lb
- AISC (latest quarter)
- —
- AISC margin at spot
- —
- Delivery vs guidance
- —
- Reserve life
- 67.8 yrsd
- Head grade
- 803 ppm
Resources & reserves4
| Type | Category | Quantity | Grade | Contained minerals | Date |
|---|---|---|---|---|---|
| Mineral Resource | total (incl. reserves), 100% basis | 41.6 Mt | 490 ppm U3O8 | Uranium | 2026-06-30 |
| Mineral Resource | measured and indicated (incl. RoM) | 30.9 Mt | 528 ppm U3O8 (derived) | Uranium | 2026-06-30 |
| Mineral Resource | inferred (incl. low-grade stockpiles) | 10.7 Mt | 377 ppm U3O8 (derived) | Uranium | 2026-06-30 |
| Ore Reserve | proved and probable incl. RoM stockpile, 100% basis | 15.4 Mt | 663 ppm U3O8 | Uranium | 2026-06-30 |
Milestones2
- First uranium export shipment (about 145klb) from Walvis Bay
Pending · High materiality
- Steady-state production of about 200klb a month
Pending · High materiality
Permits & approvals1
| Permit | Jurisdiction | Status | Expiry | Critical path |
|---|---|---|---|---|
| Malawi atomic energy regulator approval and Zambia, Namibia transport and export approvals for uranium shipment | Malawi / Zambia / Namibia | Granted | — | No |
Core asset
Letlhakane Uranium Project
BW
Scoping Study Developer100% ownedUranium
Scoping study (March 2025) defines a 10-year, about 2.9Mlb a year case. Resource conversion drilling was not complete at 30 June 2026 and no Ore Reserve is declared.
- Contained metal (attributable)
- 113.7m lbd
- Resource grade
- 363 ppm
- % Measured + Indicated
- 50%d
- Resource tonnes
- 142.20 Mt
- Our value per attrib. contained unit
- Locked
- Mining method
- open pit: truck-and-shovel waste, continuous surface miners for ore, heap leach processings
Published study economicsIssuer or study metrics
Initial capexUS$465.4MPublished capital estimate
Operating cost41.1USD/lb
Scoping study selected case about US$65/lb; total cash cost, not AISC; NPV, IRR and discount rate not disclosed in the study pages read.
Resources & reserves3
| Type | Category | Quantity | Grade | Contained minerals | Date |
|---|---|---|---|---|---|
| Mineral Resource | indicated | 71.6 Mt | 360 ppm U3O8 | Uranium | 2026-06-30 |
| Mineral Resource | inferred | 70.6 Mt | 366 ppm U3O8 | Uranium | 2026-06-30 |
| Mineral Resource | total | 142.2 Mt | 363 ppm U3O8 | Uranium | 2026-06-30 |
Economic studies1
| Study | Stage | Status | Date | Summary |
|---|---|---|---|---|
| Updated Letlhakane Scoping Study | Scoping Study | Current | 2025-03-12 | Selected case about US$65/lb: 10-year life, 2.9Mlb a year average, 28.9Mlb life-of-mine, US$465.4M initial capital, total cash cost US$41.1/lb. AACE Class 5 (+/-30%). NPV and IRR not disclosed in the pages read. |
d derivedr our researchg guidances study forecastm daily marketNo marker: as reported— / NM missing or not meaningful (hover for why)
Funding, performance and ownership
Financials & Capital
Liquidity
Financial position
Cash of A$57.4M covers about one quarter at the September quarter burn; the business needs the Mercuria prepayment and first sales to fund operations without further equity or convertible funding. Debt is the drawn US$7.4M equipment facility (about A$10.8M) plus the A$35M convertible notes issued 9 Sep 2026.
Inventory composition1
Inventory carrying value A$46.5M at 30 June 2026 (annual report, balance sheet). The September quarter build is not separated in the documents read; the inaugural 145klb shipment is part of 159.5klb already accepted by Orano CE.
- Uranium inventory and ROM stockpiles at 30 June 2026 (carrying value A$46.5M, incl. ex-Paladine and RoM)
- A$46.5M carrying
Capital structure
Ownership and dilution
- Ordinary shares
- 547M
- Fully diluted
- 615.8M
Fully diluted = 547,045,342 ordinary + 1,709,289 options + 765,818 performance rights + 66,287,879 warrants = 615,808,328. Options are counted in full, which is conservative because the A$3.45 options are out of the money at the reference price. The convertible notes are excluded because their conversion shares depend on a variable price; they are a claim on equity value, not counted as shares. Valuation (valuation.json) uses a treasury-method count of 548,911,750: ordinary shares plus nil-strike options (1,100,590) and performance rights (765,818). It excludes the A$3.45 options (608,699) and the A$0.85 warrants (66,287,879), which are out of the money at the valuation (per share A$0.14 probability-weighted, below both strikes), and the convertible notes, which are debt in the equity bridge.
Security classes5
| Class | Type | Quantity | Strike | Expiry |
|---|---|---|---|---|
| Fully paid ordinary shares | Ordinary Share | 547M | — | — |
| Unlisted options (several strikes; A$3.45 and nil) | Option | 1.7M | — | — |
| Performance rights (expiry 30 Jun 2030) | Performance Right | 765.8K | A$0 | 2030-06-30 |
| Detachable warrants issued to CVI (Heights-managed) | Other | 66.3M | A$0.85 | 2031-09-07 |
| 350 senior unsecured convertible notes, A$100,000 each, variable conversion price with A$0.11 floor (excluded from fully diluted count; conversion shares not determinable from the documents) | Convertible | 350 | — | 2031-09-07 |
Actuals and forecasts
Financial statements
| AUD | Unit | Trend | FY2025AA | FY2026AA |
|---|---|---|---|---|
| Operations | ||||
| Uranium produced (100% basis) | Mlb U3O8 | 0.00 | 0.33 | |
| Unit costs | ||||
| Operating cost per lb (A$, incl. fixed site cost) | AUD/lb U3O8 | — | 277.2 | |
| Profit and loss | ||||
| Revenue | AUDm | 0.0 | 0.0 | |
| Operating costs incl. royalties | AUDm | 7.5 | 92.0 | |
| EBITDA | AUDm | (7.5) | (92.0) | |
| Net loss after tax (total) | AUDm | (15.6) | (100.1) | |
| Cash flow | ||||
| Operating cash flow | AUDm | (10.3) | (114.9) | |
| Capex (sustaining and growth) | AUDm | 63.4 | 68.9 | |
| Free cash flow | AUDm | (73.7) | (183.8) | |
| Balance sheet | ||||
| Cash and cash equivalents | AUDm | 54.1 | 30.2 | |
| Borrowings | AUDm | 0.0 | 10.5 | |
| Net debt (cash) | AUDm | (54.1) | (19.7) | |
| Multiples and ratios | ||||
| EV / EBITDA (x, current EV) | x | (11.9) | (1.0) | |
| P / E (x, current market cap) | x | (6.5) | (1.0) | |
| FCF yield (current market cap) | % | -72.8% | -181.6% | |
| EBITDA margin | % | — | — | |
| Net debt / EBITDA (x) | x | 7.2 | 0.2 | |
KPI history
Operating metrics · Kayelekera Uranium Mine
| Metric | Unit | Trend | June 2026 | September 2026 |
|---|---|---|---|---|
| Kayelekera uranium produced (100% mine basis) | lb U3O8 | 155,900 | 101,800 |
Operating metric source table9
| Metric | Project | Period | Period type | Value | Status |
|---|---|---|---|---|---|
| Kayelekera uranium produced (100% mine basis) | Kayelekera | June 2026 quarter | Quarter | 155,900 lb U3O8 | Reported |
| Kayelekera uranium produced (100% mine basis) | Kayelekera | September 2026 quarter | Quarter | 101,800 lb U3O8 | Reported |
| Kayelekera uranium produced FY2026 (100% mine basis) | Kayelekera | FY2026 (year to 30 June 2026) | Year | 332,100 lb U3O8 | Reported |
| Kayelekera head grade | Kayelekera | September 2026 quarter | Quarter | 803 ppm U3O8 | Reported |
| Kayelekera recovery (September quarter; 80% in September) | Kayelekera | September 2026 quarter | Quarter | 69 % | Reported |
| Kayelekera ore milled | Kayelekera | September 2026 quarter | Quarter | 81,900 t ore | Reported |
| Kayelekera production costs (cash, A$43.2M; not AISC) | Kayelekera | September 2026 quarter | Quarter | 43,220,000 AUD production cost (total, not per lb) | Reported |
| Cash and cash equivalents | Company | 30 June 2026 | Point In Time | 30,185,667 AUD | Reported |
| Cash (excluding US$10.0M restricted) | Company | 30 September 2026 | Point In Time | 57,400,000 AUD | Reported |
Company guidance2
| Metric | Project | Period | Low | High | Status |
|---|---|---|---|---|---|
| Steady State Production | kayelekera | first six years of production excluding ramp-up | 2,400,000 | 2,400,000 lb U3O8 per year | Current |
| Monthly Production Target | kayelekera | late CY2026 | 200,000 | 200,000 lb U3O8 per month | Current |
Capital history
Capital events
| Date | Event | Amount | Shares | Price | Status | Terms |
|---|---|---|---|---|---|---|
| 2026-08-20Ann. 2026-07-23 | Raising | A$60.1M | 273.4M | — | Completed | — |
| 2026-09-09Ann. 2026-07-23 | DebtSenior Unsecured Convertible Notes With Detachable Warrants | A$35M | 350 | A$100,000 | Completed | A$35M, 350 notes issued to CVI Investments, Inc. (managed by Heights Capital Management) after shareholder approval on 2 Sep 2026, with 66,287,879 warrants at A$0.85. Up to five-year term; expiry 7 Sep 2031 per annual report (quarterly states 2029, treated as an error).Max 350 · Until 2031-09-07 · Holder approval required |
Contracts and ownership
Material economic arrangements These are deals that can affect sales, costs, funding or ownership. An arrangement marked “Included in valuation” may already be built into a project estimate or the bridge to shareholder value. A separate amount is shown only when one can be estimated; do not add it again.
Arrangements identified in the documents read: Kayelekera royalties (half-year note), Mercuria marketing and prepayment (annual report, presentation) and contracted volumes to CY2029. Not an exhaustive contract review.
Uncapped 5% royalty on Kayelekera revenue to the Malawi Government; payable once sales begin.
Royalty · Active- Counterparties
- Government of Malawi
- Applies to
- Kayelekera Uranium Mine · Uranium
- Economic direction
- Burden
- Period
- Dates not stated
- Key terms
- royalty on revenue, uncapped: 5 %
How it affects our valuation
No valuation treatment is available for this arrangement.
3.5% royalty on revenue capped at A$5M to Paladin Energy.
Royalty · Active- Counterparties
- Paladin Energy Limited
- Applies to
- Kayelekera Uranium Mine · Uranium
- Economic direction
- Burden
- Period
- Dates not stated
- Key terms
- royalty on revenue, capped: 3.5 %
royalty cap: 5,000,000 AUD
How it affects our valuation
No valuation treatment is available for this arrangement.
Uncapped 0.75% royalty on revenue to Power Resources Inc.
Royalty · Active- Counterparties
- Power Resources Inc (Cameco subsidiary)
- Applies to
- Kayelekera Uranium Mine · Uranium
- Economic direction
- Burden
- Period
- Dates not stated
- Key terms
- royalty on revenue, uncapped: 0.75 %
How it affects our valuation
No valuation treatment is available for this arrangement.
3.3Mlb contracted under fixed pricing out to CY2029; the company is renegotiating CY2026 delivery commitments to reduce exposure.
Offtake · Active- Counterparties
- Existing utility customers (contracted volumes)
- Applies to
- Kayelekera Uranium Mine · Uranium
- Economic direction
- Benefit
- Period
- Through 2029-12-31; start date not stated
- Key terms
- contracted volume at fixed pricing: 3.3 Mlb U3O8
How it affects our valuation
No valuation treatment is available for this arrangement.
30-month marketing of up to 3.0Mlb at market-linked pricing with a US$30M inventory-backed prepayment facility. Binding commitment letter after year end; definitive documents subject to conditions.
Offtake · Conditional- Counterparties
- Mercuria Energy Trading S.A.
- Applies to
- Kayelekera Uranium Mine · Uranium
- Economic direction
- Mixed
- Period
- Dates not stated
- Key terms
- marketing volume: 3 Mlb U3O8
inventory-backed prepayment facility: 30,000,000 USD
How it affects our valuation
No valuation treatment is available for this arrangement.
Intrinsic value
Valuation
Valuation
Bear, base and bull values, investment cases, project valuations and the equity bridge are available to subscribers.
Sign in or enter a guest codeResource-price transmission
Sensitivity lab
Sensitivity lab
How our fair value responds to commodity prices and other drivers is available to subscribers.
Sign in or enter a guest codePeople, delivery and responsibility
Management background checks
The team delivered a restart but sustainable production and exports remained unfinished after material processing, delivery and water-quality concerns. The review is partial and individual attribution is limited.
Decision-relevant facts
Material summary
Gregory Bittar
Managing Director and Chief Executive Officer
Company SuccessIssuer Reported · High materiality
Restart achieved; ramp-up remains difficult
Lotus reported restarting Kayelekera and first uranium production in 2025; FY2026 produced 332.1 thousand pounds of uranium oxide while its board acknowledged operational and cost targets were missed. In September 2026 quarter it produced 101.8 thousand pounds over 31 processing days.
Role overlaps event; causation unproven · CEO role overlaps the restart; no specific personal causal contribution is established.
Annual Report 2026 · Chair/MD letter and operating review pp.4–14
September 2026 quarterly report · pp.1–4
SafetyDisputed · High materiality
Disputed water quality and corrective response
A March 2026 Mail & Guardian report described a Karonga district audit alleging treated drinking-water and sanitation failures, including two uranium readings above Malawi’s drinking-water limit. Lotus said the audit was preliminary and that the team did not itself sample; Bittar said bottled water was being provided and monitoring and treatment were being improved. The article reported NWRA testing was then pending. A later investigation was identified but could not be opened; the subsequent regulator results and current remediation status remain unknown.
Role overlaps event; causation unproven · Bittar was CEO and personally gave the company response; the report does not establish his personal responsibility for the water findings.
Uranium mine audit flags toxic water and sanitation failures · March 20 report, district audit, company and NWRA responses
GovernanceIssuer Reported · High materiality
Production metrics retracted and ASX query
In April 2026 Lotus retracted earlier head-grade and recovery metrics after reporting assay and measurement inconsistencies. In May ASX queried when Lotus became aware of operating information; Lotus provided its explanation and described its view of materiality. A query is not itself a finding of breach.
Role overlaps event; causation unproven · Bittar was CEO when the disclosures were made; no individual breach or intent has been established.
March 2026 Quarterly Activities · pp.2–4, retractions and remediation
Response to ASX Aware Query · pp.1–3, company reply and ASX query
Evidence gaps · 5
- Independent credential and professional-membership verification was not obtained.
- Full prior-employer chronology, outcomes and personal contributions were not established.
- Open-web searches and accessible public records are a limited screening, not an exhaustive court, regulator, sanctions or criminal-record check.
- Several topic rows reuse one broad search; dedicated person-specific former-employer, fraud, safety, environmental, legal and regulator searches remain incomplete.
- The original district water audit, regulator test results and later remediation status could not be independently established.
Melissa Roberts
Chief Financial Officer
FailureDocumented · High materiality
Auditor flagged material going-concern uncertainty
Lotus’s FY2026 auditor reported a material uncertainty regarding going concern linked to operational and funding plans, while not modifying the audit opinion. The company reported A$60.1 million in entitlement proceeds and A$35 million in convertible notes after the year end.
Role overlaps event; causation unproven · Roberts was CFO; no personal responsibility for the uncertainty is established.
Annual Report 2026 · pp.135 and 139, funding and audit opinion
Personal SuccessIssuer Reported · Medium materiality
Talga financing work attributed by former employer
On Roberts’s departure Talga’s chair credited her with financing work, including European Investment Bank funding approval and a successful €70 million Innovation Fund grant application. These are employer-attributed contributions, not proof of commercial mine completion.
Individual involvement documented · Talga’s chair explicitly attributed financing work to her; claimed individual contribution is not independently audited.
Talga to relocate Group CFO role to Europe · p.1, chair statement and funding
Evidence gaps · 5
- Independent credential and professional-membership verification was not obtained.
- Full prior-employer chronology, outcomes and personal contributions were not established.
- Open-web searches and accessible public records are a limited screening, not an exhaustive court, regulator, sanctions or criminal-record check.
- Several topic rows reuse one broad search; dedicated person-specific former-employer, fraud, safety, environmental, legal and regulator searches remain incomplete.
- Talga announced a planned 31 December 2024 departure; its 2025 annual report could not be opened to independently confirm the actual end date.
Sam Penglis
Chief Operating Officer
Company SuccessIssuer Reported · Medium materiality
Acid-plant repair and partial production resumption
Lotus appointed Penglis interim COO in May 2026 and reported restoring acid production and resuming uranium processing in August after a June pause. In the September quarter the plant operated 31 days and produced 101.8 thousand pounds.
Role overlaps event; causation unproven · The operational role overlapped the response; the company does not quantify his individual contribution or establish personal fault for the earlier failure.
Key Appointments · p.1, interim/permanent appointment
September 2026 quarterly report · pp.1–4
FailureDocumented · Medium materiality
BHP Nickel West suspension
Leadership WA named Penglis BHP Head of Asset Integration in 2024. In July 2024 BHP announced Western Australia Nickel would be suspended, citing market oversupply and prior impairment; his exact dates and involvement in that decision are not established.
Employer context; no individual link established · He held a BHP role; his responsibility for the suspension is not established.
2024 annual review · p.36, BHP role
Western Australia Nickel to temporarily suspend operations · July 2024 suspension and market context
Evidence gaps · 4
- Independent credential and professional-membership verification was not obtained.
- Full prior-employer chronology, outcomes and personal contributions were not established.
- Open-web searches and accessible public records are a limited screening, not an exhaustive court, regulator, sanctions or criminal-record check.
- Several topic rows reuse one broad search; dedicated person-specific former-employer, fraud, safety, environmental, legal and regulator searches remain incomplete.
Fletcher Hancock
General Counsel and Company Secretary
EnvironmentDocumented · Medium materiality
Prior employer’s Tormin environmental settlement
AFP reported in October 2022 that Mineral Commodities’ Tormin operator settled an environmental group’s case and committed to additional environmental checks. Hancock, then the company’s legal counsel, told AFP the company intended to operate responsibly.
Role overlaps event; causation unproven · His former employer’s legal role overlapped; the article does not establish personal wrongdoing or responsibility for the underlying issues.
Surfers, miners fight over South Africa white beaches · Tormin litigation, settlement and company statement
Key Appointments · p.1, 2018–2022 Mineral Commodities tenure
Evidence gaps · 4
- Independent credential and professional-membership verification was not obtained.
- Full prior-employer chronology, outcomes and personal contributions were not established.
- Open-web searches and accessible public records are a limited screening, not an exhaustive court, regulator, sanctions or criminal-record check.
- Several topic rows reuse one broad search; dedicated person-specific former-employer, fraud, safety, environmental, legal and regulator searches remain incomplete.
Gustav du Toit
General Manager, Kayelekera
Company SuccessIssuer Reported · Medium materiality
Centamin cited Sukari operational reset
In its 2024 interim results Centamin said Gustav du Toit had led a reinvestment programme and operational reset during two and a half years as Sukari general manager, before promotion to chief operating officer. Lotus reports its GM previously held senior roles at Centamin and Barrick.
Individual involvement documented · Centamin attributes leadership of the reset to him; independently quantified personal contribution was not established.
Centamin interim results H1 2024 · CEO operational review, corporate appointments
Board and management · Gustav du Toit biography
SafetyDisputed · High materiality
Kayelekera site water concerns
During the period Lotus identified du Toit as Kayelekera general manager, independent reporting described a preliminary district water audit raising sanitation and water-quality concerns. Lotus disputed the audit’s sampling status and said bottled water and treatment improvements were being provided. The full official report and final test results were not obtained. The March article reported national regulator testing was pending at that time; a later report could not be opened, so the subsequent outcome is unknown.
Role overlaps event; causation unproven · Lotus reported his appointment in January 2026, before the February audit; no personal responsibility is established.
March 2026 Quarterly Activities · p.2, general manager commenced in March quarter
Uranium mine audit flags toxic water and sanitation failures · District audit and Lotus/Bittar response
Annual Report 2026 · p.36, January 2026 appointment
Evidence gaps · 5
- Independent credential and professional-membership verification was not obtained.
- Full prior-employer chronology, outcomes and personal contributions were not established.
- Open-web searches and accessible public records are a limited screening, not an exhaustive court, regulator, sanctions or criminal-record check.
- Several topic rows reuse one broad search; dedicated person-specific former-employer, fraud, safety, environmental, legal and regulator searches remain incomplete.
- The full district audit and the regulator’s test results were not obtained; the outcome after the March report is unknown.
Sarel Malan
Processing Manager, Kayelekera
FailureIssuer Reported · Medium materiality
Processing measurement and ramp-up limitations
The April 2026 quarterly report named Malan as having commenced during the March quarter and retracted earlier grade and recovery figures, citing measurement and assay issues. Lotus later reported a June shutdown and August restart, with plant recovery improving to 69% for the September quarter.
Role overlaps event; causation unproven · His role overlaps part of the period, but exact appointment date, individual responsibility and causes have not been established.
March 2026 Quarterly Activities · pp.2–4, role and retractions
September 2026 quarterly report · pp.1–4, processing outcomes
Evidence gaps · 5
- Independent credential and professional-membership verification was not obtained.
- Full prior-employer chronology, outcomes and personal contributions were not established.
- Open-web searches and accessible public records are a limited screening, not an exhaustive court, regulator, sanctions or criminal-record check.
- October 2026 quarterly spells this name Malen while March 2026 quarterly and issuer biography spell it Malan; the identity link is inferred from role and timing.
- Several topic rows reuse one broad search; dedicated person-specific former-employer, fraud, safety, environmental, legal and regulator searches remain incomplete.
Rustum Norman
Engineering Manager, Kayelekera
No supported material findings selected. See this executive’s report and evidence gaps.
Evidence gaps · 4
- Independent credential and professional-membership verification was not obtained.
- Full prior-employer chronology, outcomes and personal contributions were not established.
- Open-web searches and accessible public records are a limited screening, not an exhaustive court, regulator, sanctions or criminal-record check.
- Several topic rows reuse one broad search; dedicated person-specific former-employer, fraud, safety, environmental, legal and regulator searches remain incomplete.
Christian Catalano
Senior Manager, Corporate Development and Analysis
No supported material findings selected. See this executive’s report and evidence gaps.
Evidence gaps · 4
- Independent credential and professional-membership verification was not obtained.
- Full prior-employer chronology, outcomes and personal contributions were not established.
- Open-web searches and accessible public records are a limited screening, not an exhaustive court, regulator, sanctions or criminal-record check.
- Several topic rows reuse one broad search; dedicated person-specific former-employer, fraud, safety, environmental, legal and regulator searches remain incomplete.
John Baines
Commissioning and Metallurgy (cutoff continuity unconfirmed)
Personal SuccessIssuer Reported · Medium materiality
Letlhakane study appointment
Lotus appointed Baines to oversee Letlhakane work in 2024, citing uranium metallurgy experience at Olympic Dam and other projects. Later study outcomes are company results; his specific contribution and continued engagement have not been established.
Individual involvement documented · The appointment to oversee the programme is documented; it is not proof of study completion or economic success.
Lotus implements work program to unlock Letlhakane value potential · p.1, appointment and programme
Evidence gaps · 5
- Independent credential and professional-membership verification was not obtained.
- Full prior-employer chronology, outcomes and personal contributions were not established.
- Open-web searches and accessible public records are a limited screening, not an exhaustive court, regulator, sanctions or criminal-record check.
- Most recent issuer evidence for this appointment predates the cutoff; the issuer webpage is undated, so continuation at the exact cutoff is not independently dated.
- Several topic rows reuse one broad search; dedicated person-specific former-employer, fraud, safety, environmental, legal and regulator searches remain incomplete.
Philip Schoeman
Mining Manager (cutoff continuity unconfirmed)
No supported material findings selected. See this executive’s report and evidence gaps.
Evidence gaps · 4
- Independent credential and professional-membership verification was not obtained.
- Full prior-employer chronology, outcomes and personal contributions were not established.
- Open-web searches and accessible public records are a limited screening, not an exhaustive court, regulator, sanctions or criminal-record check.
- Several topic rows reuse one broad search; dedicated person-specific former-employer, fraud, safety, environmental, legal and regulator searches remain incomplete.
Robert Rich
Sales and Marketing Executive (cutoff continuity unconfirmed)
GovernanceIssuer Reported · Medium materiality
Earlier offtake work and later delivery shortfall
Lotus said Rich led offtake discussions in FY2023. Its FY2026 accounts reported a US$3.24 million payable in relation to non-delivery of 300,000 pounds; production and export delays affected deliveries. His precise role in those contracts or later shortfall is not established.
Responsibility unresolved · The issuer connects him to 2023 discussions; his involvement in individual contracts or 2026 delivery is unverified.
2023 annual report · p.11, offtake discussions
Annual Report 2026 · contingent liabilities / offtake notes
Evidence gaps · 5
- Independent credential and professional-membership verification was not obtained.
- Full prior-employer chronology, outcomes and personal contributions were not established.
- Open-web searches and accessible public records are a limited screening, not an exhaustive court, regulator, sanctions or criminal-record check.
- Most recent issuer evidence for this appointment predates the cutoff; the issuer webpage is undated, so continuation at the exact cutoff is not independently dated.
- Several topic rows reuse one broad search; dedicated person-specific former-employer, fraud, safety, environmental, legal and regulator searches remain incomplete.
Company ownership
Investors & shareholders
Top registered shareholders
Register at 2026-09-21 · 547,045,342 issued shares
| # | Investor / registered holder | % issued shares | Shares held |
|---|---|---|---|
| 1 | 12.84% | 70,223,864 | |
| 2 | 10.52% | 57,531,899 | |
| 3 | 7.35% | 40,201,755 | |
| 4 | 6.17% | 33,735,363 | |
| 5 | 4.05% | 22,132,043 | |
| 6 | 3.88% | 21,236,913 | |
| 7 | 3.18% | 17,380,000 | |
| 8 | 2.96% | 16,195,229 | |
| 9 | 1.65% | 9,000,000 | |
| 10 | 1.49% | 8,165,990 | |
| 11 | 1.43% | 7,843,983 | |
| 12 | 1.38% | 7,544,789 | |
| 13 | 1.16% | 6,368,796 | |
| 14 | 0.85% | 4,644,753 | |
| 15 | 0.55% | 3,000,000 | |
| 16 | 0.55% | 3,000,000 | |
| 17 | 0.46% | 2,500,000 | |
| 18 | 0.43% | 2,361,783 | |
| 19 | 0.40% | 2,184,693 | |
| 20 | 0.40% | 2,166,750 |
Disclosed substantial holders
Latest reviewed disclosure for each holder or reporting group
| Investor / reported group | Disclosed holding | Holding at |
|---|---|---|
| 8.02%Voting power | 2026-10-15 | |
| 6.64%Voting power | 2026-10-09 |
Sources & review notesEvidence checked through 2026-10-31
Coverage and limitations
- Registered nominee and group relevant-interest holdings can overlap and must not be summed.
- The annual report identifies Sprott Inc as a substantial holder at an earlier notice date, but subsequent substantial-holder history was not fully reconciled; this view remains partial. State Street’s notice refers to Sprott-managed funds in securities-lending positions and cannot be treated as Eric Sprott’s personal interest.
- Two identical BNP Paribas account names are separately listed in the source and are distinguished by entry number.
- The 2026 January 11.5-for-1 consolidation predates this register; these figures are post-consolidation.
Sources
- 2026 annual report
Lotus Resources Limited via ASX · Published 2026-09-28 · Accessed 2026-10-31
Ordinary share capital and twenty largest registered holders at 21 September.
downloads/LOT/2026/2026-09-28_2026 Annual Report to Shareholders_1cb0d869987c8098.pdf, PDF pages 143 and 145
- Change in substantial holding
Lotus Resources Limited via ASX · Published 2026-10-19 · Accessed 2026-10-31
State Street group present relevant interest 43,877,770 shares, 8.02%, as at 15 October.
downloads/LOT/2026/2026-10-19_Change in substantial holding_a5ffcd2a5c4587a7.pdf, page 1
- Change in substantial holding
Lotus Resources Limited via ASX · Published 2026-10-14 · Accessed 2026-10-31
JPMorgan group relevant interest 36,348,911 shares and 6.64% as at 9 October.
downloads/LOT/2026/2026-10-14_Change in substantial holding_8948cff09d93cc93.pdf, page 1
Disclosed activity
Insider transactions
Trading activity58 buys · 68 sells shownNet cash last 12 months −A$147.1kShow chartHide chart
On-market buyPlacement / plan subscriptionSaleMarker size = cash valueGrant, exercise, expiry or transferBars: cash bought (up) and sold (down) per month
| Date | Person / account | Activity / security | Quantity | Cash consideration | Price | Holding after |
|---|---|---|---|---|---|---|
| 2026-09-17 | State Street Corporation and subsidiariesState Street Bank and Trust Company
Details & evidence for State Street Corporation and subsidiaries on 2026-09-17As disclosed: Annexure A row 130: 17/09/2026; +171,000 Ordinary; cash n/a; non-cash n/a
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Becoming a substantial holder ↗ | OtherOrdinary shares | 171,000 | —Not Disclosed | — | — |
| 2026-09-17 | State Street Corporation and subsidiariesState Street Bank and Trust Company
Details & evidence for State Street Corporation and subsidiaries on 2026-09-17As disclosed: Annexure A row 129: 17/09/2026; +348,460 Ordinary; cash n/a; non-cash n/a
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Becoming a substantial holder ↗ | OtherOrdinary shares | 348,460 | —Not Disclosed | — | — |
| 2026-09-17 | State Street Corporation and subsidiariesState Street Bank and Trust Company
Details & evidence for State Street Corporation and subsidiaries on 2026-09-17As disclosed: Annexure A row 128: 17/09/2026; +7,500,000 Ordinary; cash n/a; non-cash n/a
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Becoming a substantial holder ↗ | OtherOrdinary shares | 7,500,000 | —Not Disclosed | — | — |
| 2026-09-17 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-17As disclosed: Sell
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | SaleOrdinary shares | 767 | AUD 168.74 | AUD 0.22Disclosed price | — |
| 2026-09-17 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-17As disclosed: Sell
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | SaleOrdinary shares | 14,261 | AUD 3,137.42 | AUD 0.22Disclosed price | — |
| 2026-09-17 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-17As disclosed: Sell
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | SaleOrdinary shares | 409,592 | AUD 89,677.30 | AUD 0.22Disclosed price | — |
| 2026-09-16 | State Street Corporation and subsidiariesSSGA Funds Management, Inc.
Details & evidence for State Street Corporation and subsidiaries on 2026-09-16As disclosed: Transfer in; +34,694 Ordinary; consideration 0.22
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Change in substantial holding ↗ | Transfer InOrdinary shares | 34,694 | —Not Disclosed | — | — |
| 2026-09-16 | State Street Corporation and subsidiariesState Street Bank and Trust Company
Details & evidence for State Street Corporation and subsidiaries on 2026-09-16As disclosed: Lend - for stock lend; +348,460 Ordinary; n/a consideration
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Change in substantial holding ↗ Change in substantial holding ↗ | OtherOrdinary shares | 348,460 | —Not Disclosed | — | — |
| 2026-09-16 | State Street Corporation and subsidiariesSSGA Funds Management, Inc.
Details & evidence for State Street Corporation and subsidiaries on 2026-09-16As disclosed: Annexure A row 127: 16/09/2026; cash 0.22; non-cash n/a; +34,694 Ordinary
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Becoming a substantial holder ↗ | OtherOrdinary shares | 34,694 | — | — | — |
| 2026-09-16 | State Street Corporation and subsidiariesState Street Bank and Trust Company
Details & evidence for State Street Corporation and subsidiaries on 2026-09-16As disclosed: Annexure A row 126: 16/09/2026; +348,460 Ordinary; cash n/a; non-cash n/a
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Becoming a substantial holder ↗ | OtherOrdinary shares | 348,460 | —Not Disclosed | — | — |
| 2026-09-16 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-16As disclosed: Sell
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | SaleOrdinary shares | 127,897 | AUD 28,776.83 | AUD 0.23Disclosed price | — |
| 2026-09-16 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-16As disclosed: Buy
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | PurchaseOrdinary shares | 767 | AUD 168.75 | AUD 0.22Disclosed price | — |
| 2026-09-16 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities PLC
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-16Borrow is a lending-related relevant-interest movement, not a cash purchase or beneficial acquisition. As disclosed: Borrow
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | OtherOrdinary shares | 1,500,000 | —Not Disclosed | — | — |
| 2026-09-16 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities PLC
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-16Borrow is a lending-related relevant-interest movement, not a cash purchase or beneficial acquisition. As disclosed: Borrow
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | OtherOrdinary shares | 6,000,000 | —Not Disclosed | — | — |
| 2026-09-16 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities LLC
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-16On-Lend is a lending-related relevant-interest movement; no cash transaction or separate beneficial ownership is inferred. As disclosed: On-Lend
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | OtherOrdinary shares | 3 | —Not Disclosed | — | — |
| 2026-09-15 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-15As disclosed: Sell
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | SaleOrdinary shares | 314 | AUD 72.22 | AUD 0.23Disclosed price | — |
| 2026-09-15 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-15As disclosed: Sell
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | SaleOrdinary shares | 121 | AUD 27.83 | AUD 0.23Disclosed price | — |
| 2026-09-15 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-15As disclosed: Buy
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | PurchaseOrdinary shares | 314 | AUD 72.23 | AUD 0.23Disclosed price | — |
| 2026-09-15 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-15As disclosed: Sell
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | SaleOrdinary shares | 24,869 | AUD 5,719.87 | AUD 0.23Disclosed price | — |
| 2026-09-14 | Sprott Inc. and controlled Sprott Group EntitiesSprott Asset Management USA Inc.
Details & evidence for Sprott Inc. and controlled Sprott Group Entities on 2026-09-14As disclosed: On market sell; consideration 0.230
Sprott Inc. · Form 604 section 1 identifies Sprott Inc. as the reporting parent; section 4 describes its control of SAM USA and shared relevant interests. Resource Capital Investment Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management LP · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management USA Inc. · Annexure B lists SAM USA as a Sprott Group Entity; section 4 says it has investment-manager power over voting and disposal and the controlled group shares its relevant interest. Sprott Global Resource Investments Ltd. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Lending Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott U.S. Holdings Inc. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott US GenPar LLC · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Streaming and Royalty Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Change in substantial holding ↗ | SaleFully paid ordinary shares | 135,846 | — | AUD 0.23Disclosed price | — |
| 2026-09-14 | Sprott Inc. and controlled Sprott Group EntitiesSprott Asset Management USA Inc.
Details & evidence for Sprott Inc. and controlled Sprott Group Entities on 2026-09-14As disclosed: On market sell; consideration 0.230
Sprott Inc. · Form 604 section 1 identifies Sprott Inc. as the reporting parent; section 4 describes its control of SAM USA and shared relevant interests. Resource Capital Investment Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management LP · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management USA Inc. · Annexure B lists SAM USA as a Sprott Group Entity; section 4 says it has investment-manager power over voting and disposal and the controlled group shares its relevant interest. Sprott Global Resource Investments Ltd. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Lending Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott U.S. Holdings Inc. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott US GenPar LLC · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Streaming and Royalty Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Change in substantial holding ↗ | SaleFully paid ordinary shares | 75,470 | — | AUD 0.23Disclosed price | — |
| 2026-09-14 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-14As disclosed: Sell
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | SaleOrdinary shares | 47,565 | AUD 10,226.48 | AUD 0.22Disclosed price | — |
| 2026-09-14 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-14As disclosed: Buy
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | PurchaseOrdinary shares | 4,058 | AUD 924.29 | AUD 0.23Disclosed price | — |
| 2026-09-14 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-14As disclosed: Buy
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | PurchaseOrdinary shares | 159,277 | AUD 35,968.73 | AUD 0.23Disclosed price | — |
| 2026-09-14 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-14As disclosed: Sell
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | SaleOrdinary shares | 3,937 | AUD 897.87 | AUD 0.23Disclosed price | — |
| 2026-09-14 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-14As disclosed: Sell
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | SaleOrdinary shares | 48,789 | AUD 10,852.72 | AUD 0.22Disclosed price | — |
| 2026-09-14 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-14As disclosed: Sell
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | SaleOrdinary shares | 132,997 | AUD 29,931.37 | AUD 0.23Disclosed price | — |
| 2026-09-14 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-14As disclosed: Buy
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | PurchaseOrdinary shares | 142,158 | AUD 32,696.34 | AUD 0.23Disclosed price | — |
| 2026-09-11 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-11As disclosed: Sell
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | SaleOrdinary shares | 37,480 | AUD 8,433.00 | AUD 0.23Disclosed price | — |
| 2026-09-11 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-11As disclosed: Sell
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | SaleOrdinary shares | 2,689 | AUD 579.40 | AUD 0.22Disclosed price | — |
| 2026-09-11 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-11As disclosed: Buy
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | PurchaseOrdinary shares | 50,254 | AUD 10,921.45 | AUD 0.22Disclosed price | — |
| 2026-09-11 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-11As disclosed: Sell
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | SaleOrdinary shares | 128,068 | AUD 28,174.96 | AUD 0.22Disclosed price | — |
| 2026-09-11 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-11As disclosed: Sell
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | SaleOrdinary shares | 44,728 | AUD 10,063.80 | AUD 0.23Disclosed price | — |
| 2026-09-10 | State Street Corporation and subsidiariesState Street Bank and Trust Company
Details & evidence for State Street Corporation and subsidiaries on 2026-09-10As disclosed: Annexure A row 125: 10/09/2026; -4,500,000 Ordinary; cash n/a; non-cash n/a
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Becoming a substantial holder ↗ | OtherOrdinary shares | 4,500,000 | —Not Disclosed | — | — |
| 2026-09-10 | Sprott Inc. and controlled Sprott Group EntitiesSprott Asset Management USA Inc.
Details & evidence for Sprott Inc. and controlled Sprott Group Entities on 2026-09-10As disclosed: On market buy; consideration 0.225
Sprott Inc. · Form 604 section 1 identifies Sprott Inc. as the reporting parent; section 4 describes its control of SAM USA and shared relevant interests. Resource Capital Investment Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management LP · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management USA Inc. · Annexure B lists SAM USA as a Sprott Group Entity; section 4 says it has investment-manager power over voting and disposal and the controlled group shares its relevant interest. Sprott Global Resource Investments Ltd. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Lending Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott U.S. Holdings Inc. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott US GenPar LLC · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Streaming and Royalty Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Change in substantial holding ↗ | PurchaseFully paid ordinary shares | 166,023 | — | AUD 0.225Disclosed price | — |
| 2026-09-10 | JPMorgan Chase & Co. and its affiliatesJPMorgan Chase Bank, N.A.
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-10Borrow Return is a lending-related relevant-interest movement, not a cash sale or beneficial disposal. As disclosed: Borrow Return
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | OtherOrdinary shares | 3,757,555 | —Not Disclosed | — | — |
| 2026-09-10 | JPMorgan Chase & Co. and its affiliatesJPMorgan Chase Bank, N.A.
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-10Borrow is a lending-related relevant-interest movement, not a cash purchase or beneficial acquisition. As disclosed: Borrow
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | OtherOrdinary shares | 329,135 | —Not Disclosed | — | — |
| 2026-09-10 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-10As disclosed: Sell
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | SaleOrdinary shares | 9,243 | AUD 2,125.89 | AUD 0.23Disclosed price | — |
| 2026-09-10 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-10As disclosed: Sell
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | SaleOrdinary shares | 56,959 | AUD 13,100.57 | AUD 0.23Disclosed price | — |
| 2026-09-10 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-10As disclosed: Buy
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | PurchaseOrdinary shares | 44,728 | AUD 10,181.35 | AUD 0.23Disclosed price | — |
| 2026-09-10 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-10As disclosed: Buy
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | PurchaseOrdinary shares | 133,000 | AUD 30,590.00 | AUD 0.23Disclosed price | — |
| 2026-09-10 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-10As disclosed: Sell
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | SaleOrdinary shares | 2,079 | AUD 478.17 | AUD 0.23Disclosed price | — |
| 2026-09-10 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-10As disclosed: Buy
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | PurchaseOrdinary shares | 34,862 | AUD 8,193.23 | AUD 0.24Disclosed price | — |
| 2026-09-10 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities PLC
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-10Borrow is a lending-related relevant-interest movement, not a cash purchase or beneficial acquisition. As disclosed: Borrow
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | OtherOrdinary shares | 500,000 | —Not Disclosed | — | — |
| 2026-09-09 | State Street Corporation and subsidiariesState Street Global Advisors, Australia, Limited
Details & evidence for State Street Corporation and subsidiaries on 2026-09-09As disclosed: Annexure A row 124: 09/09/2026; cash 0.23; non-cash n/a; -2,546,733 Ordinary
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Becoming a substantial holder ↗ | OtherOrdinary shares | 2,546,733 | — | — | — |
| 2026-09-09 | State Street Corporation and subsidiariesState Street Bank and Trust Company
Details & evidence for State Street Corporation and subsidiaries on 2026-09-09As disclosed: Annexure A row 123: 09/09/2026; +500,000 Ordinary; cash n/a; non-cash n/a
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Becoming a substantial holder ↗ | OtherOrdinary shares | 500,000 | —Not Disclosed | — | — |
| 2026-09-09 | State Street Corporation and subsidiariesState Street Bank and Trust Company
Details & evidence for State Street Corporation and subsidiaries on 2026-09-09As disclosed: Annexure A row 122: 09/09/2026; -5,080,000 Ordinary; cash n/a; non-cash n/a
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Becoming a substantial holder ↗ | OtherOrdinary shares | 5,080,000 | —Not Disclosed | — | — |
| 2026-09-09 | Sprott Inc. and controlled Sprott Group EntitiesSprott Asset Management USA Inc.
Details & evidence for Sprott Inc. and controlled Sprott Group Entities on 2026-09-09As disclosed: On market buy; consideration 0.230
Sprott Inc. · Form 604 section 1 identifies Sprott Inc. as the reporting parent; section 4 describes its control of SAM USA and shared relevant interests. Resource Capital Investment Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management LP · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management USA Inc. · Annexure B lists SAM USA as a Sprott Group Entity; section 4 says it has investment-manager power over voting and disposal and the controlled group shares its relevant interest. Sprott Global Resource Investments Ltd. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Lending Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott U.S. Holdings Inc. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott US GenPar LLC · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Streaming and Royalty Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Change in substantial holding ↗ | PurchaseFully paid ordinary shares | 61,310 | — | AUD 0.23Disclosed price | — |
| 2026-09-09 | JPMorgan Chase & Co. and its affiliatesJPMorgan Chase Bank, N.A.
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-09Borrow Return is a lending-related relevant-interest movement, not a cash sale or beneficial disposal. As disclosed: Borrow Return
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | OtherOrdinary shares | 100,800 | —Not Disclosed | — | — |
| 2026-09-09 | JPMorgan Chase & Co. and its affiliatesJPMorgan Chase Bank, N.A.
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-09Borrow Return is a lending-related relevant-interest movement, not a cash sale or beneficial disposal. As disclosed: Borrow Return
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | OtherOrdinary shares | 150,000 | —Not Disclosed | — | — |
| 2026-09-09 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-09As disclosed: Sell
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | SaleOrdinary shares | 7,331 | AUD 1,686.13 | AUD 0.23Disclosed price | — |
| 2026-09-09 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-09As disclosed: Sell
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | SaleOrdinary shares | 135,849 | AUD 31,245.27 | AUD 0.23Disclosed price | — |
| 2026-09-09 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-09As disclosed: Sell
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | SaleOrdinary shares | 59,858 | AUD 13,767.34 | AUD 0.23Disclosed price | — |
| 2026-09-09 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-09As disclosed: Sell
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | SaleOrdinary shares | 705 | AUD 165.68 | AUD 0.24Disclosed price | — |
| 2026-09-09 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-09As disclosed: Buy
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | PurchaseOrdinary shares | 56,959 | AUD 13,100.80 | AUD 0.23Disclosed price | — |
| 2026-09-09 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-09As disclosed: Sell
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | SaleOrdinary shares | 23,856 | AUD 5,606.16 | AUD 0.24Disclosed price | — |
| 2026-09-09 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-09As disclosed: Buy
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | PurchaseOrdinary shares | 159,705 | AUD 37,530.68 | AUD 0.24Disclosed price | — |
| 2026-09-09 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-09As disclosed: Buy
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | PurchaseOrdinary shares | 45,707 | AUD 10,548.72 | AUD 0.23Disclosed price | — |
| 2026-09-08 | State Street Corporation and subsidiariesState Street Global Advisors, Australia, Limited
Details & evidence for State Street Corporation and subsidiaries on 2026-09-08As disclosed: Annexure A row 121: 08/09/2026; cash 0.23; non-cash n/a; -602,624 Ordinary
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Becoming a substantial holder ↗ | OtherOrdinary shares | 602,624 | — | — | — |
| 2026-09-08 | State Street Corporation and subsidiariesState Street Bank and Trust Company
Details & evidence for State Street Corporation and subsidiaries on 2026-09-08As disclosed: Annexure A row 120: 08/09/2026; -146,081 Ordinary; cash n/a; non-cash n/a
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Becoming a substantial holder ↗ | OtherOrdinary shares | 146,081 | —Not Disclosed | — | — |
| 2026-09-08 | JPMorgan Chase & Co. and its affiliatesJPMorgan Chase Bank, N.A.
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-08Borrow is a lending-related relevant-interest movement, not a cash purchase or beneficial acquisition. As disclosed: Borrow
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | OtherOrdinary shares | 1,600,000 | —Not Disclosed | — | — |
| 2026-09-08 | JPMorgan Chase & Co. and its affiliatesJPMorgan Chase Bank, N.A.
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-08Borrow is a lending-related relevant-interest movement, not a cash purchase or beneficial acquisition. As disclosed: Borrow
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | OtherOrdinary shares | 1,500,000 | —Not Disclosed | — | — |
| 2026-09-08 | JPMorgan Chase & Co. and its affiliatesJPMorgan Chase Bank, N.A.
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-08Borrow Return is a lending-related relevant-interest movement, not a cash sale or beneficial disposal. As disclosed: Borrow Return
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | OtherOrdinary shares | 2,000,000 | —Not Disclosed | — | — |
| 2026-09-08 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-08As disclosed: Sell
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | SaleOrdinary shares | 33,801 | AUD 8,112.24 | AUD 0.24Disclosed price | — |
| 2026-09-08 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-08As disclosed: Buy
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | PurchaseOrdinary shares | 52,993 | AUD 12,719.33 | AUD 0.24Disclosed price | — |
| 2026-09-08 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-08As disclosed: Buy
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | PurchaseOrdinary shares | 49,787 | AUD 11,451.01 | AUD 0.23Disclosed price | — |
| 2026-09-08 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-08As disclosed: Buy
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | PurchaseOrdinary shares | 59,858 | AUD 13,767.22 | AUD 0.23Disclosed price | — |
| 2026-09-08 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-08As disclosed: Sell
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | SaleOrdinary shares | 31,787 | AUD 7,452.14 | AUD 0.23Disclosed price | — |
| 2026-09-08 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities PLC
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-08Borrow is a lending-related relevant-interest movement, not a cash purchase or beneficial acquisition. As disclosed: Borrow
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | OtherOrdinary shares | 179,801 | —Not Disclosed | — | — |
| 2026-09-07 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-07As disclosed: Sell
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | SaleOrdinary shares | 176,826 | AUD 42,438.24 | AUD 0.24Disclosed price | — |
| 2026-09-07 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-07As disclosed: Buy
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | PurchaseOrdinary shares | 16,030 | AUD 3,847.20 | AUD 0.24Disclosed price | — |
| 2026-09-07 | JPMorgan Chase & Co. and its affiliatesJ.P. Morgan Securities Australia Limited
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-07As disclosed: Buy
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ | PurchaseOrdinary shares | 133,620 | AUD 32,475.54 | AUD 0.24Disclosed price | — |
| 2026-09-04 | State Street Corporation and subsidiariesState Street Bank and Trust Company
Details & evidence for State Street Corporation and subsidiaries on 2026-09-04As disclosed: Annexure A row 119: 04/09/2026; +2,000,000 Ordinary; cash n/a; non-cash n/a
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Becoming a substantial holder ↗ | OtherOrdinary shares | 2,000,000 | —Not Disclosed | — | — |
| 2026-09-04 | Sprott Inc. and controlled Sprott Group EntitiesSprott Asset Management USA Inc.
Details & evidence for Sprott Inc. and controlled Sprott Group Entities on 2026-09-04As disclosed: On market buy; consideration 0.240
Sprott Inc. · Form 604 section 1 identifies Sprott Inc. as the reporting parent; section 4 describes its control of SAM USA and shared relevant interests. Resource Capital Investment Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management LP · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management USA Inc. · Annexure B lists SAM USA as a Sprott Group Entity; section 4 says it has investment-manager power over voting and disposal and the controlled group shares its relevant interest. Sprott Global Resource Investments Ltd. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Lending Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott U.S. Holdings Inc. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott US GenPar LLC · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Streaming and Royalty Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Change in substantial holding ↗ | PurchaseFully paid ordinary shares | 12,250 | — | AUD 0.24Disclosed price | — |
| 2026-09-03 | State Street Corporation and subsidiariesState Street Bank and Trust Company
Details & evidence for State Street Corporation and subsidiaries on 2026-09-03As disclosed: Annexure A row 118: 03/09/2026; +9,819 Ordinary; cash n/a; non-cash n/a
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Becoming a substantial holder ↗ | OtherOrdinary shares | 9,819 | —Not Disclosed | — | — |
| 2026-09-03 | State Street Corporation and subsidiariesState Street Bank and Trust Company
Details & evidence for State Street Corporation and subsidiaries on 2026-09-03As disclosed: Annexure A row 117: 03/09/2026; +1,100,000 Ordinary; cash n/a; non-cash n/a
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Becoming a substantial holder ↗ | OtherOrdinary shares | 1,100,000 | —Not Disclosed | — | — |
| 2026-09-03 | State Street Corporation and subsidiariesState Street Bank and Trust Company
Details & evidence for State Street Corporation and subsidiaries on 2026-09-03As disclosed: Annexure A row 116: 03/09/2026; +1,990,181 Ordinary; cash n/a; non-cash n/a
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Becoming a substantial holder ↗ | OtherOrdinary shares | 1,990,181 | —Not Disclosed | — | — |
| 2026-09-02 | State Street Corporation and subsidiariesState Street Bank and Trust Company
Details & evidence for State Street Corporation and subsidiaries on 2026-09-02As disclosed: Annexure A row 115: 02/09/2026; -1,000,000 Ordinary; cash n/a; non-cash n/a
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Becoming a substantial holder ↗ | OtherOrdinary shares | 1,000,000 | —Not Disclosed | — | — |
| 2026-09-02 | Sprott Inc. and controlled Sprott Group EntitiesSprott Asset Management USA Inc.
Details & evidence for Sprott Inc. and controlled Sprott Group Entities on 2026-09-02As disclosed: On market sell; consideration 0.235
Sprott Inc. · Form 604 section 1 identifies Sprott Inc. as the reporting parent; section 4 describes its control of SAM USA and shared relevant interests. Resource Capital Investment Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management LP · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management USA Inc. · Annexure B lists SAM USA as a Sprott Group Entity; section 4 says it has investment-manager power over voting and disposal and the controlled group shares its relevant interest. Sprott Global Resource Investments Ltd. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Lending Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott U.S. Holdings Inc. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott US GenPar LLC · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Streaming and Royalty Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Change in substantial holding ↗ | SaleFully paid ordinary shares | 679,275 | — | AUD 0.235Disclosed price | — |
| 2026-09-02 | Sprott Inc. and controlled Sprott Group EntitiesSprott Asset Management USA Inc.
Details & evidence for Sprott Inc. and controlled Sprott Group Entities on 2026-09-02As disclosed: On market sell; consideration 0.235
Sprott Inc. · Form 604 section 1 identifies Sprott Inc. as the reporting parent; section 4 describes its control of SAM USA and shared relevant interests. Resource Capital Investment Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management LP · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management USA Inc. · Annexure B lists SAM USA as a Sprott Group Entity; section 4 says it has investment-manager power over voting and disposal and the controlled group shares its relevant interest. Sprott Global Resource Investments Ltd. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Lending Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott U.S. Holdings Inc. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott US GenPar LLC · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Streaming and Royalty Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Change in substantial holding ↗ | SaleFully paid ordinary shares | 60,380 | — | AUD 0.235Disclosed price | — |
| 2026-09-02 | Sprott Inc. and controlled Sprott Group EntitiesSprott Asset Management USA Inc.
Details & evidence for Sprott Inc. and controlled Sprott Group Entities on 2026-09-02As disclosed: On market sell; consideration 0.235
Sprott Inc. · Form 604 section 1 identifies Sprott Inc. as the reporting parent; section 4 describes its control of SAM USA and shared relevant interests. Resource Capital Investment Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management LP · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management USA Inc. · Annexure B lists SAM USA as a Sprott Group Entity; section 4 says it has investment-manager power over voting and disposal and the controlled group shares its relevant interest. Sprott Global Resource Investments Ltd. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Lending Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott U.S. Holdings Inc. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott US GenPar LLC · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Streaming and Royalty Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Change in substantial holding ↗ | SaleFully paid ordinary shares | 301,900 | — | AUD 0.235Disclosed price | — |
| 2026-09-01 | Sprott Inc. and controlled Sprott Group EntitiesSprott Asset Management USA Inc.
Details & evidence for Sprott Inc. and controlled Sprott Group Entities on 2026-09-01As disclosed: On market sell; consideration 0.260
Sprott Inc. · Form 604 section 1 identifies Sprott Inc. as the reporting parent; section 4 describes its control of SAM USA and shared relevant interests. Resource Capital Investment Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management LP · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management USA Inc. · Annexure B lists SAM USA as a Sprott Group Entity; section 4 says it has investment-manager power over voting and disposal and the controlled group shares its relevant interest. Sprott Global Resource Investments Ltd. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Lending Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott U.S. Holdings Inc. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott US GenPar LLC · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Streaming and Royalty Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Change in substantial holding ↗ | SaleFully paid ordinary shares | 75,475 | — | AUD 0.26Disclosed price | — |
| 2026-08-28 | State Street Corporation and subsidiariesState Street Bank and Trust Company
Details & evidence for State Street Corporation and subsidiaries on 2026-08-28As disclosed: Annexure A row 114: 28/08/2026; +17,993 Ordinary; cash n/a; non-cash n/a
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Becoming a substantial holder ↗ | OtherOrdinary shares | 17,993 | —Not Disclosed | — | — |
| 2026-08-28 | State Street Corporation and subsidiariesState Street Bank and Trust Company
Details & evidence for State Street Corporation and subsidiaries on 2026-08-28As disclosed: Annexure A row 113: 28/08/2026; +560,818 Ordinary; cash n/a; non-cash n/a
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Becoming a substantial holder ↗ | OtherOrdinary shares | 560,818 | —Not Disclosed | — | — |
| 2026-08-28 | Sprott Inc. and controlled Sprott Group EntitiesSprott Asset Management USA Inc.
Details & evidence for Sprott Inc. and controlled Sprott Group Entities on 2026-08-28As disclosed: On market buy; consideration 0.265
Sprott Inc. · Form 604 section 1 identifies Sprott Inc. as the reporting parent; section 4 describes its control of SAM USA and shared relevant interests. Resource Capital Investment Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management LP · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management USA Inc. · Annexure B lists SAM USA as a Sprott Group Entity; section 4 says it has investment-manager power over voting and disposal and the controlled group shares its relevant interest. Sprott Global Resource Investments Ltd. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Lending Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott U.S. Holdings Inc. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott US GenPar LLC · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Streaming and Royalty Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Change in substantial holding ↗ | PurchaseFully paid ordinary shares | 377,350 | — | AUD 0.265Disclosed price | — |
| 2026-08-28 | Sprott Inc. and controlled Sprott Group EntitiesSprott Asset Management USA Inc.
Details & evidence for Sprott Inc. and controlled Sprott Group Entities on 2026-08-28As disclosed: On market sell; consideration 0.265
Sprott Inc. · Form 604 section 1 identifies Sprott Inc. as the reporting parent; section 4 describes its control of SAM USA and shared relevant interests. Resource Capital Investment Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management LP · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management USA Inc. · Annexure B lists SAM USA as a Sprott Group Entity; section 4 says it has investment-manager power over voting and disposal and the controlled group shares its relevant interest. Sprott Global Resource Investments Ltd. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Lending Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott U.S. Holdings Inc. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott US GenPar LLC · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Streaming and Royalty Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Change in substantial holding ↗ | SaleFully paid ordinary shares | 45,282 | — | AUD 0.265Disclosed price | — |
| 2026-08-27 | State Street Corporation and subsidiariesState Street Bank and Trust Company
Details & evidence for State Street Corporation and subsidiaries on 2026-08-27As disclosed: Annexure A row 112: 27/08/2026; +1,000,000 Ordinary; cash n/a; non-cash n/a
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Becoming a substantial holder ↗ | OtherOrdinary shares | 1,000,000 | —Not Disclosed | — | — |
| 2026-08-27 | Sprott Inc. and controlled Sprott Group EntitiesSprott Asset Management USA Inc.
Details & evidence for Sprott Inc. and controlled Sprott Group Entities on 2026-08-27As disclosed: On market buy; consideration 0.265
Sprott Inc. · Form 604 section 1 identifies Sprott Inc. as the reporting parent; section 4 describes its control of SAM USA and shared relevant interests. Resource Capital Investment Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management LP · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management USA Inc. · Annexure B lists SAM USA as a Sprott Group Entity; section 4 says it has investment-manager power over voting and disposal and the controlled group shares its relevant interest. Sprott Global Resource Investments Ltd. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Lending Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott U.S. Holdings Inc. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott US GenPar LLC · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Streaming and Royalty Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Change in substantial holding ↗ | PurchaseFully paid ordinary shares | 301,880 | — | AUD 0.265Disclosed price | — |
| 2026-08-27 | Sprott Inc. and controlled Sprott Group EntitiesSprott Asset Management USA Inc.
Details & evidence for Sprott Inc. and controlled Sprott Group Entities on 2026-08-27As disclosed: On market buy; consideration 0.265
Sprott Inc. · Form 604 section 1 identifies Sprott Inc. as the reporting parent; section 4 describes its control of SAM USA and shared relevant interests. Resource Capital Investment Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management LP · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management USA Inc. · Annexure B lists SAM USA as a Sprott Group Entity; section 4 says it has investment-manager power over voting and disposal and the controlled group shares its relevant interest. Sprott Global Resource Investments Ltd. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Lending Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott U.S. Holdings Inc. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott US GenPar LLC · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Streaming and Royalty Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Change in substantial holding ↗ | PurchaseFully paid ordinary shares | 90,564 | — | AUD 0.265Disclosed price | — |
| 2026-08-27 | Sprott Inc. and controlled Sprott Group EntitiesSprott Asset Management USA Inc.
Details & evidence for Sprott Inc. and controlled Sprott Group Entities on 2026-08-27As disclosed: On market buy; consideration 0.265
Sprott Inc. · Form 604 section 1 identifies Sprott Inc. as the reporting parent; section 4 describes its control of SAM USA and shared relevant interests. Resource Capital Investment Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management LP · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management USA Inc. · Annexure B lists SAM USA as a Sprott Group Entity; section 4 says it has investment-manager power over voting and disposal and the controlled group shares its relevant interest. Sprott Global Resource Investments Ltd. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Lending Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott U.S. Holdings Inc. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott US GenPar LLC · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Streaming and Royalty Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Change in substantial holding ↗ | PurchaseFully paid ordinary shares | 301,880 | — | AUD 0.265Disclosed price | — |
| 2026-08-27 | Sprott Inc. and controlled Sprott Group EntitiesSprott Asset Management USA Inc.
Details & evidence for Sprott Inc. and controlled Sprott Group Entities on 2026-08-27As disclosed: On market buy; consideration 0.265
Sprott Inc. · Form 604 section 1 identifies Sprott Inc. as the reporting parent; section 4 describes its control of SAM USA and shared relevant interests. Resource Capital Investment Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management LP · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management USA Inc. · Annexure B lists SAM USA as a Sprott Group Entity; section 4 says it has investment-manager power over voting and disposal and the controlled group shares its relevant interest. Sprott Global Resource Investments Ltd. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Lending Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott U.S. Holdings Inc. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott US GenPar LLC · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Streaming and Royalty Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Change in substantial holding ↗ | PurchaseFully paid ordinary shares | 150,940 | — | AUD 0.265Disclosed price | — |
| 2026-08-26 | Sprott Inc. and controlled Sprott Group EntitiesSprott Asset Management USA Inc.
Details & evidence for Sprott Inc. and controlled Sprott Group Entities on 2026-08-26As disclosed: On market buy; consideration 0.285
Sprott Inc. · Form 604 section 1 identifies Sprott Inc. as the reporting parent; section 4 describes its control of SAM USA and shared relevant interests. Resource Capital Investment Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management LP · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management USA Inc. · Annexure B lists SAM USA as a Sprott Group Entity; section 4 says it has investment-manager power over voting and disposal and the controlled group shares its relevant interest. Sprott Global Resource Investments Ltd. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Lending Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott U.S. Holdings Inc. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott US GenPar LLC · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Streaming and Royalty Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Change in substantial holding ↗ | PurchaseFully paid ordinary shares | 301,880 | — | AUD 0.285Disclosed price | — |
| 2026-08-26 | Sprott Inc. and controlled Sprott Group EntitiesSprott Asset Management USA Inc.
Details & evidence for Sprott Inc. and controlled Sprott Group Entities on 2026-08-26As disclosed: On market buy; consideration 0.285
Sprott Inc. · Form 604 section 1 identifies Sprott Inc. as the reporting parent; section 4 describes its control of SAM USA and shared relevant interests. Resource Capital Investment Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management LP · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management USA Inc. · Annexure B lists SAM USA as a Sprott Group Entity; section 4 says it has investment-manager power over voting and disposal and the controlled group shares its relevant interest. Sprott Global Resource Investments Ltd. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Lending Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott U.S. Holdings Inc. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott US GenPar LLC · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Streaming and Royalty Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Change in substantial holding ↗ | PurchaseFully paid ordinary shares | 301,880 | — | AUD 0.285Disclosed price | — |
| 2026-08-26 | Sprott Inc. and controlled Sprott Group EntitiesSprott Asset Management USA Inc.
Details & evidence for Sprott Inc. and controlled Sprott Group Entities on 2026-08-26As disclosed: On market buy; consideration 0.285
Sprott Inc. · Form 604 section 1 identifies Sprott Inc. as the reporting parent; section 4 describes its control of SAM USA and shared relevant interests. Resource Capital Investment Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management LP · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management USA Inc. · Annexure B lists SAM USA as a Sprott Group Entity; section 4 says it has investment-manager power over voting and disposal and the controlled group shares its relevant interest. Sprott Global Resource Investments Ltd. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Lending Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott U.S. Holdings Inc. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott US GenPar LLC · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Streaming and Royalty Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Change in substantial holding ↗ | PurchaseFully paid ordinary shares | 150,940 | — | AUD 0.285Disclosed price | — |
| 2026-08-26 | Sprott Inc. and controlled Sprott Group EntitiesSprott Asset Management USA Inc.
Details & evidence for Sprott Inc. and controlled Sprott Group Entities on 2026-08-26As disclosed: On market buy; consideration 0.285
Sprott Inc. · Form 604 section 1 identifies Sprott Inc. as the reporting parent; section 4 describes its control of SAM USA and shared relevant interests. Resource Capital Investment Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management LP · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management USA Inc. · Annexure B lists SAM USA as a Sprott Group Entity; section 4 says it has investment-manager power over voting and disposal and the controlled group shares its relevant interest. Sprott Global Resource Investments Ltd. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Lending Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott U.S. Holdings Inc. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott US GenPar LLC · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Streaming and Royalty Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Change in substantial holding ↗ | PurchaseFully paid ordinary shares | 60,376 | — | AUD 0.285Disclosed price | — |
| 2026-08-25 | State Street Corporation and subsidiariesState Street Bank and Trust Company
Details & evidence for State Street Corporation and subsidiaries on 2026-08-25As disclosed: Annexure A row 111: 25/08/2026; +5,000,000 Ordinary; cash n/a; non-cash n/a
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Becoming a substantial holder ↗ | OtherOrdinary shares | 5,000,000 | —Not Disclosed | — | — |
| 2026-08-25 | Sprott Inc. and controlled Sprott Group EntitiesSprott Asset Management USA Inc.
Details & evidence for Sprott Inc. and controlled Sprott Group Entities on 2026-08-25As disclosed: On market buy; consideration 0.275
Sprott Inc. · Form 604 section 1 identifies Sprott Inc. as the reporting parent; section 4 describes its control of SAM USA and shared relevant interests. Resource Capital Investment Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management LP · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management USA Inc. · Annexure B lists SAM USA as a Sprott Group Entity; section 4 says it has investment-manager power over voting and disposal and the controlled group shares its relevant interest. Sprott Global Resource Investments Ltd. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Lending Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott U.S. Holdings Inc. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott US GenPar LLC · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Streaming and Royalty Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Change in substantial holding ↗ | PurchaseFully paid ordinary shares | 120,760 | — | AUD 0.275Disclosed price | — |
| 2026-08-24 | State Street Corporation and subsidiariesState Street Bank and Trust Company
Details & evidence for State Street Corporation and subsidiaries on 2026-08-24As disclosed: Annexure A row 110: 24/08/2026; -9,087 Ordinary; cash n/a; non-cash n/a
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Becoming a substantial holder ↗ | OtherOrdinary shares | 9,087 | —Not Disclosed | — | — |
| 2026-08-24 | State Street Corporation and subsidiariesState Street Bank and Trust Company
Details & evidence for State Street Corporation and subsidiaries on 2026-08-24As disclosed: Annexure A row 109: 24/08/2026; -7,015,061 Ordinary; cash n/a; non-cash n/a
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Becoming a substantial holder ↗ | OtherOrdinary shares | 7,015,061 | —Not Disclosed | — | — |
| 2026-08-24 | State Street Corporation and subsidiariesState Street Bank and Trust Company
Details & evidence for State Street Corporation and subsidiaries on 2026-08-24As disclosed: Annexure A row 108: 24/08/2026; -3,472 Ordinary; cash n/a; non-cash n/a
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Becoming a substantial holder ↗ | OtherOrdinary shares | 3,472 | —Not Disclosed | — | — |
Disclosed holding observations19 dated positions
Initial, final and threshold notices describe positions; these are not counted as purchases or sales.
| Holding at | Person / group | Type / security | Quantity | Percentage |
|---|---|---|---|---|
| 2026-10-15 | State Street Corporation and subsidiaries
Details & evidence for State Street Corporation and subsidiaries on 2026-10-15Aggregate post-change voting position of the reporting group State Street Corporation and subsidiaries, not a claim of beneficial ownership. Section 4's seven State Street Bank and Trust Company rows are 18,175 (State of Alaska - Alaska Retirement Management Board), 42,957,741 (Sprott Asset Management LP), 171,000 (registered holder UNKNOWN; person entitled State Street Bank and Trust Company), 31,263 (American Century Investment Management, Inc.), 47,234 (ALPS ETF Trust), 250,545 (Dimensional Fund Advisors), and 184,142 (SSGA SPDR Index Share Funds). The separate SSGA Funds Management, Inc. row is 217,670 (registered holder State Street Bank and Trust Company; person entitled n/a). Section 4 describes the bank positions as lent securities or borrowed/on-lent securities and the SSGA position as voting/disposal power as manager or trustee.
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ | FinalOrdinary shares | 43,877,770 | 8.02%Voting Power |
| 2026-10-09 | JPMorgan Chase & Co. and its affiliates
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-10-09Aggregate post-change voting position of the reporting group JPMorgan Chase & Co. and affiliates. Section 4 shows relevant interests through securities on loan as agent lender, obligations to return securities, principal/proprietary dealing and prime-brokerage rehypothecation. The two 'various borrowers'/'various clients and custodians' descriptions do not identify those persons; no beneficial owner is inferred. This group observation includes the eight Section 4 positions listed in the references; they are a breakdown, not additive holdings.
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ | FinalOrdinary shares | 36,348,911 | 6.64%Voting Power |
| 2026-10-09 | State Street Corporation and subsidiaries
Details & evidence for State Street Corporation and subsidiaries on 2026-10-09Aggregate 9 October voting position of State Street Corporation and subsidiaries. Section 4's first seven entries total 35,675,251 and its SSGA Funds Management, Inc. entry adds 217,670, for 35,892,921. These reported interests arise through securities lending/borrowing powers or investment-manager/trustee voting or disposal powers, not a claim of group beneficial ownership. The 171,000 entry has registered holder UNKNOWN; the notice names State Street Bank and Trust Company as person entitled and says that bank has on-lent the securities. This same aggregate is the previous-notice position in the 19 October Form 604; the two source observations confirm one position and must not be added together.
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ | FinalOrdinary shares | 35,892,921 | 6.56%Voting Power |
| 2026-10-09 | State Street Corporation and subsidiaries
Details & evidence for State Street Corporation and subsidiaries on 2026-10-09Aggregate group voting position copied from the previous-notice column of the 19 October Form 604; the cited previous notice itself is not part of this source.
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Change in substantial holding ↗ Change in substantial holding ↗ | InitialOrdinary shares | 35,892,921 | 6.56%Voting Power |
| 2026-10-05 | State Street Corporation and subsidiaries
Details & evidence for State Street Corporation and subsidiaries on 2026-10-05Aggregate group voting position copied from the previous-notice column; the previous Form 604 itself is not part of this source, and opening account-level allocation is not provided.
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Change in substantial holding ↗ Change in substantial holding ↗ | InitialOrdinary shares | 27,392,930 | 5.01%Voting Power |
| 2026-10-05 | State Street Corporation and subsidiaries
Details & evidence for State Street Corporation and subsidiaries on 2026-10-05Aggregate group relevant-interest position as of the stated 5 October threshold date, not an assertion of group beneficial ownership. Section 4 includes registered holder and person entitled printed UNKNOWN for 171,000. The same figure is reported as the previous-notice position in the 13 October Form 604; the repeated observation is corroborative and not additive.
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Becoming a substantial holder ↗ Becoming a substantial holder ↗ Becoming a substantial holder ↗ Becoming a substantial holder ↗ Change in substantial holding ↗ | InitialOrdinary shares | 27,392,930 | 5.01%Voting Power |
| 2026-09-28 | JPMorgan Chase & Co. and its affiliates
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-28Aggregate post-change voting position of JPMorgan Chase & Co. and affiliates. The Section 4 lines are a breakdown of this total, not additive holdings. This same 28 September position appears as the previous-notice total in the 14 October Form 604; that repetition corroborates one position and is not additive.
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ | FinalOrdinary shares | 30,555,614 | 5.59%Voting Power |
| 2026-09-28 | JPMorgan Chase & Co. and its affiliates
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-28Aggregate group voting position copied from the previous-notice column; the previous Form 604 itself is not part of this source and the notice does not provide an opening account-level split.
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ Change in substantial holding ↗ | InitialOrdinary shares | 30,555,614 | 5.59%Voting Power |
| 2026-09-22 | State Street Corporation and subsidiaries
Details & evidence for State Street Corporation and subsidiaries on 2026-09-22Aggregate State Street group voting position from the present notice. Section 4 includes a 171,000-share row with registered holder UNKNOWN and person entitled State Street Bank and Trust Company; this component is included in the group total and is not separately attributed as a beneficial holding.
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ | FinalOrdinary shares | 39,306,145 | 7.19%Voting Power |
| 2026-09-21 | State Street Corporation and subsidiaries
Details & evidence for State Street Corporation and subsidiaries on 2026-09-21Aggregate State Street group voting position from the present notice. Section 4 includes a 171,000-share component whose registered holder is UNKNOWN and person entitled is State Street Bank and Trust Company; this amount remains included only within the group total, with no separate beneficial or account allocation.
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ | FinalOrdinary shares | 51,826,124 | 9.47%Voting Power |
| 2026-09-21 | State Street Corporation and subsidiaries
Details & evidence for State Street Corporation and subsidiaries on 2026-09-21Aggregate group voting position from the previous-notice column; no account-level allocation is given.
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Change in substantial holding ↗ Change in substantial holding ↗ | InitialOrdinary shares | 51,826,124 | 9.47%Voting Power |
| 2026-09-18 | Sprott Inc. and controlled Sprott Group Entities
Details & evidence for Sprott Inc. and controlled Sprott Group Entities on 2026-09-18Aggregate Sprott group relevant-interest voting position. Section 4 says SAM USA has investment-manager voting/disposal power and group members share the interest through control; this is not a beneficial holding or an allocation to each group entity.
Sprott Inc. · Form 604 section 1 identifies Sprott Inc. as the reporting parent; section 4 describes its control of SAM USA and shared relevant interests. Resource Capital Investment Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management LP · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management USA Inc. · Annexure B lists SAM USA as a Sprott Group Entity; section 4 says it has investment-manager power over voting and disposal and the controlled group shares its relevant interest. Sprott Global Resource Investments Ltd. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Lending Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott U.S. Holdings Inc. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott US GenPar LLC · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Streaming and Royalty Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ | FinalFully paid ordinary shares | 73,424,923 | 13.42%Voting Power |
| 2026-09-17 | State Street Corporation and subsidiaries
Details & evidence for State Street Corporation and subsidiaries on 2026-09-17Aggregate State Street group voting position from the present notice. Section 4 includes a 348,460-share row with registered holder UNKNOWN and person entitled State Street Bank and Trust Company; the amount remains included within the group aggregate and is not separately attributed or bridged.
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ | FinalOrdinary shares | 61,483,580 | 11.24%Voting Power |
| 2026-09-17 | State Street Corporation and subsidiaries
Details & evidence for State Street Corporation and subsidiaries on 2026-09-17Aggregate group voting position from the previous-notice column; no account-level allocation is given.
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Change in substantial holding ↗ Change in substantial holding ↗ | InitialOrdinary shares | 61,483,580 | 11.24%Voting Power |
| 2026-09-16 | JPMorgan Chase & Co. and its affiliates
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-16Aggregate post-change voting position of JPMorgan Chase & Co. and its affiliates. Section 4's seven lines are a breakdown of the same group total, not additive positions; no group beneficial ownership is inferred.
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ | FinalOrdinary shares | 41,028,422 | 7.50%Voting Power |
| 2026-09-16 | JPMorgan Chase & Co. and its affiliates
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-16Aggregate group voting position copied from the previous-notice column. No opening account-level split is provided.
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ Change in substantial holding ↗ | InitialOrdinary shares | 41,028,422 | 7.50%Voting Power |
| 2026-09-10 | State Street Corporation and subsidiaries
Details & evidence for State Street Corporation and subsidiaries on 2026-09-10Aggregate group voting position from the previous-notice column; no account-level allocation is given.
State Street Bank and Trust Company · Form 604 paragraphs 5 and 6 identify State Street Bank and Trust Company as a subsidiary of State Street Corporation and member of the substantial-holder group. SSGA Funds Management, Inc. · Form 604 paragraphs 5 and 6 identify SSGA Funds Management, Inc. as a subsidiary of State Street Corporation and member of the substantial-holder group. Change in substantial holding ↗ Change in substantial holding ↗ | InitialOrdinary shares | 53,251,966 | 9.73%Voting Power |
| 2026-09-04 | JPMorgan Chase & Co. and its affiliates
Details & evidence for JPMorgan Chase & Co. and its affiliates on 2026-09-04Aggregate group voting position copied from the previous-notice column; the account-level opening split is not disclosed.
J.P. Morgan Securities Australia Limited · Form 604 Section 5 explicitly identifies J.P. Morgan Securities Australia Limited as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities LLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities LLC as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Securities PLC · Form 604 Section 5 explicitly identifies J.P. Morgan Securities PLC as a subsidiary of JPMorgan Chase & Co. JPMorgan Chase Bank, N.A. · Form 604 Section 5 explicitly identifies JPMorgan Chase Bank, N.A. as a subsidiary of JPMorgan Chase & Co. J.P. Morgan Prime Inc. · The Form 604 identifies JPMorgan Chase & Co. and its affiliates as the reporting group and names J.P. Morgan Prime Inc. in Sections 4 and 6; Section 5 does not list it among the four subsidiaries. Change in substantial holding ↗ Change in substantial holding ↗ Change in substantial holding ↗ | InitialOrdinary shares | 35,421,509 | 6.48%Voting Power |
| 2026-08-28 | Sprott Inc. and controlled Sprott Group Entities
Details & evidence for Sprott Inc. and controlled Sprott Group Entities on 2026-08-28Aggregate Sprott group voting position as disclosed in the previous-notice column; no account-level allocation is given.
Sprott Inc. · Form 604 section 1 identifies Sprott Inc. as the reporting parent; section 4 describes its control of SAM USA and shared relevant interests. Resource Capital Investment Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management LP · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Asset Management USA Inc. · Annexure B lists SAM USA as a Sprott Group Entity; section 4 says it has investment-manager power over voting and disposal and the controlled group shares its relevant interest. Sprott Global Resource Investments Ltd. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Lending Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott U.S. Holdings Inc. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott US GenPar LLC · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Sprott Resource Streaming and Royalty Corp. · Annexure B lists this controlled body corporate as a Sprott Group Entity; section 4 says each such entity has SAM USA's relevant interest through Sprott control. Change in substantial holding ↗ Change in substantial holding ↗ | InitialFully paid ordinary shares | 63,815,718 | 11.67%Voting Power |
The closest covered peers
Peer comparison
Peer comparison pending
No peer comparison has been saved for this company.
An on-demand analysis selects up to five closest peers and checks what their differences mean for independent fair value.
Narrative and provenance
Research & Sources
AI Analyst Report
The full analyst report, its figures and the broker-style PDF are available to subscribers and invited guests.
Sign in or enter a guest codeChronological evidenceSource-document inventory9 documents
LOT ASX close 30 October 2026 (reference price for 31 October 2026 cutoff)Market Data · LowExtracted
Local eligible ASX close for LOT registered as the valuation reference price (close A$0.185 on 30 Oct 2026, volume 6,004,272, provider market data provider via the local price database).
- Document ID
- lot-20261030-asx-close-reference
- Published UTC
- 2026-10-30T06:00:00Z
- Projects
- —
- Commodities
- —
Quarterly Activities and Cash Flow Report - September 2026 (incl. Appendix 5B)Operations · HighPartial
September 2026 quarter: 101.8klb produced, A$57.4M cash at 30 September 2026, post-quarter equity and convertible note raise, and Appendix 5B cash flows for the quarter.
- Document ID
- lot-20261029-quarterly-sep-2026
- Published UTC
- 2026-10-28T21:47:40Z
- Projects
- kayelekera · letlhakane
- Commodities
- uranium
Lotus Resources 2026 Annual Report to ShareholdersResults · HighPartial
FY2026 annual report (year to 30 June 2026): Kayelekera restart and ramp-up, June 2026 resource and reserve statement, audited statements, Mercuria marketing and prepayment terms and post-year-end funding package.
- Document ID
- lot-20260928-annual-report-fy2026
- Published UTC
- 2026-09-27T23:22:49Z
- Projects
- kayelekera · letlhakane
- Commodities
- uranium
Quarterly Activities and Cash Flow Reports - June 2026Operations · HighPartial
September 2026 quarter: 101.8klb produced, A$57.4M cash at 30 September 2026, post-quarter equity and convertible note raise, and Appendix 5B cash flows for the quarter.
- Document ID
- lot-20260730-quarterly-jun-2026
- Published UTC
- 2026-07-30T06:55:15Z
- Projects
- kayelekera · letlhakane
- Commodities
- uranium
Investor Presentation - Operational and Balance Sheet Reset (23 July 2026)Presentation · HighPartial
Kayelekera steady-state target, contracted volume, resource and reserve summary, and the strategic funding package announced 23 July 2026.
- Document ID
- lot-20260723-investor-presentation-reset
- Published UTC
- 2026-07-23T00:02:36Z
- Projects
- kayelekera
- Commodities
- uranium
Quarterly Activities and Cash Flow Reports - March 2026Operations · HighPartial
September 2026 quarter: 101.8klb produced, A$57.4M cash at 30 September 2026, post-quarter equity and convertible note raise, and Appendix 5B cash flows for the quarter.
- Document ID
- lot-20260430-quarterly-mar-2026
- Published UTC
- 2026-04-29T23:12:26Z
- Projects
- kayelekera · letlhakane
- Commodities
- uranium
Half Year Financial Report - 31 December 2025Results · HighPartial
Half-year to 31 December 2025: cash, borrowings, equity and operating cash outflow, and the Kayelekera royalty arrangements.
- Document ID
- lot-20260306-half-year-report-dec-2025
- Published UTC
- 2026-03-05T22:00:00Z
- Projects
- kayelekera
- Commodities
- uranium
Completion of Share Capital Consolidation (22 January 2026)Corporate Action · MediumPartial
Share consolidation completion; page 3 states Lotus owns 85% of Kayelekera and 100% of the Letlhakane Uranium Project in Botswana.
- Document ID
- lot-20260122-completion-share-consolidation
- Published UTC
- 2026-01-22T08:08:04Z
- Projects
- letlhakane · kayelekera
- Commodities
- uranium
Updated Letlhakane Scoping Study (12 March 2025)Study · HighPartial
Letlhakane scoping study, selected case about US$65/lb: 10-year life, 2.9Mlb/yr average, US$465.4M initial capital. AACE Class 5 (+/-30%). Pages are image-only and were read visually.
- Document ID
- lot-20250312-letlhakane-scoping-study
- Published UTC
- 2025-03-11T22:00:00Z
- Projects
- letlhakane
- Commodities
- uranium
Evidence facts37
30185667 AUD
2026-06-30-83518268 AUD
2026-06-30-114904036 AUD
2026-06-30332.1 klb
2026-06-3044.9 Mlb
2026-06-3022.5 Mlb
2026-06-30547045342 shares
2026-09-28US$30M prepayment; 3.0Mlb marketing text
2026-09-2857.4 AUD M
2026-09-30101.8 klb
2026-09-30155.9 klb
2026-06-30-45183 AUD'000
2026-09-30-13594 AUD'000
2026-09-3085071 AUD'000
2026-09-3030186 AUD'000
2026-06-30547045342 shares
2026-09-302.4 Mlb/yr
2026-07-233.3 Mlb
2026-07-2330 USD M
2026-07-2356163665 AUD
2025-12-313977807 AUD
2025-12-31-33542064 AUD
2025-12-313 royalty agreements text
2025-12-31465.4 USD M
2025-03-122.9 Mlb/yr
2025-03-1265 USD/lb
2025-03-1223.5 USD M
2025-03-1223.8 USD M
2025-03-120.185 AUD
2026-10-30100 pct
2026-01-2285 AUD M
2026-03-31-37742 AUD'000
2026-03-3178.31 klb
2026-03-3172.5 klb
2025-12-3125.5 klb
2025-09-30155.9 klb
2026-06-3078.2 klb
2026-03-31Conflicts requiring judgment4
- convertible_note_counterparty
Both documents name CVI Investments, Inc. as noteholder; the 29 Oct 2026 quarterly adds that CVI is managed by Heights Capital Management. Heights is the manager, not a second counterparty. Later document used.
- convertible_note_expiry
Annual report gives expiry 7 Sep 2031 and the 23 Jul 2026 investor presentation (annexure, p.57) gives an up-to-five-year term from the 9 Sep 2026 issue. The quarterly's 7 Sep 2029 is inconsistent with that term and is treated as an error.
- letlhakane_preproduction_cost
Study Table 6 itemises US$23.8M; the executive-summary figure of US$23.5M is a rounded summary. Table 6 is used.
- kayelekera_resource_total
The presentation's 46.3Mlb figure is the consolidated resource as at 30 June 2025 (annexure heading, p.56). The annual report's 44.9Mlb at 30 June 2026 is the later statement and is used.